RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Kerntke Otto Mcglone Wealth Management Group$181,953$542,366,203$24,054,198$566,420,401
2Endowment Wealth Management, Inc.$204,773$212,713,885$17,040,970$229,754,855
3Central Wealth Management LLC$221,861$118,695,827$118,695,827
4Navigen, LLC$233,935$160,713,137$160,713,137
5Leverty Financial Group, LLC$237,395$315,034,854$1,175,426$316,210,280
6Walkner Condon Financial Advisors LLC$239,378$297,052,214$39,033,803$336,086,017
7T. Anton Investment House, Inc.$242,383$216,690,729$216,690,729
8Financial Service Group Inc$272,961$284,971,179$284,971,179
9Poehling Capital Management, Inc.$273,705$311,219,463$4,909,767$316,129,230
10Mendota Financial Group, LLC$292,256$265,256,544$12,386,861$277,643,405
11Midland Financial Advisors, Inc.$301,157$203,366,836$11,960,386$215,327,222
12Shakespeare Wealth Management, Inc.$307,038$301,511,336$301,511,336
13Voyager Capital Management, LLC$311,287$195,235,665$2,431,616$197,667,281
14Access Investment Advisors Inc$330,250$167,106,686$167,106,686
15Ern Financial, LLC$377,194$653,934,724$62,357,493$716,292,217
16Resonant Capital Advisors, LLC$390,570$797,866,143$42,249,025$840,115,168
17Sattell, Johnson, Appel Financial Advisory, LLC$398,055$468,421,439$487,601$468,909,040
18Verus Investment Advisory Group, Inc.$417,410$146,510,847$146,510,847
19Jacobson & Schmitt Advisors, LLC$450,248$354,345,480$354,345,480
20McCarthy Grittinger Financial Group, LLC$464,237$320,761,632$33,915,554$354,677,186
21Next Generation Wealth Management, Inc.$475,979$452,478,631$6,841,034$459,319,665
22Sumnicht & Associates, LLC$505,388$317,330,231$52,613,613$369,943,844
23Milestone Investment Advisors, LLC$519,719$522,363,649$87,786,368$610,150,017
24Isthmus Partners, LLC$655,146$779,624,047$779,624,047
25Michael A. Dubis Financial Planning, LLC$671,958$194,867,854$194,867,854
26WFA Asset Management Corp$673,206$272,447,445$17,031,247$289,478,692
27Orgel Wealth Management, LLC$689,258$5,618,834,000$5,618,834,000
28Pegasus Partners Ltd.$828,422$1,748,466,452$278,681,389$2,027,147,841
29Financial Planning And Information Services, Inc.$854,727$874,385,377$874,385,377
30Diversified Management Inc$899,491$1,288,917,247$74,711,421$1,363,628,668
31North Star Asset Management Inc$916,465$2,125,601,296$50,087,201$2,175,688,497
32Vestura, LLC$927,013$209,504,900$209,504,900
33Enrich Financial Partners LLC$1,002,524$309,900,000$7,900,000$317,800,000
34Operose Advisors LLC$1,118,683$316,810,306$22,150,668$338,960,974
35P. J. Schmidt Investment Management, Inc$1,121,055$626,487,429$25,966,514$652,453,943
36Sadoff Investment Management LLC$1,221,163$1,473,943,668$1,473,943,668
37THUN FINANCIAL ADVISORS$1,261,408$1,000,000$637,272,632$638,272,632
38Schaper Benz & Wise Investment Counsel Inc$1,519,983$1,174,132,896$17,533,758$1,191,666,654
39KYLE FINANCIAL SERVICES$1,584,897$261,507,932$261,507,932
40KLCM Advisors, Inc.$1,957,936$857,576,139$857,576,139
41Northern Oak Wealth Management, Inc.$1,973,063$865,501,403$2,646,355$868,147,758
42Windward Wealth Strategies, Inc.$2,014,682$173,262,637$173,262,637
43RMR Wealth Advisors LLC$2,060,075$315,191,474$315,191,474
44Copper Harbor Investment Advisors, LLC$2,318,586$442,817,000$33,000$442,850,000

Showing 1 to 44 of 44 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.