RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1MICHAEL A. DUBIS FINANCIAL PLANNING, LLC$3,273,969$160,424,468$160,424,468
2COPPER HARBOR INVESTMENT ADVISORS, LLC$2,236,025$359,955,000$45,000$360,000,000
3KLCM ADVISORS, INC.$1,922,409$893,920,294$893,920,294
4RMR WEALTH ADVISORS LLC$1,884,155$261,897,539$261,897,539
5KYLE FINANCIAL SERVICES$1,584,897$261,507,932$261,507,932
6SCHAPER BENZ & WISE INVESTMENT COUNSEL INC$1,406,735$1,026,669,459$21,348,147$1,048,017,606
7THUN FINANCIAL ADVISORS$1,261,408$1,000,000$637,272,632$638,272,632
8SADOFF INVESTMENT MANAGEMENT LLC$1,157,168$1,460,346,509$1,460,346,509
9PJS INVESTMENT MANAGEMENT$1,029,425$574,410,160$24,715,218$599,125,378
10NORTHERN OAK WEALTH MANAGEMENT, INC.$921,530$879,488,942$2,415,122$881,904,064
11OPEROSE ADVISORS LLC$905,194$197,999,542$3,858,831$201,858,373
12DIVERSIFIED MANAGEMENT INC$829,500$1,162,012,521$89,703,600$1,251,716,121
13NORTH STAR ASSET MANAGEMENT INC$814,929$1,891,452,136$45,633,426$1,937,085,562
14PEGASUS PARTNERS$794,851$1,695,304,695$94,699,202$1,790,003,897
15ENRICH FINANCIAL PARTNERS LLC$790,000$233,500,000$3,500,000$237,000,000
16FINANCIAL PLANNING AND INFORMATION SERVICES, INC.$771,505$771,504,952$771,504,952
17VOYAGER CAPITAL MANAGEMENT, LLC$748,980$180,371,231$133,023$180,504,254
18VESTURA, LLC$739,346$156,741,300$156,741,300
19ORGEL WEALTH MANAGEMENT, LLC$650,018$5,068,194,052$5,068,194,052
20ACCESS INVESTMENT ADVISORS INC$623,988$149,133,027$149,133,027
21WFA ASSET MANAGEMENT CORP$616,645$269,366,484$16,140,063$285,506,547
22ISTHMUS PARTNERS, LLC$591,038$696,242,577$696,242,577
23MILESTONE INVESTMENT ADVISORS, LLC$531,189$514,359,363$89,071,053$603,430,416
24SUMNICHT & ASSOCIATES, LLC$462,751$291,092,136$46,253,020$337,345,156
25WINDWARD WEALTH STRATEGIES, INC.$423,838$160,210,670$160,210,670
26MCCARTHY GRITTINGER FINANCIAL GROUP, LLC$417,516$277,666,483$30,460,252$308,126,735
27VERUS INVESTMENT ADVISORY GROUP, INC.$369,454$131,664,194$2,816,928$134,481,122
28SJA FINANCIAL ADVISORY, LLC$366,934$437,961,402$891,822$438,853,224
29NEXT GENERATION WEALTH MANAGEMENT, INC.$366,086$341,772,508$4,910,972$346,683,480
30CANOPY WEALTH MANAGEMENT$354,195$566,088,242$40,647,154$606,735,396
31JACOBSON & SCHMITT ADVISORS, LLC$344,228$257,913,702$9,206,859$267,120,561
32SHAKESPEARE WEALTH MANAGEMENT, INC.$341,143$274,279,242$274,279,242
33RESONANT CAPITAL ADVISORS, LLC$280,464$583,997,739$63,874,784$647,872,523
34FINANCIAL SERVICE GROUP INC$257,076$248,849,259$248,849,259
35MENDOTA FINANCIAL GROUP, LLC$233,416$229,214,102$229,214,102
36T. ANTON INVESTMENT HOUSE, INC.$210,930$171,486,456$171,486,456
37NAVIGEN WEALTH MANAGEMENT$184,813$132,695,412$132,695,412
38WALKNER CONDON FINANCIAL ADVISORS LLC$145,833$137,228,929$137,228,929

Showing 1 to 38 of 38 entries

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For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Sabrina Straub.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.