RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1TCI Wealth Advisors, Inc.$329,040$2,233,873,131$5,898,894$2,239,772,025
2MRA Associates$1,135,618$1,517,521,893$659,456,965$2,176,978,858
3Wealthplan Advisors$1,349,223$225,297,561$945,828,043$1,171,125,604
4Total Investment Management, Inc.$364,489$870,398,591$0$870,398,591
5Dynamic Wealth Advisors$206,011$641,763,599$33,951,677$675,715,276
6Versant Capital Management, Inc.$708,661$551,790,461$71,831,121$623,621,582
7Galvin, Gaustad & Stein, LLC$426,722$573,346,994$7,848,669$581,195,663
8Windsor Capital Management, LLC$425,771$506,241,400$0$506,241,400
10Hatton Consulting, Inc.$526,704$290,213,819$0$290,213,819
11TMD & Associates, Inc.$333,588$276,206,808$8,677,617$284,884,425
12Watts Gwilliam & Company$304,965$243,653,064$25,021,029$268,674,093
13Sterling Investment Management, Inc.$589,562$255,188,268$681,661$255,869,929
14RTS Private Wealth Management$311,443$192,982,255$46,829,110$239,811,365
15Ironwood Wealth Management, LLC$147,211$208,000,000$3,100,000$211,100,000
16Exeter Financial, LLC$463,334$189,203,733$2,153,325$191,357,058
17Your Source Financial$322,953$156,534,091$31,101,792$187,635,883
18Vigilare Wealth Management$354,040$176,500,515$2,997,536$179,498,051
19ARQ Wealth Advisors, LLC$286,971$172,081,200$4,118,800$176,200,000
20Raskob Kambourian Financial Advisors, Ltd.$265,016$7,279,745$164,450,376$171,730,121
21Allied Portfolio Management, Inc.$587,231$152,992,505$3,210,876$156,203,381
22Ironwood Financial$182,878$151,016,000$3,150,000$154,166,000
23Capital West Partners$358,354$108,888,415$39,111,585$148,000,000
24Strategic Wealth Advisors$539,166$125,358,400$15,903,200$141,261,600
25Intrinsic Wealth Counsel, Inc.$271,150$140,684,749$313,171$140,997,920
26Barnes Investment Advisory Inc$803,239$138,960,409$0$138,960,409
27Intelligent Capitalworks$533,462$135,500,000$3,200,000$138,700,000
28Perspective Financial Services$204,327$133,327,012$3,776,127$137,103,139
29Imus Wilkinson & Mundinger Investment Management, LLC$105,022$132,643,337$0$132,643,337
30Intrinsic Value Partners$577,678$125,933,815$0$125,933,815
31Empowerment Financial Group$351,843$125,608,000$0$125,608,000
32Providus Advisors$356,447$91,104,272$28,661,879$119,766,151
33Sage Financial Advisors Inc.$455,078$119,230,362$0$119,230,362
34Meixler Investment Management, Ltd.$131,019$117,000,000$0$117,000,000
35Sensible Money, LLC$292,378$115,489,492$0$115,489,492

Showing 1 to 35 of 35 entries

Page 1

Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified 1,937 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of November 1, 2017. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2016, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on December 11, 2017.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.