RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Aspen Wealth Management$602,716$106,516,340$767,101$107,283,441
2Bird Rock Asset Management, Lp$542,190$74,916,947$104,547,914$179,464,861
3Bonner & Smith, Llc$184,307$156,108,087$156,108,087
4Carter Asset Management$530,498$268,431,902$268,431,902
5Chessman Wealth Strategies$162,117$175,534,187$4,739,931$180,274,118
6Eggerss Capital Management$302,292$147,065,742$3,173,531$150,239,273
7Equistar Wealth Management Llc$559,531$137,085,190$137,085,190
8Fca Corp$762,556$382,046,084$52,611,088$434,657,172
9Financial Life Advisors$318,920$154,132,503$39,770,881$193,903,384
10Fmp Wealth Advisers$297,190$550,816,000$57,234,000$608,050,000
11Focus Wealth Advisors, Llc$326,538$121,909,505$2,828,091$124,737,596
12Fortune Wealth Management, Llc$1,121,160$228,259,998$3,820,098$232,080,096
13Haven Wealth Group$296,304$141,337,039$141,337,039
14Heritage Retirement Advisors, Llc$118,195$121,859,323$121,859,323
15Howard Financial Services, Ltd.$394,079$624,072,503$542,685$624,615,188
16Imperium Wealth Management, Llc$217,547$97,198,284$11,792,857$108,991,141
17Insight Wealth Partners$182,399$330,871,329$911,790$331,783,119
18Lauterbach Financial Advisors, Llc$368,037$341,158,281$1,116,142$342,274,423
19Linscomb & Williams$1,731,629$2,808,702,381$2,808,702,381
20Lucien Stirling & Gray Advisory Group Inc$152,541$137,645,686$40,521,926$178,167,612
21Mercantile Investment Advisors$1,475,197$107,689,413$107,689,413
22Miller Global Investments, L.L.C.$773,468$122,207,993$122,207,993
23Mills Wealth Advisors, Llc$163,029$132,884,061$31,123,533$164,007,594
24Monticello Wealth Management, Llc$1,511,853$618,036,610$1,823,013$619,859,623
25One Advocate Group$406,048$188,000,000$188,000,000
26Pin Oak Investment Advisors Inc$602,130$400,416,707$400,416,707
27Richard P. Slaughter Associates, Inc.$412,509$478,222,367$29,163,971$507,386,338
28Sather Financial Group, Inc.$630,244$645,369,519$645,369,519
29Sfmg Wealth Advisors$430,871$1,181,086,297$131,347,617$1,312,433,914
30Silicon Hills Wealth Management$321,695$220,683,050$220,683,050
31Sloan Investment Management, L.L.C.$852,318$549,596,800$2,705,366$552,302,166
32Stone Asset Management, Inc.$289,897$169,066,050$1,393,131$170,459,181
33Strategic Advisory Services, L.L.C.$320,638$109,598,237$701,326$110,299,563
34Team Financial Strategies$131,211$113,917,426$1,810,688$115,728,114
35Trinity Legacy Partners, Llc$334,921$169,346,880$458,291$169,805,171
36Trisperity Advisors, Llc$267,891$133,471,984$11,992,794$145,464,778
37Waterway Wealth Management, L.L.C.$282,935$295,950,356$295,950,356
38Wj Interests, Llc$399,733$299,000,000$299,000,000
39Wpwealth Llp$238,493$460,799,322$51,959,820$512,759,142

Showing 1 to 39 of 39 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,298 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of November 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on January 15, 2020.


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