Broker-dealer Data Center

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Year
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps$100K-$499K reps$500K+ reps% of $100K+ reps ▲% of $500K+ reps
138D.A. Davidson & Co.SubscribeSubscribe
137BCG Securities, Inc.SubscribeSubscribe
136Broker Dealer Financial Services Corp.SubscribeSubscribe
135Cadaret, Grant & Co. Inc.SubscribeSubscribe
134Capital Analysts Inc.SubscribeSubscribe
133Century Securities Associates Inc.SubscribeSubscribe
132Correll Co. Investment Services Corp.SubscribeSubscribe
131First Allied Securities, Inc.SubscribeSubscribe
130GBS Financial Corp.SubscribeSubscribe
129ING Advisor Network Inc.SubscribeSubscribe
128Cetera Advisor NetworksSubscribeSubscribe
127Voya Financial Advisors Inc.SubscribeSubscribe
126Cetera AdvisorsSubscribeSubscribe
125Investacorp Inc.SubscribeSubscribe
124INVEST Financial Corp.SubscribeSubscribe
123Investment Centers of America Inc.SubscribeSubscribe
122National Planning Corporation (NPC) SubscribeSubscribe
121SII Investments Inc.SubscribeSubscribe
120NEXT Financial Group, Inc.SubscribeSubscribe
119Protected Investors of America Inc.SubscribeSubscribe
118Securities Service Network LLCSubscribeSubscribe
117Signator Investors Inc.SubscribeSubscribe
116Cetera Financial SpecialistsSubscribeSubscribe
115Questar Capital Corp.SubscribeSubscribe
114Wells Fargo Advisors Financial NetworkSubscribeSubscribe
113WRP Investments Inc.SubscribeSubscribe
112Wunderlich Securities Inc.SubscribeSubscribe
111LifeMark Securities Corp.SubscribeSubscribe
110Bolton Global CapitalSubscribeSubscribe
109Hilltop Securities Independent Network Inc.SubscribeSubscribe
108Summit Brokerage Services, Inc.SubscribeSubscribe
107Synergy Investment GroupSubscribeSubscribe
106Leonard & Co.SubscribeSubscribe
105MetLife Inc.SubscribeSubscribe
104New England Securities Inc.SubscribeSubscribe
103Tower Square Securities Inc.SubscribeSubscribe
102Walnut Street Securities Inc.SubscribeSubscribe
101Foothill Securities Inc.SubscribeSubscribe
100Quest Capital Strategies Inc. SubscribeSubscribe
99Spire Investment Partners LLCSubscribeSubscribe
98Capital Investment Co.SubscribeSubscribe
97National Securities Corp.SubscribeSubscribe
96vFinance Investments Inc.SubscribeSubscribe
95Wall Street AccessSubscribeSubscribe
94TFS Securities Inc.SubscribeSubscribe
93KMS Financial Services, Inc.SubscribeSubscribe
92Cetera Financial InstitutionsSubscribeSubscribe
91SA StoneSubscribeSubscribe
90Financial Telesis Inc.SubscribeSubscribe
89First Republic Securities Co.SubscribeSubscribe
88Financial Services International Corp.SubscribeSubscribe
87Williams Financial GroupSubscribeSubscribe
86Finance 500 Inc.SubscribeSubscribe
85Foresters Equity Services Inc.SubscribeSubscribe
84CUNA Brokerage Services Inc.SubscribeSubscribe
83Ausdal Financial PartnersSubscribeSubscribe
82SCF Securities Inc.SubscribeSubscribe
81Harbor Financial Services LLCSubscribeSubscribe
80TriCor Financial LLCSubscribeSubscribe
79Kalos Capital Inc.SubscribeSubscribe
78Bernardi Securities Inc.SubscribeSubscribe
77Allstate Financial Services LLCSubscribeSubscribe
76World Capital Brokerage, Inc.SubscribeSubscribe
75Infinity Financial Services SubscribeSubscribe
74Schwab Independent Branch Services (Franchise)SubscribeSubscribe
73Edward JonesSubscribeSubscribe
72David A. Noyes & CompanySubscribeSubscribe
71CoastalOneSubscribeSubscribe
70Nations Financial GroupSubscribeSubscribe
69Lincoln Financial Network10,620SubscribeSubscribe
68Quincy Cass Associates Inc.5SubscribeSubscribe
67Coordinated Capital Securities Inc.60SubscribeSubscribe
66Securities Management and Research146SubscribeSubscribe
65Crown Capital Securities L.P.341SubscribeSubscribe
64Thurston Springer Miller Herd & Titak6800SubscribeSubscribe
63LPL Financial LLC17,28700SubscribeSubscribe
62Avantax Investment Services, Inc.3,825SubscribeSubscribe
61Park Avenue Securities LLC1,92200SubscribeSubscribe
60Ameriprise Financial Services, LLC7,80500SubscribeSubscribe
59Calton & Associates Inc.418SubscribeSubscribe
58Berthel Fisher & Co. Financial Services Inc.223SubscribeSubscribe
57Cantella & Co. Inc. 221SubscribeSubscribe
56Raymond James Financial Services Inc.6,64000SubscribeSubscribe
55Vanderbilt Financial Group18100SubscribeSubscribe
54St. Bernard Financial Services Inc.11300SubscribeSubscribe
53The Leaders Group1,076479SubscribeSubscribe
52Transamerica Financial Advisors, Inc.3,1081948SubscribeSubscribe
51Arkadios Capital901065SubscribeSubscribe
50Fortune Financial Services, Inc.375525SubscribeSubscribe
49M Holdings Securities Inc. (M Securities)74712581SubscribeSubscribe
48Trutoro3460SubscribeSubscribe
47Northwestern Mutual 8,6391,547619SubscribeSubscribe
46Ameritas Investment Company/Ameritas Advisory Services1,05518969SubscribeSubscribe
45Concourse Financial Group Securities, Inc.86518440SubscribeSubscribe
44The O.N. Equity Sales Co.73515721SubscribeSubscribe
43Arete Wealth1323115SubscribeSubscribe
42Hornor, Townsend & Kent, LLC83320554SubscribeSubscribe
41Principal Securities, Inc. 1,74745187SubscribeSubscribe
40Royal Alliance Associates Inc.4,8151,259436SubscribeSubscribe
39Atria Wealth Solutions2,249608142SubscribeSubscribe
38Kestra Financial, Inc1,736484309SubscribeSubscribe
37Triad Advisors, LLC86225168SubscribeSubscribe
36Equity Services Inc. 50615020SubscribeSubscribe
35Advisor Group14,5134,3621,411SubscribeSubscribe
34MML Investors Services, LLC6,9502,163459SubscribeSubscribe
33Woodbury Financial Services2,498791238SubscribeSubscribe
32CFD Investments Inc.1504915SubscribeSubscribe
31Packerland Brokerage Services Inc.257844SubscribeSubscribe
30Cambridge Investment Research, Inc.4,5291,578498SubscribeSubscribe
29FSC Securities Corp.799282115SubscribeSubscribe
28Equitable Advisors, LLC4,5301,609320SubscribeSubscribe
27Commonwealth Equity Services, LLC dba-Commonwealth Financial Network2,476897977SubscribeSubscribe
26Grove Point Financial, LLC42215353SubscribeSubscribe
25The Strategic Financial Alliance Inc.1344929SubscribeSubscribe
24Securities America Inc.3,2331,188390SubscribeSubscribe
23Trustmont Financial Group Inc.88345SubscribeSubscribe
22Waddell & Reed Financial Advisors1,333516264SubscribeSubscribe
21Parkland Securities, LLC33513021SubscribeSubscribe
20Nationwide Planning Associates, Inc.123488SubscribeSubscribe
19PlanMember Securities Corp.47918745SubscribeSubscribe
18American Portfolios Financial Services Inc.829328101SubscribeSubscribe
17SagePoint Financial Inc.1,461591163SubscribeSubscribe
16Lincoln Investment Planning, LLC1,040427158SubscribeSubscribe
15The Investment Center Inc.29112126SubscribeSubscribe
14Independent Financial Group, LLC61525998SubscribeSubscribe
13Securian Financial Services Inc.1,077454174SubscribeSubscribe
12United Planners Financial Services53822877SubscribeSubscribe
11Sigma Financial Corp.61826860SubscribeSubscribe
10Harbour Investments Inc.27212637SubscribeSubscribe
9Geneos Wealth Management Inc.24312471SubscribeSubscribe
8Prospera Financial Services Inc.1296647SubscribeSubscribe
7Centaurus Financial, Inc.655362154SubscribeSubscribe
6J.W. Cole Financial Inc.550334113SubscribeSubscribe
5Founders Financial805014SubscribeSubscribe
4LaSalle St. Securities LLC31020040SubscribeSubscribe
3Kovack Securities, Inc.40027245SubscribeSubscribe
2Alden Investment Group65457SubscribeSubscribe
1Cutter & Company, Inc.48417SubscribeSubscribe

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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