RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Orgel Wealth Management$555,722$3,993,417,000$0$3,993,417,000
2North Star Asset Management Inc$715,536$1,269,308,717$26,527,090$1,295,835,807
3Pegasus Partners$894,028$1,056,358,000$85,316,000$1,141,674,000
4Sadoff Investment Management$932,408$1,119,821,587$0$1,119,821,587
5Diversified Management Inc$654,386$807,656,128$96,051,102$903,707,230
7Jacobus Wealth Management Inc$716,848$690,589,157$100,810,751$791,399,908
8Brookfield Investment Partners$19,446,911$715,648,374$3,887,331$719,535,705
9Schaper Benz & Wise Investment Counsel Inc$1,265,156$710,816,256$6,527,242$717,343,498
10Northern Oak Wealth Management. Inc$895,216$705,363,339$1,857,256$707,220,595
11Schenck Investment Solutions LLC$658,421$338,700,669$330,913,633$669,614,302
12Ellenbecker Investment Group$415,950$540,734,639$0$540,734,639
13Isthmus Partners, LLC$484,972$511,439,503$20,574,371$532,013,874
14PJS Investment Management$868,758$436,473,607$21,361,810$457,835,417
15Summit Planning Group LLC$191,011$450,022,000$0$450,022,000
16Financial Planning And Information Services, Inc.$515,550$431,000,000$0$431,000,000
17Milestone Investment Advisors$393,171$365,000,000$38,000,000$403,000,000
18Northern Capital Management$1,381,091$379,800,000$0$379,800,000
19Advisors Management Group Inc$102,787$327,138,269$32,410,084$359,548,353
20SJA Financial Advisory, LLC$281,444$314,945,300$553,400$315,498,700
21John F Suby Wealth Management$1,036,466$286,270,104$28,815,682$315,085,786
22Alberts Investment Management Inc.$1,765,698$66,000,000$237,700,000$303,700,000
23Sumnicht & Associates$402,614$219,730,000$79,815,000$299,545,000
24Thun Financial Advisors$1,068,646$0$251,131,884$251,131,884
25Next Generation Wealth Management, Inc.$304,497$234,359,091$5,584,500$239,943,591
26Hogan Financial$427,517$202,579,079$27,425,186$230,004,265
27McCarthy Grittinger Financial Group$329,281$190,059,380$37,803,190$227,862,570
28RMR Financial Advisors, LLC$1,504,348$207,600,000$0$207,600,000
29WFA Asset Management Corp$505,964$170,722,330$36,722,754$207,445,084
30Kyle Financial Services$1,609,824$202,837,813$0$202,837,813
31Copper Harbor Investment Advisors$1,990,347$201,000,000$25,000$201,025,000
32Cedarpoint Investment Advisors, Inc.$213,477$172,553,868$19,361,634$191,915,502
33Voyager Capital Management$587,365$185,186,694$1,595,525$186,782,219
34Financial Service Group Inc$202,363$167,354,558$0$167,354,558
35Jacobson & Schmitt Advisors$325,852$162,600,000$0$162,600,000
36Windward Wealth Strategies, Inc.$447,170$161,875,477$0$161,875,477
37Enrich Financial Partners LLC$224,740$159,115,793$0$159,115,793
38Charter Capital Management, Inc$602,045$157,758,840$1,181,141$158,939,981
39Mendota Financial Group$222,098$158,800,000$0$158,800,000
40Geneva Partners, LLC$252,490$148,969,306$0$148,969,306
41Shakespeare Wealth Management$869,880$143,530,181$0$143,530,181
42Financial Fiduciaries$310,247$141,782,822$0$141,782,822
43Spectrum Investment Advisors, Inc.$270,610$134,789,133$245,046$135,034,179
44The Appleton Group, LLC$218,317$132,300,000$0$132,300,000
45Access Investment Advisors Inc$259,419$129,968,713$0$129,968,713
46Review Services Inc$134,502$0$128,315,334$128,315,334
47Michael A. Dubis Financial Planning, LLC$529,108$118,520,298$0$118,520,298
48Vestura, LLC$556,401$117,574,400$382,600$117,957,000
49T. Anton Investment House, Inc.$173,854$103,964,968$0$103,964,968

Showing 1 to 49 of 49 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified 1,937 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of November 1, 2017. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2016, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on December 11, 2017.


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