RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Orgel Wealth Management$431,537$3,031,978,000$0$3,031,978,000
2North Star Asset Management Inc$652,878$1,187,884,016$25,163,228$1,213,047,244
3Pegasus Partners$815,886$978,475,000$77,281,000$1,055,756,000
4Sadoff Investment Management$886,844$1,052,684,324$0$1,052,684,324
5Diversified Management Inc$602,813$727,870,500$103,408,700$831,279,200
6Jacobus Wealth Management Inc$697,518$699,772,807$88,422,987$788,195,794
8Schaper Benz & Wise Investment Counsel Inc$1,170,539$632,572,473$11,223,999$643,796,472
9Schenck Investment Solutions LLC$612,905$282,338,619$310,953,782$593,292,401
10Brookfield Investment Partners$11,721,502$475,828,763$4,752,828$480,581,591
11Isthmus Partners, LLC$465,429$455,457,999$19,279,514$474,737,513
12Ellenbecker Investment Group$155,200$441,077,808$0$441,077,808
13PJS Investment Management$864,483$412,411,996$21,558,324$433,970,320
14Summit Planning Group LLC$172,783$397,228,000$0$397,228,000
15Financial Planning and Information Services, Inc.$448,020$362,000,000$0$362,000,000
16Northern Capital Management$1,309,890$357,600,000$0$357,600,000
17Milestone Investment Advisors$351,724$323,000,000$34,000,000$357,000,000
18Advisors Management Group Inc$94,730$277,672,534$28,875,327$306,547,861
19John F Suby Wealth Management$986,207$286,000,000$0$286,000,000
20Alberts Investment Management Inc.$1,658,896$53,300,000$217,100,000$270,400,000
21Sumnicht & Associates$376,999$199,800,000$69,000,000$268,800,000
22SJA Financial Advisory$1,303,922$265,500,000$500,000$266,000,000
24McCarthy Grittinger Financial Group$310,459$180,100,964$37,220,059$217,321,023
25Next Generation Wealth Management, Inc.$268,319$200,575,563$4,956,515$205,532,078
26Cedarpoint Investment Advisors, Inc.$182,178$170,460,631$19,551,410$190,012,041
27WFA Asset Management Corp$441,447$152,599,631$34,574,030$187,173,661
28RMR Financial Advisors$1,464,543$185,997,000$0$185,997,000
29Kyle Financial Services$714,297$184,288,647$0$184,288,647
30Voyager Capital Management$560,280$179,965,540$1,565,306$181,530,846
31Windward Wealth Strategies, Inc.$410,758$163,000,000$5,000,000$168,000,000
32Financial Service Group Inc$185,729$160,470,186$0$160,470,186
33Copper Harbor Investment Advisors$2,623,361$160,000,000$25,000$160,025,000
34Jacobson & Schmitt Advisors$340,592$151,223,000$0$151,223,000
35Financial Fiduciaries$317,204$147,500,064$0$147,500,064
36Thun Financial Advisors$1,003,837$0$143,548,704$143,548,704
37Mendota Financial Group$199,483$141,000,000$234,000$141,234,000
38The Appleton Group, LLC$270,000$135,000,000$0$135,000,000
39Enrich Financial Partners LLC$579,177$126,839,727$0$126,839,727
40Shakespeare Wealth Management$257,592$124,931,929$0$124,931,929
41Access Investment Advisors Inc$239,033$118,799,588$0$118,799,588
42Michael A. Dubis Financial Planning, LLC$486,389$117,219,660$0$117,219,660
43Review Services Inc$130,346$0$114,704,511$114,704,511
44Vestura, LLC$453,689$109,021,000$318,000$109,339,000

Showing 1 to 44 of 44 entries

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For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified 1,778 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of November 1, 2016. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2016, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on December 5, 2016.