RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1FCI Advisors$682,072$7,107,579,584$1,058,183,414$8,165,762,998
2AE Wealth Management, LLC$96,867$2,759,050,999$0$2,759,050,999
3Sunesis Advisors$1,902,281$443,850,111$377,935,430$821,785,541
4The Retirement Planning Group, Inc.$297,818$729,655,001$0$729,655,001
5Stepp & Rothwell Inc$342,518$625,082,083$12,002,169$637,084,252
6Sunrise Advisors$1,105,208$560,543,404$14,164,800$574,708,204
7Wealth Management Advisors Inc$1,466,239$501,453,716$0$501,453,716
8Clayton Wealth Partners$348,186$475,970,539$0$475,970,539
9Legacy Financial Strategies, LLC$189,233$266,504,779$110,448,269$376,953,048
10KHC Wealth Management$433,755$374,764,001$0$374,764,001
11Nova R Wealth, Inc.$371,346$311,187,856$0$311,187,856
12Searcy Financial Services, Inc.$184,922$241,436,957$3,769,504$245,206,461
13S&A Financial Services, Inc.$144,680$189,964,406$0$189,964,406
14Midwest Financial Group LLC$179,790$187,341,261$0$187,341,261
15Windward Private Wealth Management Inc.$287,653$184,960,572$0$184,960,572
16Freestate Advisors LLC$283,264$122,886,179$60,385,639$183,271,818
17Yukon Wealth Management$1,995,424$161,629,314$0$161,629,314
18Fortune Financial Advisors$274,878$108,686,471$43,596,208$152,282,679
19Integrity Advisory, LLC$214,066$127,085,337$18,051,664$145,137,001
20Petrovic Weaver Financial Services$270,117$137,067,753$1,232,217$138,299,970
21Sound Stewardship, LLC$187,057$0$134,307,098$134,307,098
22Cornerstone Wealth Advisors, LLC$331,687$126,267,246$7,402,757$133,670,003
23Crossroads Financial Management$1,198,799$130,669,075$0$130,669,075
24The ETF Store, Inc.$177,335$103,621,214$5,971,715$109,592,929
25Legacy Investment Partners, LLC$282,184$95,002,245$13,638,503$108,640,748
26Everest Wealth Management$1,486,766$104,073,650$0$104,073,650
27Legacy Advisory Group, LLC$224,944$25,000,000$76,000,000$101,000,000

Showing 1 to 27 of 27 entries

Page 1

Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,172 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2018. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2017, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 11, 2018.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.