RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 1 | BIRNAM WOOD CAPITAL, LLC | $687,752 | — | $117,605,527 | $117,605,527 |
| 2 | OPTIMA ASSET MANAGEMENT INC | $2,186,892 | — | $478,929,419 | $478,929,419 |
| 3 | PAUL COMSTOCK PARTNERS | $18,977,394 | $7,525,251 | $2,383,626,385 | $2,391,151,636 |
| 4 | SADDOCK WEALTH, LLC | $1,868,116 | $72,400,000 | $56,500,000 | $128,900,000 |
| 5 | CORPS CAPITAL ADVISORS, LLC | $1,785,518 | $91,387,837 | $28,241,849 | $119,629,686 |
| 6 | DANIELS & ERICKSON FINANCIAL ADVISORS, LLC | $742,143 | $106,126,443 | — | $106,126,443 |
| 7 | MILLER EQUITY CAPITAL ADVISORS | $3,231,911 | $113,116,878 | — | $113,116,878 |
| 8 | THE RUDD COMPANY, LLC | $238,429 | $115,532,566 | $13,457,359 | $128,989,925 |
| 9 | EUBANK, HUTSON & ASSOCIATES, LLC | $220,644 | $118,485,840 | — | $118,485,840 |
| 10 | IMPERIUM WEALTH MANAGEMENT, LLC | $218,454 | $126,072,366 | $3,034,074 | $129,106,440 |
| 11 | J.K. FINANCIAL, INC. | $343,089 | $126,600,000 | — | $126,600,000 |
| 12 | WISDOM INDEX ADVISORS | $240,051 | $128,427,283 | — | $128,427,283 |
| 13 | MURPHY & SYLVEST | $310,854 | $129,602,314 | $2,821,507 | $132,423,821 |
| 14 | SCHUBERT & COMPANY, INC. | $317,464 | $130,160,222 | — | $130,160,222 |
| 15 | BEST INVEST | $167,340 | $130,525,531 | — | $130,525,531 |
| 16 | HERITAGE RETIREMENT ADVISORS, LLC | $449,977 | $136,343,014 | — | $136,343,014 |
| 17 | MILLER GLOBAL INVESTMENTS, L.L.C. | $892,672 | $136,578,873 | — | $136,578,873 |
| 18 | ASPEN WEALTH MANAGEMENT | $303,932 | $138,050,665 | $2,061,985 | $140,112,650 |
| 19 | PARKSTONE WEALTH MANAGEMENT, LLC | $1,838,954 | $141,599,460 | — | $141,599,460 |
| 20 | KEENER FINANCIAL PLANNING | $422,162 | $141,833,652 | $6,767,484 | $148,601,136 |
| 21 | TRUE FINANCIAL GROUP | $126,417 | $143,800,000 | $1,200,000 | $145,000,000 |
| 22 | CONCORDE INVESTMENT MANAGEMENT | $1,768,180 | $144,564,257 | $53,471,868 | $198,036,125 |
| 23 | THE PERSONAL WEALTH COACH | $198,759 | $148,075,470 | — | $148,075,470 |
| 24 | FORTHRIGHT FAMILY WEALTH ADVISORY LLC | $578,547 | $149,265,105 | — | $149,265,105 |
| 25 | LUCIEN STIRLING & GRAY ADVISORY GROUP INC | $176,593 | $154,548,275 | $70,607,258 | $225,155,533 |
| 26 | EQUISTAR WEALTH MANAGEMENT LLC | $603,492 | $158,115,003 | — | $158,115,003 |
| 27 | TRISPERITY ADVISORS, LLC | $283,049 | $164,647,423 | $3,483,743 | $168,131,166 |
| 28 | HERITAGE WEALTH MANAGEMENT | $372,643 | $165,080,862 | — | $165,080,862 |
| 29 | KM CAPITAL MANAGEMENT, LTD. | $858,768 | $165,149,000 | $30,650,000 | $195,799,000 |
| 30 | PARKER FINANCIAL ADVISORS LLC | $568,395 | $167,009,159 | $98,972 | $167,108,131 |
| 31 | WHITEROCK WEALTH MANAGEMENT CO. | $497,909 | $174,268,096 | — | $174,268,096 |
| 32 | HAVEN WEALTH GROUP | $347,023 | $174,552,792 | — | $174,552,792 |
| 33 | SILICON HILLS WEALTH MANAGEMENT | $332,270 | $175,251,920 | $1,847,829 | $177,099,749 |
| 34 | TL PRIVATE WEALTH | $355,270 | $175,414,694 | $1,154,539 | $176,569,233 |
| 35 | FOCUS WEALTH ADVISORS, LLC | $523,167 | $175,500,000 | $2,900,000 | $178,400,000 |
| 36 | WEALTH COVENANT GROUP LLC | $596,610 | $176,000,000 | — | $176,000,000 |
| 37 | BONNER & SMITH, LLC | $758,626 | $176,001,170 | — | $176,001,170 |
| 38 | AMICUS FINANCIAL ADVISORS, LLC | $190,856 | $181,820,736 | $828,560 | $182,649,296 |
| 39 | GRUNDEN FINANCIAL ADVISORY, INC. | $194,604 | $182,538,120 | — | $182,538,120 |
| 40 | HERITAGE FINANCIAL PLANNING | $383,753 | $187,655,102 | — | $187,655,102 |
| 41 | STEGENT EQUITY ADVISORS INC. | $495,009 | $187,912,066 | $1,676,554 | $189,588,620 |
| 42 | MCDONALD CAPITAL MANAGEMENT | $601,094 | $189,873,030 | $1,875,828 | $191,748,858 |
| 43 | ENGRAVE WEALTH PARTNERS, LLC | $400,834 | $190,138,964 | $2,261,240 | $192,400,204 |
| 44 | FINANCIAL LIFE ADVISORS | $347,354 | $190,450,323 | $41,582,449 | $232,032,772 |
| 45 | DBA STONE WEALTH MANAGEMENT | $267,920 | $200,047,088 | $2,500,691 | $202,547,779 |
| 46 | MILLS WEALTH ADVISORS, LLC | $185,016 | $203,324,973 | $25,910,316 | $229,235,289 |
| 47 | CAMDEN WEALTH ADVISORS LLC | $1,708,816 | $206,637,644 | $3,546,664 | $210,184,308 |
| 48 | TRINITY LEGACY PARTNERS, LLC | $510,363 | $211,423,382 | $50,392,998 | $261,816,380 |
| 49 | LIFEWAY FINANCIAL CORPORATION | $571,486 | $214,307,229 | — | $214,307,229 |
| 50 | EARLY MCCLINTIC & MCMILLAN, LLP | $361,966 | $217,854,002 | $146,284,234 | $364,138,236 |
Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Data.
Reprints: For reprints of these rankings, please contact Sabrina Straub.
*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.
Database last updated on June, 2020.
