RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Vestura, Llc$621,721$129,939,600$129,939,600
2Michael A. Dubis Financial Planning, Llc$2,883,246$138,395,826$138,395,826
3Mendota Financial Group, Llc$239,150$185,341,397$185,341,397
4Shakespeare Wealth Management, Inc.$1,025,400$189,699,001$189,699,001
5Kyle Financial Services$1,443,719$215,114,109$215,114,109
6Rmr Wealth Advisors Llc$1,538,654$240,029,961$240,029,961
7Hogan Financial$455,759$219,537,840$22,470,169$242,008,009
8Mccarthy Grittinger Financial Group, Llc$360,826$221,915,926$33,909,397$255,825,323
9Sumnicht & Associates, Llc$386,232$247,918,082$52,184,108$300,102,190
10Next Generation Wealth Management, Inc.$338,848$304,293,300$3,041,766$307,335,066
11Copper Harbor Investment Advisors, Llc$2,046,053$310,975,000$25,000$311,000,000
12Sja Financial Advisory, Llc$283,012$362,546,881$557,966$363,104,847
13Thun Financial Advisors$1,069,472$434,205,627$434,205,627
14Pjs Investment Management$886,831$488,019,711$21,021,079$509,040,790
15Canopy Wealth Management$371,260$555,629,281$27,620,459$583,249,740
16Isthmus Partners, Llc$512,933$588,847,494$588,847,494
17Northern Oak Wealth Management, Inc.$848,367$756,336,551$2,103,414$758,439,965
18Schaper Benz & Wise Investment Counsel Inc$1,269,343$814,560,445$13,050,999$827,611,444
19Diversified Management Inc$680,907$935,022,440$84,976,772$1,019,999,212
20Sadoff Investment Management Llc$929,940$1,221,010,573$1,221,010,573
21Pegasus Partners$741,386$1,314,698,063$89,486,566$1,404,184,629
22North Star Asset Management Inc$764,815$1,551,233,500$25,815,519$1,577,049,019

Showing 1 to 22 of 22 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,298 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of November 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on January 15, 2020.

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