Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps$100K-$499K reps$500K+ repsAvg. annual payoutEmployeesCFPs
26St. Bernard Financial Services Inc.11300034
27Spire Investment Partners LLC
28SII Investments Inc.
29Signator Investors Inc.
30Sigma Financial Corp.61826860$199,097126107
31Securities Service Network LLC
32Securities Management and Research146
33Securities America Inc.3,2331,188390$204,949594747
34Securian Financial Services Inc.1,077454174$272,052172228
35Schwab Independent Branch Services (Franchise)
36SCF Securities Inc.
37SagePoint Financial Inc.1,461591163$243,9621960
38SA Stone
39Royal Alliance Associates Inc.4,8151,259436$274,2484070
40Raymond James Financial Services Inc.6,64000$436,36801,300
41Quincy Cass Associates Inc.5
42Questar Capital Corp.
43Quest Capital Strategies Inc.
44Protected Investors of America Inc.
45Prospera Financial Services Inc.1296647$545,8526122
46Principal Securities, Inc. 1,7474518703290
47PlanMember Securities Corp.47918745$157,78718142
48Parkland Securities, LLC33513021$163,99212730
49Park Avenue Securities LLC1,92200000
50Packerland Brokerage Services Inc.257844$95,8902419
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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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