RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Thun Financial Advisors$1,069,472$434,205,627$434,205,627
2Sumnicht & Associates, Llc$484,594$115,333,428$115,333,428
3Vestura, LLC$621,721$129,939,600$129,939,600
4Michael A. Dubis Financial Planning, LLC$2,883,246$138,395,826$138,395,826
5Mendota Financial Group$239,150$185,341,397$185,341,397
6Shakespeare Wealth Management$1,025,400$189,699,001$189,699,001
7Kyle Financial Services$1,443,719$215,114,109$215,114,109
8Hogan Financial$455,759$219,537,840$22,470,169$242,008,009
9McCarthy Grittinger Financial Group$360,826$221,915,926$33,909,397$255,825,323
10RMR Wealth Advisors$1,538,654$240,029,961$240,029,961
11Sumnicht & Associates$386,232$247,918,082$52,184,108$300,102,190
12Copper Harbor Investment Advisors$2,000,000$269,975,000$25,000$270,000,000
13Next Generation Wealth Management, Inc.$338,848$304,293,300$3,041,766$307,335,066
14SJA Financial Advisory, LLC$283,012$362,546,881$557,966$363,104,847
15PJS Investment Management$886,831$488,019,711$21,021,079$509,040,790
16Isthmus Partners, LLC$512,933$588,847,494$588,847,494
17Northern Oak Wealth Management. Inc$848,367$756,336,551$2,103,414$758,439,965
18Schaper Benz & Wise Investment Counsel Inc$1,269,343$814,560,445$13,050,999$827,611,444
19Diversified Management Inc$680,907$935,022,440$84,976,772$1,019,999,212
20Sadoff Investment Management$929,940$1,221,010,573$1,221,010,573
21Pegasus Partners$741,386$1,314,698,063$89,486,566$1,404,184,629
22North Star Asset Management Inc$764,815$1,551,233,500$25,815,519$1,577,049,019

Showing 1 to 22 of 22 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.

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