RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
51Moser Wealth Advisors, LLC$420,285$181,983,230$181,983,230
52Stolz & Associates, Ps$417,100$116,876,271$17,012,757$133,889,028
53S. R. Schill & Associates Inc.$407,213$228,318,118$2,978,733$231,296,851
54Sovereign Wealth Advisors, Inc.$401,505$239,057,678$40,791,209$279,848,887
55Capital Planning LLC$399,868$493,781,639$1,655,228$495,436,867
56Personal Investment Management Inc$391,981$487,623,800$487,623,800
57Buckley Investment Group, LLC$390,738$114,095,579$114,095,579
58Seneschal Advisors, LLC$388,782$191,669,405$191,669,405
59NEWFOCUS FINANCIAL GROUP, LLC$380,186$602,974,548$602,974,548
60Trellis Advisors, LLC$355,650$390,599,487$3,460,392$394,059,879
61Ten Capital Wealth Advisors, LLC$354,842$762,866,935$35,173,747$798,040,682
62Capital Advisors Wealth Management, LLC$350,081$370,864,559$109,796,500$480,661,059
63Kaizen Financial Advisors, LLC$347,617$157,462,863$44,502,872$201,965,735
64Mars Jewett Financial Group, Inc.$345,255$496,322,864$1,535,506$497,858,370
65Ram Investment Partners, LLC$342,524$415,434,597$116,504,857$531,939,454
66Dental Wealth Advisors, LLC$334,891$125,249,405$125,249,405
67EQ, LLC$334,742$271,927,804$96,957,437$368,885,241
68Bear Mountain Capital Inc.$331,478$222,912,580$835,315$223,747,895
69Jarvis Financial Services, Inc.$330,860$191,000,000$5,200,000$196,200,000
70First Pacific Financial, Inc.$316,683$841,111,158$841,111,158
71Chaney Capital Management Inc.$315,127$283,299,003$283,299,003
72Robinswood Financial LLC$306,534$334,223,205$2,657,276$336,880,481
73Soundview Advisors, Inc.$300,549$276,447,038$6,369,252$282,816,290
74Martel Wealth Advisors Inc$296,655$692,691,790$123,407,471$816,099,261
75Fort Vancouver Investment Management, LLC$295,276$140,256,234$140,256,234
76R.L. Evans Co. Inc.$264,882$109,100,000$60,954,000$170,054,000
77Tradewinds Capital Management, LLC$260,281$1,009,631,757$1,009,631,757
78Wayfinding Financial, LLC$260,258$228,974,655$2,655,266$231,629,921
79Financial Plan, Inc.$245,530$713,018,175$713,018,175
80Leonard Rickey Investment Advisors, P.L.L.C.$237,918$560,430,525$19,850,930$580,281,455
81VESTORY, LLC$207,548$433,424,640$22,351,831$455,776,471
82Quantum Financial Planning Services, Inc.$199,026$348,632,815$37,876,520$386,509,335
83Northern Capital Management, Inc.$198,482$341,192,244$395,091$341,587,335
84Oliver Capital Management, Inc.$190,955$31,755,488$238,446,223$270,201,711
85Epic Trust Investment Advisors LLC$111,415$128,461,837$128,461,837
« Previous Page

Showing 51 to 85 of 85 entries

Page 1 | 2

Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Research.

Reprints: For reprints of these rankings, please contact Caroline Murphy.

*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on July 2021.