Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Alternative revenue ▼
26FSC Securities Corp.$777,216
27Ameritas Investment Company/Ameritas Advisory Services$725,000
28Lincoln Investment Planning, LLC$690,000
29Prospera Financial Services Inc.$603,318
30United Planners Financial Services$577,979
31M Holdings Securities Inc. (M Securities)$546,550
32Sigma Financial Corp.$453,630
33Packerland Brokerage Services Inc.$443,471
34Grove Point Financial, LLC$315,000
35LaSalle St. Securities LLC$250,000
36Parkland Securities, LLC$211,672
37Hornor, Townsend & Kent, LLC$193,000
38Harbour Investments Inc.$168,000
39PlanMember Securities Corp.$31,000
40Principal Securities, Inc. $9,487
41Transamerica Financial Advisors, Inc.0
42Waddell & Reed Financial Advisors0
43Park Avenue Securities LLC0
44CFD Investments Inc.0
45Northwestern Mutual 0
46The Investment Center Inc.0
47St. Bernard Financial Services Inc.0
48Fortune Financial Services, Inc.0
49Raymond James Financial Services Inc.0
50Thurston Springer Miller Herd & Titak0
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138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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