RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

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      Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
      751ROUNDVIEW CAPITAL, LLC$892,477$1,193,943,081$20,717,626$1,214,660,707
      752WILLIAM MACK & ASSOCIATES INC$891,501$721,393,000$5,180,000$726,573,000
      753BUCKLEY WEALTH MANAGEMENT, LLC$891,453$558,049,491—$558,049,491
      754SYM FINANCIAL ADVISORS$890,441$3,076,470,056$630,435,106$3,706,905,162
      755THREE POINTS FINANCIAL, INC.$888,831$6,800,864$105,191,811$111,992,675
      756PIN OAK INVESTMENT ADVISORS INC$888,455$616,588,013—$616,588,013
      757WEALTH COVENANT GROUP LLC$888,424$276,300,000—$276,300,000
      758CYPRESS POINT WEALTH MANAGEMENT, LLC$886,428$626,232,809$101,524,292$727,757,101
      759PACIFICA WEALTH ADVISORS, INC.$886,294$173,364,880$11,870,498$185,235,378
      760FCA CORP$885,621$467,872,061$53,758,978$521,631,039
      761PEGASUS PARTNERS$885,318$1,890,495,185$398,935,970$2,289,431,155
      762DELAP WEALTH ADVISORY, LLC$884,929$253,089,719—$253,089,719
      763BOLTWOOD CAPITAL MANAGEMENT$884,111$284,350,907$28,624,415$312,975,322
      764OLD PEAK FINANCE$881,990$440,112,765—$440,112,765
      765EMERSON WEALTH, LLC$881,560$634,723,340—$634,723,340
      766RPG INVESTMENT ADVISORY, LLC$880,169$716,457,779—$716,457,779
      767IRONWOOD FINANCIAL, LLC$878,792$420,312,179$16,447,325$436,759,504
      768EADS & HEALD WEALTH MANAGEMENT$877,713$265,069,300—$265,069,300
      769ADKINS SEALE CAPITAL MANAGEMENT LLC$877,666$309,393,058$24,997,533$334,390,591
      770KORE PRIVATE WEALTH, LLC$877,611$5,121,738,954—$5,121,738,954
      771TEMBION CAPITAL MANAGEMENT, LLC$876,058$128,780,475—$128,780,475
      772MY PERSONAL CFO, LLC$875,937$206,721,226—$206,721,226
      773BALASA DINVERNO FOLTZ LLC$875,925$5,917,746,495—$5,917,746,495
      774WESTSIDE INVESTMENT MANAGEMENT, LLC$875,563$716,210,706—$716,210,706
      775CHARTER CAPITAL MANAGEMENT, INC$875,353$292,358,912$5,261,153$297,620,065
      776PACIFIC CAPITAL$874,508$386,532,536—$386,532,536
      777GLASSMAN WEALTH SERVICES, LLC$873,963$1,942,819,910—$1,942,819,910
      778INTRINSIC VALUE PARTNERS, LLC$873,256$183,383,721—$183,383,721
      779NARUS FINANCIAL PARTNERS, LLC$872,834$343,197,169$13,792,115$356,989,284
      780MADDEN FUNDS MANAGEMENT$871,028$191,626,253—$191,626,253
      781SUMMIT PLACE FINANCIAL ADVISORS, LLC$868,721$231,948,480—$231,948,480
      782S.A. MASON, LLC$868,200$267,118,513$277,243,010$544,361,523
      783EAGLE BAY ADVISORS LLC$867,700$806,093,560—$806,093,560
      784KINGFISHER CAPITAL, LLC$867,225$586,243,939—$586,243,939
      785TRAIL RIDGE INVESTMENT ADVISORS, LLC$866,497$244,039,562$4,645,160$248,684,722
      786GOODMAN FINANCIAL CORPORATION$865,767$593,050,231—$593,050,231
      787FINANCIAL SOLUTIONS ASSOCIATES$864,907$130,600,885—$130,600,885
      788DELTA FINANCIAL ADVISORS$862,653$337,113,488$65,745,412$402,858,900
      789HOLLINGSWORTH AVENT AVERRE & PURVIS, PA$862,580$142,325,738—$142,325,738
      790HEADINVEST$862,536$883,236,624—$883,236,624
      791TRUE NORTH ADVISORS, LLC$862,127$2,843,576,801$28,167,053$2,871,743,854
      792SAGE FINANCIAL GROUP INC.$861,694$2,771,034,162$244,895,036$3,015,929,198
      793MCRAE CAPITAL MANAGEMENT INC.$859,583$667,896,289—$667,896,289
      794NOESIS CAPITAL MANAGEMENT CORP$859,363$683,448,137$80,525,227$763,973,364
      795AVESTAR CAPITAL, LLC$859,016$724,797,722$1,071,000$725,868,722
      796DRUM HILL CAPITAL, LLC$858,764$150,791,845$18,384,573$169,176,418
      797SUNCOAST EQUITY MANAGEMENT, LLC$858,167$1,091,588,569—$1,091,588,569
      798BIECHELE ROYCE ADVISORS, INC.$857,473$460,790,312$42,546,372$503,336,684
      799THE FAIRMAN GROUP, LLC$856,824$483,105,906$322,308,184$805,414,090
      800SPECTRUM WEALTH MANAGEMENT$855,621$955,832,371$21,286,251$977,118,622
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      Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

      For more information about the RIA Data Center, please contact InvestmentNews Research.

      Reprints: For reprints of these rankings, please contact Caroline Murphy.

      *Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

      Database last updated on July 2021.