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Year
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Excess net capital
138Advisor Group$86,214,531
137Alden Investment Group$1
136Allstate Financial Services LLC
135American Portfolios Financial Services Inc.$5,190,594
134Ameriprise Financial Services, LLC0
133Ameritas Investment Company/Ameritas Advisory Services0
132Arete Wealth$234,585
131Arkadios Capital$1,500,000
130Atria Wealth Solutions$18,836,128
129Ausdal Financial Partners
128Avantax Investment Services, Inc.
127BCG Securities, Inc.
126Bernardi Securities Inc.
125Berthel Fisher & Co. Financial Services Inc.
124Bolton Global Capital
123Broker Dealer Financial Services Corp.
122Cadaret, Grant & Co. Inc.
121Calton & Associates Inc.
120Cambridge Investment Research, Inc.$19,084,920
119Cantella & Co. Inc.
118Capital Analysts Inc.
117Capital Investment Co.
116Centaurus Financial, Inc.$10,543,101
115Century Securities Associates Inc.
114Cetera Advisor Networks
113Cetera Advisors
112Cetera Financial Institutions
111Cetera Financial Specialists
110CFD Investments Inc.$930,448
109CoastalOne
108Commonwealth Equity Services, LLC dba-Commonwealth Financial Network$60,479,165
107Concourse Financial Group Securities, Inc.$6,310,156
106Coordinated Capital Securities Inc.
105Correll Co. Investment Services Corp.
104Crown Capital Securities L.P.
103CUNA Brokerage Services Inc.
102Cutter & Company, Inc.$856,000
101D.A. Davidson & Co.
100David A. Noyes & Company
99Edward Jones
98Equitable Advisors, LLC$28,413,961
97Equity Services Inc. 0
96Finance 500 Inc.
95Financial Services International Corp.
94Financial Telesis Inc.
93First Allied Securities, Inc.
92First Republic Securities Co.
91Foothill Securities Inc.
90Foresters Equity Services Inc.
89Fortune Financial Services, Inc.0
88Founders Financial$1,149,135
87FSC Securities Corp.0
86GBS Financial Corp.
85Geneos Wealth Management Inc.$1,000,000
84Grove Point Financial, LLC0
83Harbor Financial Services LLC
82Harbour Investments Inc.$532,000
81Hilltop Securities Independent Network Inc.
80Hornor, Townsend & Kent, LLC0
79Independent Financial Group, LLC0
78Infinity Financial Services
77ING Advisor Network Inc.
76INVEST Financial Corp.
75Investacorp Inc.
74The Investment Center Inc.$3,390,395
73Investment Centers of America Inc.
72J.W. Cole Financial Inc.$8,250,789
71Kalos Capital Inc.
70Kestra Financial, Inc0
69KMS Financial Services, Inc.
68Kovack Securities, Inc.$3,100,500
67LaSalle St. Securities LLC$2,000,000
66Leonard & Co.
65LifeMark Securities Corp.
64Lincoln Financial Network
63Lincoln Investment Planning, LLC$23,060,000
62LPL Financial LLC$107,900,000
61M Holdings Securities Inc. (M Securities)$992,008
60MetLife Inc.
59MML Investors Services, LLC0
58National Planning Corporation (NPC)
57National Securities Corp.
56Nations Financial Group
55Nationwide Planning Associates, Inc.$1,466,283
54New England Securities Inc.
53NEXT Financial Group, Inc.
52Northwestern Mutual 0
51The O.N. Equity Sales Co.$2,172,986
50Packerland Brokerage Services Inc.$922,442
49Park Avenue Securities LLC0
48Parkland Securities, LLC0
47PlanMember Securities Corp.$8,407,000
46Principal Securities, Inc. $9,863,624
45Prospera Financial Services Inc.$7,157,587
44Protected Investors of America Inc.
43Quest Capital Strategies Inc.
42Questar Capital Corp.
41Quincy Cass Associates Inc.
40Raymond James Financial Services Inc.$44,200,000
39Royal Alliance Associates Inc.0
38SA Stone
37SagePoint Financial Inc.0
36SCF Securities Inc.
35Schwab Independent Branch Services (Franchise)
34Securian Financial Services Inc.0
33Securities America Inc.$27,500,000
32Securities Management and Research
31Securities Service Network LLC
30Sigma Financial Corp.0
29Signator Investors Inc.
28SII Investments Inc.
27Spire Investment Partners LLC
26St. Bernard Financial Services Inc.0
25The Strategic Financial Alliance Inc.0
24Summit Brokerage Services, Inc.
23Synergy Investment Group
22TFS Securities Inc.
21The Leaders Group$2,186,689
20Thurston Springer Miller Herd & Titak0
19Tower Square Securities Inc.
18Transamerica Financial Advisors, Inc.0
17Triad Advisors, LLC$13,400,842
16TriCor Financial LLC
15Trustmont Financial Group Inc.0
14Trutoro$36,610
13United Planners Financial Services$5,228,560
12Vanderbilt Financial Group0
11vFinance Investments Inc.
10Voya Financial Advisors Inc.
9Waddell & Reed Financial Advisors$60,137,000
8Wall Street Access
7Walnut Street Securities Inc.
6Wells Fargo Advisors Financial Network
5Williams Financial Group
4Woodbury Financial Services0
3World Capital Brokerage, Inc.
2WRP Investments Inc.
1Wunderlich Securities Inc.

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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