RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Green Square Capital$992,838$1,387,452,532$454,261,341$1,841,713,873
2Legacy Wealth Management Inc$417,251$959,734,937$59,609,910$1,019,344,847
3FSG Investment Management$1,127,855$647,388,803$0$647,388,803
4Patriot Investment Management Group Inc$180,193$644,912,469$0$644,912,469
5Woodmont Investment Counsel$867,621$552,465,082$35,782,231$588,247,313
6Summit Asset Management$380,005$419,356,917$72,749,224$492,106,141
7Private Wealth Management, Inc.$809,923$0$476,234,495$476,234,495
8Mastrapasqua Asset Management, Inc.$1,248,313$417,057,291$58,550,113$475,607,404
9HHM Wealth Advisors$191,994$354,561,000$10,036,000$364,597,000
10The Patten Group$335,909$306,350,869$4,365,134$310,716,003
11Barnett & Co Inc$1,075,018$297,780,018$0$297,780,018
12Aldebaran Financial Inc$423,246$291,193,396$0$291,193,396
13Covenant Partners$746,493$282,016,786$1,650,463$283,667,249
14AM Investment Strategies$349,122$111,082,116$154,250,767$265,332,883
15Guardian Wealth Management, Inc.$212,124$197,700,000$0$197,700,000
16Bellwether Investment Group$155,679$184,183,268$296,000$184,479,268
17Century Wealth Management$668,123$120,535,474$62,530,298$183,065,772
18William Howard & Co Financial Advisors, Inc$403,943$164,898,275$13,240,501$178,138,776
19Silverleafe Capital Partners$631,758$154,222,243$14,457,068$168,679,311
20Asset Planning Corporation$1,047,228$164,024,202$4,579,476$168,603,678
21Snow Creek Wealth Management$304,049$156,001,060$4,536,896$160,537,956
22Wealth Preservation Advisors$351,530$159,946,365$0$159,946,365
23Evergreen Advisors$193,048$138,875,754$16,527,592$155,403,346
24Brogan Financial, Inc.$128,749$142,808,623$4,738,266$147,546,889
25Financial Partners Group$174,753$142,773,520$0$142,773,520
26Decker Wealth Management$308,647$123,724,989$15,166,058$138,891,047
27HMS Investment Advisors$474,986$133,426,982$3,844,098$137,271,080
28The Nalls Sherbakoff Group, LLC$165,222$125,733,623$0$125,733,623
29Envision Wealth Planning$171,160$115,200,000$1,360,000$116,560,000
30Campbell Asset Management, LLC$232,374$101,710,635$5,646,324$107,356,959
31Hammel Financial Advisory Group$229,800$79,398,038$26,080,204$105,478,242
32Quinn Financial Partners$101,325$99,509,156$3,335,746$102,844,902

Showing 1 to 32 of 32 entries

Page 1

Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified 1,778 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of November 1, 2016. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2016, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on December 5, 2016.