Broker-dealer Data Center

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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps ▲
88Cadaret, Grant & Co. Inc.830
87M Holdings Securities Inc. (M Securities)830
86The O.N. Equity Sales Co.837
85American Portfolios Financial Services Inc.837
84Concourse Financial Group Securities, Inc.1,082
83Hornor, Townsend & Kent, LLC1,106
82Securian Financial Services Inc.1,134
81Cetera Financial Specialists1,218
80Wells Fargo Advisors Financial Network1,333
79Ameritas Investment Company/Ameritas Advisory Services1,382
78Cetera Advisors1,450
77Waddell & Reed Financial Advisors1,467
76Lincoln Investment Planning, LLC1,487
75Principal Securities, Inc. 1,691
74FSC Securities Corp.1,710
73Cetera Financial Institutions1,769
72Voya Financial Advisors Inc.1,800
71Kestra Financial, Inc1,876
70Woodbury Financial Services1,936
69Signator Investors Inc.2,007
68Park Avenue Securities LLC2,057
67Commonwealth Equity Services, LLC dba-Commonwealth Financial Network2,195
66SagePoint Financial Inc.2,344
65Securities America Inc.2,506
64Royal Alliance Associates Inc.2,876
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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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