RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Orgel Wealth Management$588,143$4,248,159,287$0$4,248,159,287
2North Star Asset Management Inc$865,604$1,597,651,696$27,087,260$1,624,738,956
3Pegasus Partners$860,292$1,288,452,905$92,316,420$1,380,769,325
4Sadoff Investment Management$1,068,927$1,372,502,041$0$1,372,502,041
5Diversified Management Inc$722,450$993,954,865$75,271,724$1,069,226,589
6Schaper Benz & Wise Investment Counsel Inc$1,335,512$832,400,511$12,978,762$845,379,273
7Schenck Investment Solutions LLC$682,341$390,847,591$432,738,565$823,586,156
8Northern Oak Wealth Management. Inc$903,860$783,309,193$2,145,576$785,454,769
9Ellenbecker Investment Group$179,525$688,256,633$15,840,758$704,097,391
10Brookfield Investment Partners$20,723,529$663,152,928$0$663,152,928
11Isthmus Partners, LLC$542,207$574,739,113$0$574,739,113
12Milestone Investment Advisors$523,283$456,714,728$110,523,971$567,238,699
13PJS Investment Management$1,000,381$523,227,560$22,980,416$546,207,976
14Northern Capital Management$1,801,987$544,200,000$0$544,200,000
15Summit Planning Group LLC$208,486$513,709,399$0$513,709,399
16Financial Planning And Information Services, Inc.$564,856$497,073,000$0$497,073,000
17Advisors Management Group Inc$114,049$378,131,380$35,297,669$413,429,049
18Thun Financial Advisors$1,256,380$0$373,144,817$373,144,817
19SJA Financial Advisory, LLC$314,701$357,254,576$560,390$357,814,966
20Sumnicht & Associates$433,533$251,521,394$76,229,261$327,750,655
21Copper Harbor Investment Advisors$2,473,093$291,800,000$25,000$291,825,000
22Next Generation Wealth Management, Inc.$322,486$278,758,522$3,416,352$282,174,874
23McCarthy Grittinger Financial Group$381,806$222,975,199$45,052,465$268,027,664
24Hogan Financial$513,948$225,366,546$29,551,816$254,918,362
25WFA Asset Management Corp$543,373$203,459,228$35,081,685$238,540,913
26Kyle Financial Services$1,724,935$231,141,333$0$231,141,333
27RMR Wealth Advisors$1,613,693$227,530,765$0$227,530,765
28Cedarpoint Investment Advisors, Inc.$233,344$196,678,058$17,298,105$213,976,163
29Financial Service Group Inc$235,720$209,083,543$0$209,083,543
30Enrich Financial Partners LLC$826,938$205,907,660$0$205,907,660
31Voyager Capital Management$249,445$200,348,983$3,696,640$204,045,623
32Jacobson & Schmitt Advisors$359,571$190,932,036$0$190,932,036
33Charter Capital Management, Inc$666,258$186,784,026$2,433,238$189,217,264
34Financial Fiduciaries$355,578$187,033,919$0$187,033,919
35Geneva Partners, LLC$213,468$186,357,867$0$186,357,867
36Mendota Financial Group$241,928$185,074,608$0$185,074,608
37Shakespeare Wealth Management$1,021,728$183,910,978$0$183,910,978
38Spectrum Investment Advisors, Inc.$304,917$164,494,792$465,402$164,960,194
39Access Investment Advisors Inc$265,537$148,435,091$0$148,435,091
40The Appleton Group, LLC$229,560$146,000,000$0$146,000,000
41Windward Wealth Strategies, Inc.$358,729$144,209,225$0$144,209,225
42Vestura, LLC$666,400$143,073,700$202,200$143,275,900
43T. Anton Investment House, Inc.$198,882$133,847,841$0$133,847,841
44Michael A. Dubis Financial Planning, LLC$2,778,410$133,363,680$0$133,363,680
45Verus Investment Advisory Group, Inc.$340,922$110,765,761$2,761,255$113,527,016

Showing 1 to 45 of 45 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,172 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2018. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2017, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 11, 2018.


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