RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1WALKNER CONDON FINANCIAL ADVISORS LLC$145,833$137,228,929$137,228,929
2NAVIGEN WEALTH MANAGEMENT$184,813$132,695,412$132,695,412
3T. ANTON INVESTMENT HOUSE, INC.$210,930$171,486,456$171,486,456
4MENDOTA FINANCIAL GROUP, LLC$233,416$229,214,102$229,214,102
5FINANCIAL SERVICE GROUP INC$257,076$248,849,259$248,849,259
6RESONANT CAPITAL ADVISORS, LLC$280,464$583,997,739$63,874,784$647,872,523
7SHAKESPEARE WEALTH MANAGEMENT, INC.$341,143$274,279,242$274,279,242
8JACOBSON & SCHMITT ADVISORS, LLC$344,228$257,913,702$9,206,859$267,120,561
9CANOPY WEALTH MANAGEMENT$354,195$566,088,242$40,647,154$606,735,396
10NEXT GENERATION WEALTH MANAGEMENT, INC.$366,086$341,772,508$4,910,972$346,683,480
11SJA FINANCIAL ADVISORY, LLC$366,934$437,961,402$891,822$438,853,224
12VERUS INVESTMENT ADVISORY GROUP, INC.$369,454$131,664,194$2,816,928$134,481,122
13MCCARTHY GRITTINGER FINANCIAL GROUP, LLC$417,516$277,666,483$30,460,252$308,126,735
14WINDWARD WEALTH STRATEGIES, INC.$423,838$160,210,670$160,210,670
15SUMNICHT & ASSOCIATES, LLC$462,751$291,092,136$46,253,020$337,345,156
16MILESTONE INVESTMENT ADVISORS, LLC$531,189$514,359,363$89,071,053$603,430,416
17ISTHMUS PARTNERS, LLC$591,038$696,242,577$696,242,577
18WFA ASSET MANAGEMENT CORP$616,645$269,366,484$16,140,063$285,506,547
19ACCESS INVESTMENT ADVISORS INC$623,988$149,133,027$149,133,027
20ORGEL WEALTH MANAGEMENT, LLC$650,018$5,068,194,052$5,068,194,052
21VESTURA, LLC$739,346$156,741,300$156,741,300
22VOYAGER CAPITAL MANAGEMENT, LLC$748,980$180,371,231$133,023$180,504,254
23FINANCIAL PLANNING AND INFORMATION SERVICES, INC.$771,505$771,504,952$771,504,952
24ENRICH FINANCIAL PARTNERS LLC$790,000$233,500,000$3,500,000$237,000,000
25PEGASUS PARTNERS$794,851$1,695,304,695$94,699,202$1,790,003,897
26NORTH STAR ASSET MANAGEMENT INC$814,929$1,891,452,136$45,633,426$1,937,085,562
27DIVERSIFIED MANAGEMENT INC$829,500$1,162,012,521$89,703,600$1,251,716,121
28OPEROSE ADVISORS LLC$905,194$197,999,542$3,858,831$201,858,373
29NORTHERN OAK WEALTH MANAGEMENT, INC.$921,530$879,488,942$2,415,122$881,904,064
30PJS INVESTMENT MANAGEMENT$1,029,425$574,410,160$24,715,218$599,125,378
31SADOFF INVESTMENT MANAGEMENT LLC$1,157,168$1,460,346,509$1,460,346,509
32THUN FINANCIAL ADVISORS$1,261,408$1,000,000$637,272,632$638,272,632
33SCHAPER BENZ & WISE INVESTMENT COUNSEL INC$1,406,735$1,026,669,459$21,348,147$1,048,017,606
34KYLE FINANCIAL SERVICES$1,584,897$261,507,932$261,507,932
35RMR WEALTH ADVISORS LLC$1,884,155$261,897,539$261,897,539
36KLCM ADVISORS, INC.$1,922,409$893,920,294$893,920,294
37COPPER HARBOR INVESTMENT ADVISORS, LLC$2,236,025$359,955,000$45,000$360,000,000
38MICHAEL A. DUBIS FINANCIAL PLANNING, LLC$3,273,969$160,424,468$160,424,468

Showing 1 to 38 of 38 entries

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For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Sabrina Straub.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.