RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Windward Wealth Strategies, Inc.$2,014,682$173,262,637$173,262,637
2WFA Asset Management Corp$673,206$272,447,445$17,031,247$289,478,692
3Walkner Condon Financial Advisors LLC$239,378$297,052,214$39,033,803$336,086,017
4Voyager Capital Management, LLC$311,287$195,235,665$2,431,616$197,667,281
5Vestura, LLC$927,013$209,504,900$209,504,900
6Verus Investment Advisory Group, Inc.$417,410$146,510,847$146,510,847
7THUN FINANCIAL ADVISORS$1,261,408$1,000,000$637,272,632$638,272,632
8T. Anton Investment House, Inc.$242,383$216,690,729$216,690,729
9Sumnicht & Associates, LLC$505,388$317,330,231$52,613,613$369,943,844
10Shakespeare Wealth Management, Inc.$307,038$301,511,336$301,511,336
11Schaper Benz & Wise Investment Counsel Inc$1,519,983$1,174,132,896$17,533,758$1,191,666,654
12Sattell, Johnson, Appel Financial Advisory, LLC$398,055$468,421,439$487,601$468,909,040
13Sadoff Investment Management LLC$1,221,163$1,473,943,668$1,473,943,668
14RMR Wealth Advisors LLC$2,060,075$315,191,474$315,191,474
15Resonant Capital Advisors, LLC$390,570$797,866,143$42,249,025$840,115,168
16Poehling Capital Management, Inc.$273,705$311,219,463$4,909,767$316,129,230
17Pegasus Partners Ltd.$828,422$1,748,466,452$278,681,389$2,027,147,841
18P. J. Schmidt Investment Management, Inc$1,121,055$626,487,429$25,966,514$652,453,943
19Orgel Wealth Management, LLC$689,258$5,618,834,000$5,618,834,000
20Operose Advisors LLC$1,118,683$316,810,306$22,150,668$338,960,974
21Northern Oak Wealth Management, Inc.$1,973,063$865,501,403$2,646,355$868,147,758
22North Star Asset Management Inc$916,465$2,125,601,296$50,087,201$2,175,688,497
23Next Generation Wealth Management, Inc.$475,979$452,478,631$6,841,034$459,319,665
24Navigen, LLC$233,935$160,713,137$160,713,137
25Milestone Investment Advisors, LLC$519,719$522,363,649$87,786,368$610,150,017
26Midland Financial Advisors, Inc.$301,157$203,366,836$11,960,386$215,327,222
27Michael A. Dubis Financial Planning, LLC$671,958$194,867,854$194,867,854
28Mendota Financial Group, LLC$292,256$265,256,544$12,386,861$277,643,405
29McCarthy Grittinger Financial Group, LLC$464,237$320,761,632$33,915,554$354,677,186
30Leverty Financial Group, LLC$237,395$315,034,854$1,175,426$316,210,280
31KYLE FINANCIAL SERVICES$1,584,897$261,507,932$261,507,932
32KLCM Advisors, Inc.$1,957,936$857,576,139$857,576,139
33Kerntke Otto Mcglone Wealth Management Group$181,953$542,366,203$24,054,198$566,420,401
34Jacobson & Schmitt Advisors, LLC$450,248$354,345,480$354,345,480
35Isthmus Partners, LLC$655,146$779,624,047$779,624,047
36Financial Service Group Inc$272,961$284,971,179$284,971,179
37Financial Planning And Information Services, Inc.$854,727$874,385,377$874,385,377
38Ern Financial, LLC$377,194$653,934,724$62,357,493$716,292,217
39Enrich Financial Partners LLC$1,002,524$309,900,000$7,900,000$317,800,000
40Endowment Wealth Management, Inc.$204,773$212,713,885$17,040,970$229,754,855
41Diversified Management Inc$899,491$1,288,917,247$74,711,421$1,363,628,668
42Copper Harbor Investment Advisors, LLC$2,318,586$442,817,000$33,000$442,850,000
43Central Wealth Management LLC$221,861$118,695,827$118,695,827
44Access Investment Advisors Inc$330,250$167,106,686$167,106,686

Showing 1 to 44 of 44 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Research.

Reprints: For reprints of these rankings, please contact Caroline Murphy.

*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on July 2021.