Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps$100K-$499K reps$500K+ reps% of $100K+ reps ▲% of $500K+ reps
13Securian Financial Services Inc.1,077454174SubscribeSubscribe
12United Planners Financial Services53822877SubscribeSubscribe
11Sigma Financial Corp.61826860SubscribeSubscribe
10Harbour Investments Inc.27212637SubscribeSubscribe
9Geneos Wealth Management Inc.24312471SubscribeSubscribe
8Prospera Financial Services Inc.1296647SubscribeSubscribe
7Centaurus Financial, Inc.655362154SubscribeSubscribe
6J.W. Cole Financial Inc.550334113SubscribeSubscribe
5Founders Financial805014SubscribeSubscribe
4LaSalle St. Securities LLC31020040SubscribeSubscribe
3Kovack Securities, Inc.40027245SubscribeSubscribe
2Alden Investment Group65457SubscribeSubscribe
1Cutter & Company, Inc.48417SubscribeSubscribe
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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.