RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1WINDWARD WEALTH STRATEGIES, INC.$423,838$160,210,670$160,210,670
2WFA ASSET MANAGEMENT CORP$616,645$269,366,484$16,140,063$285,506,547
3WALKNER CONDON FINANCIAL ADVISORS LLC$145,833$137,228,929$137,228,929
4VOYAGER CAPITAL MANAGEMENT, LLC$748,980$180,371,231$133,023$180,504,254
5VESTURA, LLC$739,346$156,741,300$156,741,300
6VERUS INVESTMENT ADVISORY GROUP, INC.$369,454$131,664,194$2,816,928$134,481,122
7THUN FINANCIAL ADVISORS$1,261,408$1,000,000$637,272,632$638,272,632
8T. ANTON INVESTMENT HOUSE, INC.$210,930$171,486,456$171,486,456
9SUMNICHT & ASSOCIATES, LLC$462,751$291,092,136$46,253,020$337,345,156
10SJA FINANCIAL ADVISORY, LLC$366,934$437,961,402$891,822$438,853,224
11SHAKESPEARE WEALTH MANAGEMENT, INC.$341,143$274,279,242$274,279,242
12SCHAPER BENZ & WISE INVESTMENT COUNSEL INC$1,406,735$1,026,669,459$21,348,147$1,048,017,606
13SADOFF INVESTMENT MANAGEMENT LLC$1,157,168$1,460,346,509$1,460,346,509
14RMR WEALTH ADVISORS LLC$1,884,155$261,897,539$261,897,539
15RESONANT CAPITAL ADVISORS, LLC$280,464$583,997,739$63,874,784$647,872,523
16PJS INVESTMENT MANAGEMENT$1,029,425$574,410,160$24,715,218$599,125,378
17PEGASUS PARTNERS$794,851$1,695,304,695$94,699,202$1,790,003,897
18ORGEL WEALTH MANAGEMENT, LLC$650,018$5,068,194,052$5,068,194,052
19OPEROSE ADVISORS LLC$905,194$197,999,542$3,858,831$201,858,373
20NORTHERN OAK WEALTH MANAGEMENT, INC.$921,530$879,488,942$2,415,122$881,904,064
21NORTH STAR ASSET MANAGEMENT INC$814,929$1,891,452,136$45,633,426$1,937,085,562
22NEXT GENERATION WEALTH MANAGEMENT, INC.$366,086$341,772,508$4,910,972$346,683,480
23NAVIGEN WEALTH MANAGEMENT$184,813$132,695,412$132,695,412
24MILESTONE INVESTMENT ADVISORS, LLC$531,189$514,359,363$89,071,053$603,430,416
25MICHAEL A. DUBIS FINANCIAL PLANNING, LLC$3,273,969$160,424,468$160,424,468
26MENDOTA FINANCIAL GROUP, LLC$233,416$229,214,102$229,214,102
27MCCARTHY GRITTINGER FINANCIAL GROUP, LLC$417,516$277,666,483$30,460,252$308,126,735
28KYLE FINANCIAL SERVICES$1,584,897$261,507,932$261,507,932
29KLCM ADVISORS, INC.$1,922,409$893,920,294$893,920,294
30JACOBSON & SCHMITT ADVISORS, LLC$344,228$257,913,702$9,206,859$267,120,561
31ISTHMUS PARTNERS, LLC$591,038$696,242,577$696,242,577
32FINANCIAL SERVICE GROUP INC$257,076$248,849,259$248,849,259
33FINANCIAL PLANNING AND INFORMATION SERVICES, INC.$771,505$771,504,952$771,504,952
34ENRICH FINANCIAL PARTNERS LLC$790,000$233,500,000$3,500,000$237,000,000
35DIVERSIFIED MANAGEMENT INC$829,500$1,162,012,521$89,703,600$1,251,716,121
36COPPER HARBOR INVESTMENT ADVISORS, LLC$2,236,025$359,955,000$45,000$360,000,000
37CANOPY WEALTH MANAGEMENT$354,195$566,088,242$40,647,154$606,735,396
38ACCESS INVESTMENT ADVISORS INC$623,988$149,133,027$149,133,027

Showing 1 to 38 of 38 entries

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For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Sabrina Straub.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.