Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Total revenue ▲
132Trustmont Financial Group Inc.0
131HD Vest Investment Services0
130Quest Capital Strategies Inc. 0
129Capital Investment Co.0
128Veritas Independent Partners$715,026
127Alden Securities$1,663,424
126World Capital Brokerage, Inc$2,000,000
125Securities Management and Research$5,274,875
124Infinity Financial Services $5,333,418
123Fortune Financial Services, Inc.$16,202,698
122Nationwide Planning Associates, Inc.$17,322,669
121SCF Securities Inc.$22,556,564
120Founders Financial Securities, LLC$24,958,171
119Arete Wealth Management$25,796,981
118Spire Investment Partners LLC$26,295,590
117David A. Noyes & Company$28,554,000
116CFD Investments Inc.$31,497,717
115Kalos Capital Inc.$35,222,300
114LaSalle St. Securities LLC$37,800,000
113Harbour Investments Inc.$43,799,000
112Crown Capital Securities L.P.$44,425,598
111Equity Services Inc. $45,600,000
110The Strategic Financial Alliance Inc.$49,873,214
109The Investment Center Inc.$50,313,335
108Berthel Fisher & Co. Financial Services Inc.$50,403,323
Next Page »

132 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

Most watched

Events

Finding innovation in your firm

Adam Holt of AssetMap explains how advisers understand they need to grow, but great innovation may be lurking right under your nose.

Events

Finding your edge from Tony Robbins

Guru Tony Robbins has helped a lot of people, but armed with his psychology Financial Advisor Josh Nelson has helped his practice soar.

Latest news & opinion

The growth of factor-based investing

Advisers are making decisions about clients' portfolios by using the same characteristics that govern factor-based ETFs.

Finra makes its list to target hundreds of rogue individuals

The regulator sees patterns in the behavior and disclosures of high-risk brokers.

LTC insurer offering co-pays to blunt soaring premium increases

John Hancock policyholders would get a discount on their premium in return for agreeing to pay a bigger portion of their claims in the future.

Goldman Sachs acquires United Capital

After a payday of $75 million or more, CEO Joe Duran plans to join Goldman in a senior position.

Private equity loves IBDs, but will that last?

Three big acquisitions in less than a year signals renewed life in the formerly beleaguered industry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.