RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Copper Harbor Investment Advisors, LLC$2,318,586$442,817,000$33,000$442,850,000
2RMR Wealth Advisors LLC$2,060,075$315,191,474$315,191,474
3Windward Wealth Strategies, Inc.$2,014,682$173,262,637$173,262,637
4Northern Oak Wealth Management, Inc.$1,973,063$865,501,403$2,646,355$868,147,758
5KLCM Advisors, Inc.$1,957,936$857,576,139$857,576,139
6KYLE FINANCIAL SERVICES$1,584,897$261,507,932$261,507,932
7Schaper Benz & Wise Investment Counsel Inc$1,519,983$1,174,132,896$17,533,758$1,191,666,654
8THUN FINANCIAL ADVISORS$1,261,408$1,000,000$637,272,632$638,272,632
9Sadoff Investment Management LLC$1,221,163$1,473,943,668$1,473,943,668
10P. J. Schmidt Investment Management, Inc$1,121,055$626,487,429$25,966,514$652,453,943
11Operose Advisors LLC$1,118,683$316,810,306$22,150,668$338,960,974
12Enrich Financial Partners LLC$1,002,524$309,900,000$7,900,000$317,800,000
13Vestura, LLC$927,013$209,504,900$209,504,900
14North Star Asset Management Inc$916,465$2,125,601,296$50,087,201$2,175,688,497
15Diversified Management Inc$899,491$1,288,917,247$74,711,421$1,363,628,668
16Financial Planning And Information Services, Inc.$854,727$874,385,377$874,385,377
17Pegasus Partners Ltd.$828,422$1,748,466,452$278,681,389$2,027,147,841
18Orgel Wealth Management, LLC$689,258$5,618,834,000$5,618,834,000
19WFA Asset Management Corp$673,206$272,447,445$17,031,247$289,478,692
20Michael A. Dubis Financial Planning, LLC$671,958$194,867,854$194,867,854
21Isthmus Partners, LLC$655,146$779,624,047$779,624,047
22Milestone Investment Advisors, LLC$519,719$522,363,649$87,786,368$610,150,017
23Sumnicht & Associates, LLC$505,388$317,330,231$52,613,613$369,943,844
24Next Generation Wealth Management, Inc.$475,979$452,478,631$6,841,034$459,319,665
25McCarthy Grittinger Financial Group, LLC$464,237$320,761,632$33,915,554$354,677,186
26Jacobson & Schmitt Advisors, LLC$450,248$354,345,480$354,345,480
27Verus Investment Advisory Group, Inc.$417,410$146,510,847$146,510,847
28Sattell, Johnson, Appel Financial Advisory, LLC$398,055$468,421,439$487,601$468,909,040
29Resonant Capital Advisors, LLC$390,570$797,866,143$42,249,025$840,115,168
30Ern Financial, LLC$377,194$653,934,724$62,357,493$716,292,217
31Access Investment Advisors Inc$330,250$167,106,686$167,106,686
32Voyager Capital Management, LLC$311,287$195,235,665$2,431,616$197,667,281
33Shakespeare Wealth Management, Inc.$307,038$301,511,336$301,511,336
34Midland Financial Advisors, Inc.$301,157$203,366,836$11,960,386$215,327,222
35Mendota Financial Group, LLC$292,256$265,256,544$12,386,861$277,643,405
36Poehling Capital Management, Inc.$273,705$311,219,463$4,909,767$316,129,230
37Financial Service Group Inc$272,961$284,971,179$284,971,179
38T. Anton Investment House, Inc.$242,383$216,690,729$216,690,729
39Walkner Condon Financial Advisors LLC$239,378$297,052,214$39,033,803$336,086,017
40Leverty Financial Group, LLC$237,395$315,034,854$1,175,426$316,210,280
41Navigen, LLC$233,935$160,713,137$160,713,137
42Central Wealth Management LLC$221,861$118,695,827$118,695,827
43Endowment Wealth Management, Inc.$204,773$212,713,885$17,040,970$229,754,855
44Kerntke Otto Mcglone Wealth Management Group$181,953$542,366,203$24,054,198$566,420,401

Showing 1 to 44 of 44 entries

Page 1

Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Research.

Reprints: For reprints of these rankings, please contact Caroline Murphy.

*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on July 2021.