RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1FCI Advisors$690,162$6,266,024,938$937,200,146$7,203,225,084
2Sunesis Advisors$1,714,305$418,451,740$335,842,343$754,294,083
3The Retirement Planning Group, Inc.$251,407$618,711,404$0$618,711,404
4Stepp & Rothwell Inc$290,267$473,440,654$101,578,480$575,019,134
5Sunrise Advisors$1,179,571$497,194,247$12,380,540$509,574,787
6Wealth Management Advisors Inc$1,325,176$458,510,905$0$458,510,905
7Clayton Financial Services Inc$302,949$405,345,237$0$405,345,237
8KHC Wealth Management$246,751$346,931,516$0$346,931,516
9Searcy Financial Services, Inc.$221,550$212,687,796$0$212,687,796
10Legacy Financial Strategies, LLC$175,895$157,231,314$38,716,039$195,947,353
11S&A Financial Services, Inc.$154,376$173,827,413$0$173,827,413
12Yukon Wealth Management$2,067,616$104,079,771$63,397,141$167,476,912
13Midwest Financial Group LLC$151,511$154,192,716$4,439,530$158,632,246
14Windward Private Wealth Management Inc.$275,296$157,469,290$0$157,469,290
15Crossroads Financial Management$275,735$150,000,000$0$150,000,000
16Petrovic Weaver Financial Services$258,251$128,979,664$920,375$129,900,039
17Cornerstone Wealth Advisors, LLC$281,205$112,132,299$5,692,676$117,824,975
18Fortune Financial Advisors$231,796$88,173,964$29,114,841$117,288,805
19Freestate Advisors LLC$236,307$109,258,263$2,042,304$111,300,567
20Everest Wealth Management$1,457,451$106,393,904$0$106,393,904
21Legacy Advisory Group$220,557$27,000,000$76,000,000$103,000,000
22Legacy Advisory Group, LLC$224,944$25,000,000$76,000,000$101,000,000

Showing 1 to 22 of 22 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified 1,906 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2017. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2017, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June 5, 2017.