RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Lake Street Advisors$1,684,400$565,568,582$1,251,899,287$1,817,467,869
2Granite Investment Advisors, Inc.$1,191,511$567,271,077$9,420,274$576,691,351
3Harvest Capital Management Inc$727,312$433,085,814$22,211,617$455,297,431
4Financial Focus, Inc.$291,524$196,953,507$2,157,708$199,111,215
5Creegan & Nassoura Financial Group$465,574$185,764,031$0$185,764,031
6Grove Street Fiduciary$646,246$169,105,951$8,611,705$177,717,656
7Milestone Financial Planning, LLC$244,795$145,653,081$0$145,653,081
8Independence Financial Advisors$143,921$138,040,053$7,463,909$145,503,962
9Chadwick & D'Amato$186,649$142,600,000$0$142,600,000
10Bluestone Wealth Management LLC$1,829,117$140,842,029$0$140,842,029
11Hodge Financial Services$1,385,572$133,014,879$0$133,014,879
12Mascoma Wealth Management$607,607$108,636,652$18,960,808$127,597,460
13Blueline Advisors$1,048,792$108,222,432$18,681,393$126,903,825
14Seascape Capital Management,LLC$1,071,304$124,040,668$230,560$124,271,228
15Harbor Advisory Corporation$470,951$122,452,755$1,407,258$123,860,013

Showing 1 to 16 of 16 entries

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For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified 1,778 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of November 1, 2016. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2016, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on December 5, 2016.