RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

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      Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
      1601SENSIBLE FINANCIAL PLANNING AND MANAGEMENT, LLC$466,020$684,461,657$46,257,370$730,719,027
      1602POLARIS WEALTH ADVISORY GROUP$466,008$1,874,699,405$87,659,240$1,962,358,645
      1603J.F. WILLIAMS CO., INC.$465,859—$230,134,188$230,134,188
      1604ALJIAN CAPITAL MANAGEMENT$465,537$419,195,628$7,235,889$426,431,517
      1605ASPEN CAPITAL MANAGEMENT$464,994—$836,060,000$836,060,000
      1606FINANCIAL ASSET MANAGEMENT CORP$464,906$287,741,553$48,850,106$336,591,659
      1607POLLOCK INVESTMENT ADVISORS, LLC$464,677$289,574,908$3,171,678$292,746,586
      16083D/L CAPITAL MANAGEMENT, LLC$464,321$666,300,001—$666,300,001
      1609HOLISTIC FINANCIAL PARTNERS, LLC$464,147$329,080,033—$329,080,033
      1610NORTH BERKELEY WEALTH MANAGEMENT, LLC$463,973$555,284,496$20,970,266$576,254,762
      1611CONVERGENT FINANCIAL STRATEGIES LLC$463,518—$178,454,534$178,454,534
      1612ANTONETTI CAPITAL MANAGEMENT, LLC$463,328$133,368,529$26,016,459$159,384,988
      1613ROBINSON SMITH WEALTH ADVISORS, LLC$463,023$350,589,897$41,590,895$392,180,792
      1614JUNCTURE WEALTH STRATEGIES, LLC$462,172$295,723,917$6,074,170$301,798,087
      1615FRISCH FINANCIAL GROUP, INC.$461,945$629,804,749$30,776,277$660,581,026
      1616SILICON HILLS WEALTH MANAGEMENT$461,838$271,037,498$2,370,510$273,408,008
      1617WP ADVISORS, LLC$461,401$380,979,058$7,059,411$388,038,469
      1618CADENT CAPITAL ADVISORS, LLC$461,303$474,993,977$77,646,801$552,640,778
      1619MODUS ADVISORS, LLC$460,999$386,191,573$12,111,974$398,303,547
      1620SINGLE POINT PARTNERS$460,803$466,381,578$9,627,948$476,009,526
      1621KING WEALTH MANAGEMENT GROUP, LLC$460,762$714,516,153$11,645,375$726,161,528
      1622LEHMAN FINANCIAL RESOURCES$460,538$1,074,895,757—$1,074,895,757
      1623VALIANT WEALTH, LLC$460,312$178,036,237$59,945,111$237,981,348
      1624DOBSON ASSET MANAGEMENT$459,972$171,394,927$3,394,404$174,789,331
      1625STEWARD WEALTH MANAGEMENT$459,387$507,163,091—$507,163,091
      1626PORTFOLIO WEALTH ADVISORS$458,929$284,994,743—$284,994,743
      1627GOALVEST ADVISORY LLC$458,463$252,154,542—$252,154,542
      1628APCM WEALTH MANAGEMENT FOR INDIVIDUALS, LLC$457,638$710,712,492—$710,712,492
      1629BLUESKY WEALTH ADVISORS, LLC$457,199$628,190,845—$628,190,845
      1630FIGURE 8 INVESTMENT STRATEGIES LLC$456,891$143,006,868—$143,006,868
      1631FINANCIAL COACH$456,631$268,955,376—$268,955,376
      1632PROFESSIONAL FINANCIAL$456,461$182,389,518$21,191,944$203,581,462
      1633SIMPLIFI, INC.$456,275$245,019,686—$245,019,686
      1634HALTER FERGUSON FINANCIAL INC$456,226$342,928,967$153,216$343,082,183
      1635DAVID WEALTH MANAGEMENT, LLC$456,209$130,019,674—$130,019,674
      1636RETIREMENT MANAGEMENT SYSTEMS$456,204$1,612,679,618—$1,612,679,618
      1637DIVERSIFI CAPITAL LLC$456,036$262,667,800$9,100$262,676,900
      1638DIBENEDETTO & ASSOCIATES LTD$455,780$244,910,863$21,720,251$266,631,114
      1639MARKS WEALTH MANAGEMENT$455,729$325,000,000$25,000,000$350,000,000
      1640COUNCIL OAK WEALTH ADVISORS$455,648$294,233,617$29,276,565$323,510,182
      1641RINA WEALTH MANAGEMENT SERVICES LLC$455,579$132,352,103$73,569,601$205,921,704
      1642GENEREUX INVESTMENT MANAGEMENT, INC.$455,432$130,253,479—$130,253,479
      1643BEACON FINANCIAL STRATEGIES CORP.$454,615$234,442,840$6,048,641$240,491,481
      1644MILESTONE FINANCIAL PLANNING, LLC$454,609$382,780,986—$382,780,986
      1645INDEPENDENCE WEALTH ADVISORS INC.$454,400$184,206,912$16,637,863$200,844,775
      1646WEALTHPLANS, LLC$454,392$138,766,405$28,449,695$167,216,100
      1647WISE WEALTH MANAGEMENT, LLC$454,359$114,222,962$275,535$114,498,497
      1648STERNECK CAPITAL MANAGEMENT LLC$454,322$253,125,343$22,648,173$275,773,516
      1649INVESTOR'S CAPITAL MANAGEMENT, LLC$453,621$180,254,833$10,719,639$190,974,472
      1650TRAVERSO CHAMBERS PRIVATE WEALTH MANAGEMENT, LLC$453,498$465,226,086$3,690,625$468,916,711
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      Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

      For more information about the RIA Data Center, please contact InvestmentNews Research.

      Reprints: For reprints of these rankings, please contact Caroline Murphy.

      *Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

      Database last updated on July 2021.