Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total revenue ▼
1LPL Financial LLC$4,281,481,086
2Ameriprise Financial Services Inc.$4,259,992,326
3Raymond James Financial Services Inc.$2,071,000,000
4Commonwealth Equity Services, LLC dba-Commonwealth Financial Network$1,241,571,969
5MML Investors Services, LLC$1,050,377,000
6Northwestern Mutual Investment Services$1,034,487,000
7Wells Fargo Advisors Financial Network$990,794,849
8Cambridge Investment Research Inc.$811,395,992
9AXA Advisors LLC$786,527,198
10Lincoln Financial Network$740,186,365
11Securities America Inc.$637,300,000
12Cetera Advisor Networks$569,678,779
13Royal Alliance Associates Inc.$483,859,884
14Waddell & Reed Financial Advisors$476,612,275
15Kestra Financial, Inc$475,417,323
16Voya Financial Advisors Inc.$429,303,966
17Signator Investors Inc.$423,282,493
18SagePoint Financial Inc.$351,696,921
19Cetera Advisors$351,213,669
20Securian Financial Services Inc.$347,200,000
21Lincoln Investment Planning, LLC$309,700,000
22Principal Securities, Inc. $299,698,627
23Woodbury Financial Services$285,583,941
24Cetera Financial Institutions$283,972,202
25FSC Securities Corp.$281,119,481
26First Allied Securities, Inc.$231,450,576
27American Portfolios Financial Services Inc.$190,145,579
28Triad Advisors LLC$183,881,316
29Park Avenue Securities LLC$183,796,000
30CUNA Brokerage Services Inc.$172,600,000
31M Holdings Securities Inc. (M Securities)$165,516,984
32Summit Brokerage Services, Inc.$161,930,427
33Cadaret, Grant & Co. Inc.$158,485,962
34Centaurus Financial Inc.$147,027,885
35Cetera Financial Specialists$144,218,713
36Independent Financial Group LLC$139,275,200
37Ameritas Investment Corp.$136,300,000
38Securities Service Network LLC$118,223,000
39H. Beck Inc.$114,698,000
40Geneos Wealth Management Inc.$111,914,040
41United Planners Financial Services$110,946,128
42Questar Capital Corp.$110,689,000
43ProEquities Inc.$109,275,034
44KMS Financial Services, Inc.$108,414,395
45Hornor Townsend & Kent, LLC$107,210,062
46J.W. Cole Financial Inc.$104,599,500
47Sigma Financial Corp.$99,776,904
48Transamerica Financial Advisors, Inc.$93,818,089
49Investacorp Inc.$92,081,556
50PlanMember Securities Corp.$85,648,000
51Kovack Securities, Inc.$74,590,000
52The O.N. Equity Sales Co.$62,826,417
53Parkland Securities, LLC$53,219,827
54Leaders Group$52,919,921
55Prospera Financial Services Inc.$50,793,307
56Berthel Fisher & Co. Financial Services Inc.$50,403,323
57The Investment Center Inc.$50,313,335
58The Strategic Financial Alliance Inc.$49,873,214
59Equity Services Inc. $45,600,000
60Crown Capital Securities L.P.$44,425,598
61Harbour Investments Inc.$43,799,000
62LaSalle St. Securities LLC$37,800,000
63Kalos Capital Inc.$35,222,300
64CFD Investments Inc.$31,497,717
65David A. Noyes & Company$28,554,000
66Spire Investment Partners LLC$26,295,590
67Arete Wealth Management$25,796,981
68Founders Financial Securities, LLC$24,958,171
69SCF Securities Inc.$22,556,564
70Nationwide Planning Associates, Inc.$17,322,669
71Fortune Financial Services, Inc.$16,202,698
72Infinity Financial Services $5,333,418
73Securities Management and Research$5,274,875
74World Capital Brokerage, Inc$2,000,000
75Alden Securities$1,663,424
76Veritas Independent Partners$715,026
77HD Vest Investment Services0
78Quest Capital Strategies Inc. 0
79Capital Investment Co.0
80Trustmont Financial Group Inc.0
81Wall Street Access
82Cantella & Co. Inc.
83TFS Securities Inc.
84GBS Financial Corp.
85Cutter & Co. Inc.
86Correll Co. Investment Services Corp.
87Coordinated Capital Securities Inc.
88SA Stone
89Financial Telesis Inc.
90First Republic Securities Co.
91Financial Services International Corp.
92Quincy Cass Associates Inc.
93Packerland Brokerage Services Inc.
94D.A. Davidson & Co.
95Wunderlich Securities Inc.
96Finance 500 Inc.
97Foresters Equity Services Inc.
98Century Securities Associates Inc.
99Ausdal Financial Partners
100Capital Analysts Inc.
101Harbor Financial Services LLC
102TriCor Financial LLC
103Calton & Associates Inc.
104St. Bernard Financial Services Inc.
105Bernardi Securities Inc.
106Allstate Financial Services LLC
107Broker Dealer Financial Services Corp.
108Schwab Independent Branch Services (Franchise)
109Edward Jones
110BCG Securities, Inc.
111Thurston Springer Miller Herd & Titak
112Williams Financial Group
113WRP Investments Inc.
114Protected Investors of America Inc.
115LifeMark Securities Corp.
116Bolton Global Capital
117Hilltop Securities Independent Network Inc.
118NEXT Financial Group Inc.
119SII Investments Inc.
120National Planning Corporation (NPC)
121Investment Centers of America Inc.
122Synergy Investment Group
123INVEST Financial Corp.
124Leonard & Co.
125MetLife Inc.
126New England Securities Inc.
127Tower Square Securities Inc.
128Walnut Street Securities Inc.
129ING Advisor Network Inc.
130Foothill Securities Inc.
131National Securities Corp. & Affiliates
132vFinance Investments Inc.

132 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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