RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Ferguson Wellman Capital Management, Inc.$1,786,223$4,311,941,667$0$4,311,941,667
2Becker Capital Management, Inc.$3,019,047$3,037,161,283$0$3,037,161,283
3Vista Capital Partners, Inc.$577,915$920,040,172$0$920,040,172
4Confluence Wealth Management$458,540$587,885,000$422,000$588,307,000
5Sigma Investment Management Company$772,181$503,461,880$0$503,461,880
6Harfst and Associates, Inc.$293,321$276,711,806$25,701,805$302,413,611
7Northwest Investment Counselors$436,495$282,100,000$1,622,000$283,722,000
8Peregrine Asset Advisers, Inc.$823,582$271,614,301$4,285,712$275,900,013
9Carter And Carter Wealth Strategies, Inc.$222,995$263,266,250$9,902,784$273,169,034
10Rain Capital Management$543,142$238,439,299$0$238,439,299
11Etesian Wealth Advisors$520,148$207,099,355$2,000,000$209,099,355
12Hines Warner Wealth Management$439,499$186,633,562$14,657,113$201,290,675
13MCS Family Wealth Advisors$682,905$188,481,868$0$188,481,868
14Silver Oak Advisory Group$350,112$179,513,975$8,846,400$188,360,375
15IMS Capital Management$232,391$170,675,334$13,843,397$184,518,731
16Beacon Rock Partners$715,611$161,458,492$9,572,606$171,031,098
17Cairn Investment Group$282,672$124,284,090$43,340,224$167,624,314
18Ascent Capital Management$211,699$152,000,000$0$152,000,000
19Cordant, Inc.$324,295$137,494,843$8,437,918$145,932,761
20Sound Investment Management Inc$1,199,547$0$128,351,497$128,351,497
21Koenig Investment Advisory, LLC$254,067$118,302,642$1,362,959$119,665,601
22VergePointe Wealth Management$1,019,344$115,062,092$3,181,807$118,243,899
23Schulmerich & Associates Asset Management$135,882$115,500,000$0$115,500,000
24Springwater Wealth Management, LLC$820,769$68,100,000$38,600,000$106,700,000
25Allen Capital Management$591,061$105,800,000$0$105,800,000
26Capstone Wealth Management Group$173,701$81,835,058$22,906,802$104,741,860
27Summa Global Advisors$710,807$96,738,300$7,750,300$104,488,600
28Worldview Wealth Advisors$355,017$98,100,000$4,500,000$102,600,000

Showing 1 to 28 of 28 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified 1,778 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of November 1, 2016. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2016, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on December 5, 2016.