RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1First Endowment Development Corp$24,905,746$7,471,803$2,781,971,693$2,789,443,496
2Paratus Financial, Inc.$474,266$221,642,213$1,585,311,161$1,806,953,374
3CH INVESTMENT PARTNERS, LLC$3,111,608$2,751,450,579$823,786,993$3,575,237,572
4Optima Asset Management Inc$2,345,100$490,125,863$490,125,863
5Galapagos Partners, L.P.$25,269,101$270,807,033$461,996,902$732,803,935
6Requisite Capital Management LLC$3,403,288$553,520,116$453,853,165$1,007,373,281
7Sequent Asset Management, LLC$1,568,407$343,092,637$368,964,176$712,056,813
8Autumn Lane Advisors, LLC$1,521,181$306,560,000$323,209,000$629,769,000
9Early Mcclintic & Mcmillan, LLP$865,357$236,987,361$168,865,012$405,852,373
10Wpwealth LLP$381,912$568,479,191$157,534,723$726,013,914
11RGT Wealth Advisors, LLC$1,168,347$4,714,561,153$145,762,623$4,860,323,776
12RICHARD P. SLAUGHTER ASSOCIATES, INC.$534,688$622,756,284$134,896,419$757,652,703
13Diesslin Group, Inc.$526,727$597,114,028$129,769,812$726,883,840
14Beaird Harris Wealth Management, LLC$505,031$1,135,832,001$126,239,328$1,262,071,329
15BIRNAM WOOD CAPITAL, LLC$687,752$117,605,527$117,605,527
16Sfmg, LLC.$503,911$1,551,583,328$116,864,879$1,668,448,207
17Cypress Point Wealth Management, LLC$125,380$514,111,530$115,545,082$629,656,612
18Concorde Financial Corporation$2,890,400$272,405,058$83,114,109$355,519,167
19Covenant Multi-Family Offices, LLC$1,089,833$1,986,473,095$72,221,769$2,058,694,864
20Durbin Bennett Private Wealth Management, LLC$1,082,346$1,220,806,382$65,020,699$1,285,827,081
21SADDOCK WEALTH, LLC$1,868,116$72,400,000$56,500,000$128,900,000
22Financial Life Advisors LLC$425,754$229,517,682$54,886,134$284,403,816
23FCA Corp$691,452$400,081,062$52,128,867$452,209,929
24Lucien Stirling & Gray Advisory Group Inc$175,039$124,893,764$48,569,797$173,463,561
25Corda Investment Management, LLC$497,195$1,195,187,987$47,800,000$1,242,987,987
26KM Capital Management, Ltd.$891,130$202,742,961$42,317,653$245,060,614
27Venturi Wealth Management, LLC$681,442$1,735,590,000$41,610,000$1,777,200,000
28Financial Management Professionals Inc$377,045$767,962,203$41,177,000$809,139,203
29HFG Wealth Management, LLC$1,317,515$409,044,003$40,228,782$449,272,785
30Trinity Legacy Partners, LLC$501,099$244,733,810$37,384,909$282,118,719
31Horizon Advisors, LLC$485,307$267,787,635$34,073,590$301,861,225
32Meridian Wealth Advisors, LLC$719,557$839,743,048$33,799,718$873,542,766
33Whiterock Wealth Management Co.$608,631$185,055,912$33,442,466$218,498,378
34Corps Capital Advisors, LLC$1,010,076$102,580,000$30,750,000$133,330,000
35Ackerman Capital Advisors, LLC$918,020$434,278,331$30,239,912$464,518,243
36Mills Wealth Advisors, LLC$189,344$192,762,340$28,959,407$221,721,747
37New Capital Management, Lp$3,291,875$293,020,000$23,000,000$316,020,000
38Imperium Wealth Management, LLC$242,402$128,587,046$22,914,284$151,501,330
39True North Advisors, LLC$708,300$2,316,755,756$21,343,657$2,338,099,413
40The Rudd Company, LLC$273,407$133,407,934$18,059,648$151,467,582
41Tanglewood Legacy Advisors, LLC$765,777$298,448,354$17,051,971$315,500,325
42Howard Financial Services, Ltd.$710,052$746,128,761$16,467,244$762,596,005
43Matthew Goff Investment Advisor, LLC$719,785$366,957,904$15,248,078$382,205,982
44Austin Asset Management Co$615,480$1,162,227,195$14,571,243$1,176,798,438
45Allred Capital Management, LLC$403,224$340,465,128$13,969,090$354,434,218
46Harrell Investment Partners, LLC$607,728$412,631,294$12,778,631$425,409,925
47Briaud Financial Planning Inc$368,063$656,995,756$12,510,232$669,505,988
48KMH Wealth Management, LLC$502,440$558,194,093$11,069,873$569,263,966
49Roserock Wealth Management, LLC$414,729$98,000,000$9,000,000$107,000,000
50J. Team Financial, Inc.$154,132$128,302,136$6,409,482$134,711,618
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Showing 1 to 50 of 142 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.