RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Chilton Investment Services$3,700,302$3,977,912,000$33,215,000$4,011,127,000
2Symmetry Partners$169,578$3,864,000,000$0$3,864,000,000
3Bradley Foster & Sargent Inc$998,675$2,765,083,064$31,207,474$2,796,290,538
4Northcoast Asset Management LLC$287,762$2,605,252,000$100,000,000$2,705,252,000
5Northeast Financial Consultants, Inc$1,429,690$1,215,403,147$1,473,843,358$2,689,246,505
6LLBH Private Wealth Management, LLC$376,042$1,381,135,475$3,075,503$1,384,210,978
7Castlekeep Investment Advisors$4,247,171$216,374,730$552,363,299$768,738,029
8HFM Wealth Management$4,758,489$699,480,064$23,810,279$723,290,343
9Relyea Zuckerberg Hanson$673,764$654,275,000$6,014,000$660,289,000
10Eagle Ridge Investment Management LLC$1,047,207$473,569,000$46,893,000$520,462,000
11HTG Investment Advisors Inc$398,861$436,354,351$0$436,354,351
12Baxter Investment Management$578,621$372,053,602$0$372,053,602
13New England Guild Wealth Advisors, Inc.$435,405$340,921,882$0$340,921,882
14Gilman Hill Asset Management$611,201$288,486,812$0$288,486,812
15Raylign Advisory$1,317,512$151,717,112$118,372,935$270,090,047
16Oak Financial Group Inc$288,995$252,457,500$2,435,798$254,893,298
17Regent Wealth Management Group$439,131$246,158,484$2,389,797$248,548,281
18Mullaney Keating & Wright Inc$487,112$246,818,610$1,121,312$247,939,922
19Mark Sheptoff Financial Planning$206,459$233,712,039$0$233,712,039
20Wooster Corthell Wealth Management, Inc.$310,552$219,870,499$0$219,870,499
21Charter Research & Investment Group Inc$521,013$197,464,018$0$197,464,018
22Pinnacle Investment Management Inc$723,653$159,456,000$11,326,000$170,782,000
23Monte Financial Group$839,840$156,572,380$5,516,726$162,089,106
24Jeffrey N. Mehler, CFP$192,748$127,398,666$29,883,638$157,282,304
25Apella Capital$244,147$146,000,000$0$146,000,000
26Sagebroadview Financial Planning, LLC$350,079$140,381,578$0$140,381,578
27Drum Hill Capital$682,813$107,634,248$28,928,370$136,562,618
28Personal Business Management Group Ltd$981,022$133,419,000$0$133,419,000
29Briggs Wealth Management, Inc.$250,426$87,929,090$44,546,058$132,475,148
30John A. Bysko Associates$554,653$128,679,500$0$128,679,500
31Benemark, Inc$555,117$0$126,566,635$126,566,635
32Nauset Wealth Management, LLC$339,321$118,422,882$0$118,422,882
33Asset Strategies, Inc.$956,883$116,739,721$0$116,739,721
34Sightline Wealth Advisors, LLC$192,045$37,612,491$78,958,867$116,571,358
35Clayborne Group$4,091,071$550,000$114,000,000$114,550,000
36Spoor, T. Richard$2,232,740$38,227,534$64,478,507$102,706,041

Showing 1 to 36 of 36 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified 1,778 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of November 1, 2016. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2016, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on December 5, 2016.