RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Pathstone Federal Street$1,773,216$3,195,256,339$5,353,417,264$8,548,673,603
3Massey, Quick & Co.$4,790,723$1,876,909,842$1,150,826,986$3,027,736,828
4Modera Wealth Management$453,740$2,372,252,389$13,966,911$2,386,219,300
5Circle Wealth Management$2,585,066$713,931,794$935,340,327$1,649,272,121
6Round Table Wealth Management$1,289,751$878,301,374$144,470,769$1,022,772,143
7Condor Capital Wealth Management$371,600$899,146,435$106,775,746$1,005,922,181
8Meyer Capital Group$464,780$814,470,382$89,061,066$903,531,448
9Sax Wealth Advisors, LLC$477,256$852,718,334$42,613,605$895,331,939
10Aepg Wealth Strategies$608,860$664,780,395$225,981,510$890,761,905
11Robustwealth Inc.$182,731$41,453,457$825,604,501$867,057,958
12Signet Financial Management, LLC$436,612$819,958,172$0$819,958,172
13Tradition Capital Management LLC$2,011,748$634,842,209$20,987,750$655,829,959
14CRA Financial Services$303,799$24,937,841$616,685,817$641,623,658
15Delta Financial Group, Inc.$226,835$554,110,040$60,159,679$614,269,719
16Traphagen Financial Group$515,138$574,243,153$6,317,620$580,560,773
17Black Coral Financial Advisors$301,075$270,000,000$290,000,000$560,000,000
18Roundview Capital, LLC$461,152$553,858,629$4,135,351$557,993,980
19Lassus Wherley$1,589,425$546,762,352$0$546,762,352
20Global Wealth Management, LLC$1,850,768$509,789,550$12,126,965$521,916,515
21Gateway Advisory$237,383$487,110,150$0$487,110,150
22Quadrant Capital Management$789,859$477,336,050$1,318,638$478,654,688
23Wealth Health$423,301$419,773,440$6,067,806$425,841,246
24Traust Sollus Wealth Management$508,043$392,375,194$18,123,868$410,499,062
25Hamel Associates,Inc.$1,710,274$371,226,029$28,978,011$400,204,040
26McRae Capital Management Inc.$619,034$391,201,338$1,885,403$393,086,741
27Withum Wealth Management$890,918$378,640,000$0$378,640,000
28Point View Wealth Management, Inc.$497,560$332,370,168$0$332,370,168
29Chatham Wealth Management$445,598$316,725,000$7,670,000$324,395,000
30Lighthouse Financial Advisors, Inc.$225,563$2,737,620$307,637,665$310,375,285
31Parsons Capital Management, LLC$245,407$300,377,889$0$300,377,889
32Wechter Feldman Wealth Management, Inc.$411,519$259,304,515$35,343,078$294,647,593
33Beacon Wealth Management$296,857$281,298,096$3,684,392$284,982,488
34Ridgewood Investments$467,541$224,042,369$47,599,187$271,641,556
35Asset Advisory Group Inc$605,728$2,075,400$262,021,853$264,097,253
36Regency Wealth Management$327,965$243,493,533$12,647,374$256,140,907
37Haymarket Wealth Management LLC$1,810,468$59,074,624$196,201,392$255,276,016
38Red Hook Management$1,115,445$199,629,303$43,537,799$243,167,102
395C Capital Management, LLC$264,181$230,172,000$12,346,000$242,518,000
40The Hogan-Knotts Financial Group, Inc.$345,960$242,172,201$0$242,172,201
41Covenant Asset Management$621,872$240,042,450$0$240,042,450
42LWS Wealth Advisors, Inc.$421,905$225,370,207$7,521,275$232,891,482
43Baron Financial Group$290,792$223,878,728$7,592,079$231,470,807
44Financial Life Focus$447,291$0$226,776,497$226,776,497
45Private Wealth Management Group$403,032$200,774,297$19,281,128$220,055,425
46Highland Financial Advisors, LLC$294,421$213,750,000$0$213,750,000
47NCM Capital Management, LLC$391,466$206,000,000$5,000,000$211,000,000
48Lucas Capital Management, LLC$395,387$202,952,330$1,067,304$204,019,634
49Mullooly Asset Management, Inc.$126,296$191,803,949$1,680,886$193,484,835
50Blue Blaze Financial Advisors, LLC$392,894$178,638,073$1,700,263$180,338,336
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Showing 1 to 50 of 69 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,172 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2018. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2017, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 11, 2018.


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