Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps ▼$100K-$499K reps$500K+ repsAvg. annual payoutEmployeesCFPs
76Cantella & Co. Inc. 165
77SCF Securities Inc.148435$105,6862617
78Kalos Capital Inc.1408921$279,1363615
79Prospera Financial Services Inc.1357334$381,4325012
80Century Securities Associates Inc.129
81Trustmont Financial Group Inc.111475$125,0001239
82Arete Wealth1063011$126,73374
83Nationwide Planning Associates, Inc.101306$197,417186
84Spire Investment Partners LLC951810$387,9853119
85David A. Noyes & Company86327$126,000347
86Bolton Global Capital75
87Founders Financial75557$321,6631724
88World Capital Brokerage, Inc.71
89St. Bernard Financial Services Inc.6100024
90Wunderlich Securities Inc.50
91Infinity Financial Services 5080$59,03754
92Cutter & Company, Inc.45
94Correll Co. Investment Services Corp.9
95Nations Financial Group
96Protected Investors of America Inc.
97ING Advisor Network Inc.
98WRP Investments Inc.
99GBS Financial Corp.
100Park Avenue Securities LLC
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  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.