RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

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      Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
      1801LECONTE WEALTH MANAGEMENT, LLC$414,694$225,280,243$1,557,240$226,837,483
      1802FAGAN ASSOCIATES INC$414,328$665,113,565$2,368,093$667,481,658
      1803MATTHIAS PRIVATE WEALTH, LLC$413,938$141,641,234$23,933,963$165,575,197
      1804CAPSTONE CAPITAL WEALTH ADVISORS$413,633$339,178,819—$339,178,819
      1805WESTVIEW INVESTMENT ADVISORS$413,612$175,283,108$5,465,154$180,748,262
      1806BOUVEL INVESTMENT PARTNERS, LLC$413,204$274,365,921$4,133,612$278,499,533
      1807BOUVEL INVESTMENT PARTNERS, LLC$413,204$274,365,921$4,133,612$278,499,533
      1808GRIFFITH & WERNER, INC.$412,951$135,298,897$1,387,965$136,686,862
      1809HFG WEALTH MANAGEMENT, LLC$412,712$525,794,823—$525,794,823
      1810CAPITAL FINANCIAL ADVISORS OF NEW YORK, LLC$412,556$184,000,000—$184,000,000
      1811ARMORY CAPITAL MANAGEMENT, LLC$412,216$100,185,590$18,944,965$119,130,555
      1812BUTLER FINANCIAL SERVICES$412,034$118,368,959$1,533,024$119,901,983
      1813STEVEN G. BLUM AND ASSOCIATES, LLC$411,574—$131,291,996$131,291,996
      1814KINLOCH CAPITAL, LLC$411,176$202,298,364—$202,298,364
      1815WOLFF FINANCIAL MANAGEMENT LLC$410,865$403,533,488$6,098,435$409,631,923
      1816FIRST OAK WEALTH MANAGEMENT, LLC$410,060$232,503,952—$232,503,952
      1817BREAKWATER INVESTMENT MANAGEMENT$409,892$227,080,444—$227,080,444
      1818WINGATE WEALTH ADVISORS, INC.$409,507$798,962,344$326,772,849$1,125,735,193
      1819ALPHAMARK ADVISORS, LLC$409,156$403,018,605—$403,018,605
      1820SUMMA GLOBAL ADVISORS, LLC$409,092$124,812,087$15,915,583$140,727,670
      1821PEAK WEALTH MANAGEMENT LLC$408,742$119,625,199$136,259$119,761,458
      1822JNBA FINANCIAL ADVISORS, LLC$408,495$1,464,111,697$1,978,515$1,466,090,212
      1823HARVEST FINANCIAL ADVISORS, LLC$407,641$380,094,735$21,023,901$401,118,636
      1824PERSONAL INVESTMENT MANAGEMENT INC$407,209$533,851,522—$533,851,522
      1825SENESCHAL ADVISORS, LLC$406,982$227,503,103—$227,503,103
      1826REGENCY WEALTH MANAGEMENT$406,105$382,923,993$33,333,529$416,257,522
      1827GRAGG FINANCIAL$405,760$173,665,253—$173,665,253
      1828ROCKWOOD WEALTH MANAGEMENT, LLC$405,539$1,345,437,126$32,583,154$1,378,020,280
      1829CONFLUENCE FINANCIAL PARTNERS$405,134$2,339,588,415$168,998,347$2,508,586,762
      1830SPENCE ASSET MANAGEMENT$404,868$586,266,776$6,865,017$593,131,793
      1831STRATEGIC ADVISORY SERVICES, L.L.C.$404,380$152,855,585—$152,855,585
      1832WPWEALTH LLP$404,317$645,821,639$268,742,490$914,564,129
      1833STRAUSS FINANCIAL GROUP$404,000$202,000,000—$202,000,000
      1834LIGHTHOUSE FINANCIAL SERVICES INC$403,894$424,088,899—$424,088,899
      1835HAVEN WEALTH GROUP$403,820$260,867,459—$260,867,459
      1836MCCARTNEY WEALTH MANAGEMENT LLC$403,787$140,921,825—$140,921,825
      1837CLEAR POINT ADVISORS, INC.$403,711$226,077,883—$226,077,883
      1838GATHER FINANCIAL PLANNING$403,599$134,802,226—$134,802,226
      1839FARROW FINANCIAL INC$403,508$206,999,408—$206,999,408
      1840SARATOGA WEALTH ADVISORS, LLC$403,443$116,082,230$512,747$116,594,977
      1841THE CLARK GROUP ASSET MANAGEMENT$403,318$198,462,799$49,174,163$247,636,962
      1842HARBOR FINANCIAL GROUP, INC.$403,274$336,765,300$4,404,700$341,170,000
      1843TTP INVESTMENTS, INC.$403,225$330,241,603—$330,241,603
      1844CLARITY ASSET MANAGEMENT, INC.$402,983$227,282,155—$227,282,155
      1845TEN CAPITAL WEALTH ADVISORS, LLC$402,766$700,810,236$43,904,807$744,715,043
      1846CANDACE SHIRA ASSOCIATES, LLC$402,572$381,847,702$6,634,568$388,482,270
      1847WEALTH MANAGEMENT GROUP$402,285$320,620,868—$320,620,868
      1848ADDIS & HILL, INCORPORATED$402,241$142,795,441—$142,795,441
      1849ASSET PLANNING CORPORATION$402,173$320,342,120$6,222,719$326,564,839
      1850AZA CAPITAL MANAGEMENT$402,050$283,957,431$6,322,751$290,280,182
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      Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

      For more information about the RIA Data Center, please contact InvestmentNews Research.

      Reprints: For reprints of these rankings, please contact Caroline Murphy.

      *Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

      Database last updated on July 2021.