Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Excess net capital
63Lincoln Investment Planning, LLC$23,060,000
62LPL Financial LLC$107,900,000
61M Holdings Securities Inc. (M Securities)$992,008
60MetLife Inc.
59MML Investors Services, LLC0
58National Planning Corporation (NPC)
57National Securities Corp.
56Nations Financial Group
55Nationwide Planning Associates, Inc.$1,466,283
54New England Securities Inc.
53NEXT Financial Group, Inc.
52Northwestern Mutual 0
51The O.N. Equity Sales Co.$2,172,986
50Packerland Brokerage Services Inc.$922,442
49Park Avenue Securities LLC0
48Parkland Securities, LLC0
47PlanMember Securities Corp.$8,407,000
46Principal Securities, Inc. $9,863,624
45Prospera Financial Services Inc.$7,157,587
44Protected Investors of America Inc.
43Quest Capital Strategies Inc.
42Questar Capital Corp.
41Quincy Cass Associates Inc.
40Raymond James Financial Services Inc.$44,200,000
39Royal Alliance Associates Inc.0
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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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