Broker-dealer Data Center

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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps ▲
138Correll Co. Investment Services Corp.11
137Trutoro19
136Alden Investment Group29
135World Capital Brokerage, Inc.50
134Infinity Financial Services 59
133Spire Investment Partners LLC70
132Founders Financial75
131St. Bernard Financial Services Inc.82
130David A. Noyes & Company86
129Trustmont Financial Group Inc.107
128Arete Wealth112
127Nationwide Planning Associates, Inc.114
126Prospera Financial Services Inc.135
125Kalos Capital Inc.151
124SCF Securities Inc.173
123Securities Management and Research174
122The Strategic Financial Alliance Inc.178
121Capital Investment Co.185
120CFD Investments Inc.200
119Packerland Brokerage Services Inc.250
118Harbour Investments Inc.255
117The Investment Center Inc.274
116Berthel Fisher & Co. Financial Services Inc.280
115Geneos Wealth Management Inc.285
114Quest Capital Strategies Inc. 302
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138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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