RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Sunesis Advisors$1,750,000$320,000,000$373,000,000$693,000,000
2The Retirement Planning Group, Inc.$246,246$591,482,906$0$591,482,906
3Stepp & Rothwell Inc$310,105$454,566,391$102,691,432$557,257,823
4Sunrise Advisors$1,115,339$453,411,699$12,800,000$466,211,699
5Kavar Capital Partners$493,914$420,808,904$5,438,481$426,247,385
6Clayton Financial Services Inc$293,320$379,555,911$0$379,555,911
7KHC Wealth Management$233,133$303,306,375$0$303,306,375
8Nova R Wealth, Inc.$302,420$260,081,014$0$260,081,014
9Searcy Financial Services, Inc.$155,651$185,535,444$0$185,535,444
10Legacy Financial Strategies, LLC$139,811$133,168,804$28,872,347$162,041,151
11The Planned Approach, Inc.$242,840$151,046,783$0$151,046,783
12Yukon Wealth Management$1,784,974$101,367,842$45,000,000$146,367,842
13Legacy Financial Strategies, LLC$196,999$101,453,316$36,052,182$137,505,498
14Petrovic Weaver Financial Services$233,837$115,477,954$11,729,282$127,207,236
15Fortune Financial Advisors$295,830$75,419,225$51,787,564$127,206,789
16Windward Private Wealth Management Inc.$244,539$124,225,930$0$124,225,930
17D/B/A Crossroads And William Larmer, LLC$755,250$0$120,840,000$120,840,000
18Freestate Advisors LLC$246,348$111,638,923$1,434,989$113,073,912
19Everest Wealth Management$1,407,064$105,529,805$0$105,529,805
20Legacy Advisory Group$220,557$27,000,000$76,000,000$103,000,000
21Legacy Advisory Group, LLC$220,557$27,000,000$76,000,000$103,000,000

Showing 1 to 21 of 21 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified 1,778 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of November 1, 2016. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2016, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on December 5, 2016.