RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Global Financial Private Capital, LLC$89,005$5,676,356,475$0$5,676,356,475
2CV Advisors LLC$9,934,020$528,816,440$4,964,696,707$5,493,513,147
3WE Family Offices$76,307,860$0$5,341,550,224$5,341,550,224
4Finaccess Advisors$31,101,738$0$4,354,243,282$4,354,243,282
5Cumberland Advisors$1,332,767$2,662,489,022$3,043,993$2,665,533,015
6Water Oak Advisors, LLC$987,678$1,586,680,171$158,546,379$1,745,226,550
7Evensky & Katz/Foldes Financial Wealth Management$405,889$1,589,812,137$2,083,855$1,591,895,992
8Resource Consulting Group$717,888$1,521,922,673$0$1,521,922,673
9Heritage Investment Group, Inc.$663,306$986,335,935$0$986,335,935
10Intrepid Capital Management Inc$3,962,728$905,449,151$9,941,026$915,390,177
11Affiliated Private Investors$5,195,402$904,000,000$0$904,000,000
12Steinberg Global Asset Management Ltd$690,674$802,056,000$63,359,000$865,415,000
13Investor Solutions$537,320$574,960,613$178,361,335$753,321,948
14Doyle Wealth Management, Inc.$455,238$712,414,680$1,398,671$713,813,351
15Tillman Hartley LLC$1,841,679$402,253,000$148,409,000$550,662,000
16Ruggie Wealth Management$267,886$485,596,886$6,510,490$492,107,376
17Moisand Fitzgerald Tamayo$244,492$463,310,192$3,180,927$466,491,119
18American Financial Advisors Inc$438,242$0$450,074,497$450,074,497
19AM Global Family Investment Office$2,978,932$264,933,708$158,074,619$423,008,327
20Blue Ocean Capital$866,110$422,661,567$0$422,661,567
21Scot McCormick$9,745,305$409,302,812$0$409,302,812
22Firestone Capital Management Inc$389,430$372,800,000$3,000,000$375,800,000
23Noesis Capital Management Corp$423,613$330,313,493$35,264,401$365,577,894
24Fitzroy Investment Advisors LLC$33,181,818$0$365,000,000$365,000,000
25Emerald Asset Advisors LLC$460,824$310,560,315$27,684,810$338,245,125
26Retirement Strategies, Inc.$267,678$295,731,412$20,129,024$315,860,436
27GFS Private Wealth$459,942$310,577,345$3,102,839$313,680,184
28Madden Advisory Services, Inc.$405,136$287,241,412$0$287,241,412
29Compass Financial Group, Inc.$858,508$283,307,500$0$283,307,500
30Tobias Financial Advisors$349,838$256,177,500$15,996,300$272,173,800
31B&C Financial$292,566$253,579,662$5,633,972$259,213,634
32American Asset Management Inc.$184,220$231,748,181$0$231,748,181
33Bray Capital Advisors, LLC$1,151,750$231,501,688$0$231,501,688
34Tim Looney Investments$242,963$0$221,096,705$221,096,705
35Rainey & Randall Investment Management, Inc.$348,031$221,000,000$0$221,000,000
37SWM Advisors$7,840,346$183,104,000$20,745,000$203,849,000
38Paragon Wealth Strategies, LLC.$265,780$200,873,241$853,822$201,727,063
39Winning Points Advisors$421,941$200,000,000$0$200,000,000
40Global Trust$464,205$188,162,946$10,981,058$199,144,004
41Castle Wealth Management$295,224$193,700,000$4,100,000$197,800,000
42The Lubitz Financial Group$308,962$195,264,091$0$195,264,091
43Investment Advisory Professionals LLC$1,546,218$184,000,000$0$184,000,000
44Marquis Wealth Management Group$251,712$31,752,198$151,494,130$183,246,328
45Arbor Wealth Management$245,001$174,930,582$0$174,930,582
46Brightwater Advisory, LLC$316,165$158,343,006$7,011,344$165,354,350
47Successful Portfolios LLC$752,899$133,234,972$30,897,059$164,132,031
48Disciplined Equity Management, Inc.$373,346$157,925,345$0$157,925,345
49Rutherford Asset Planning, Inc.$445,736$151,104,520$0$151,104,520
50Life Planning Partners, Inc.$291,991$141,326,698$4,960,616$146,287,314
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Showing 1 to 50 of 72 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified 1,937 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of November 1, 2017. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2016, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on December 11, 2017.


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