Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps$100K-$499K reps$500K+ repsAvg. annual payoutEmployees ▼CFPs
1Cambridge Investment Research, Inc.4,5291,578498$308,639894832
2Commonwealth Equity Services, LLC dba-Commonwealth Financial Network2,476897977$629,0008631,046
3Waddell & Reed Financial Advisors1,333516264$391,739575264
4Lincoln Investment Planning, LLC1,040427158$251,577384218
5PlanMember Securities Corp.47918745$157,78718142
6Securian Financial Services Inc.1,077454174$272,052172228
7American Portfolios Financial Services Inc.829328101$248,561112109
8Centaurus Financial, Inc.655362154$222,88588204
9Concourse Financial Group Securities, Inc.86518440$150,323850
10Independent Financial Group, LLC61525998$334,0008088
11Grove Point Financial, LLC42215353$277,5097568
12Kovack Securities, Inc.40027245$213,9437086
13United Planners Financial Services53822877$305,64867119
14Prospera Financial Services Inc.1296647$545,8526122
15Geneos Wealth Management Inc.24312471$425,9105486
16M Holdings Securities Inc. (M Securities)74712581$285,8955064
17Hornor, Townsend & Kent, LLC83320554$70,900460
18The O.N. Equity Sales Co.73515721$112,3684665
19The Investment Center Inc.29112126$227,8564153
20The Strategic Financial Alliance Inc.1344929$351,0004150
21Founders Financial805014$397,6232923
22Harbour Investments Inc.27212637$300,9002442
23Nationwide Planning Associates, Inc.123488$287,489219
24Northwestern Mutual 8,6391,547619$207,04001,322
25Cantella & Co. Inc. 221
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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed
  • Clearing firms listed are as of 2011. For a $historical list of clearing firms, contact the IN Data Team

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.