RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1YORKBRIDGE WEALTH PARTNERS, LLC$1,036,601$1,083,670,141$70,067,191$1,153,737,332
2WISE WEALTH MANAGEMENT, LLC$454,359$114,222,962$275,535$114,498,497
3WINTHROP PARTNERS - WNY, LLC$587,456$149,238,516$2,912,544$152,151,060
4WHITNEY & COMPANY$663,750$872,856,646$5,284,560$878,141,206
5WEBER ASSET MANAGEMENT, INC.$761,067$534,269,297$534,269,297
6WEALTHSTREAM ADVISORS, INC.$667,242$1,156,997,266$1,156,997,266
7UNITED FINANCIAL PLANNING GROUP LLC$338,505$172,431,995$4,605,881$177,037,876
8TWO POINT CAPITAL MANAGEMENT, INC.$2,786,920$256,396,647$256,396,647
9TORTOISE INVESTMENT MANAGEMENT, LLC$559,640$1,334,136,352$12,916,465$1,347,052,817
10STELAC ADVISORY SERVICES LLC$6,394,392$2,365,283,216$281,995,083$2,647,278,299
11SPIELBERGER & BROOKS, INC.$1,599,965$369,729,902$7,861,896$377,591,798
12SOURCE FINANCIAL ADVISORS, LLC$1,418,370$478,449,065$81,807,076$560,256,141
13SOCHA FINANCIAL GROUP, LLC$494,978$357,374,320$357,374,320
14SICART ASSOCIATES, LLC$2,013,453$523,497,849$523,497,849
15SHULMAN DEMEO ASSET MANAGEMENT, LLC$792,833$590,438,843$77,126,221$667,565,064
16SHIKIAR ASSET MANAGEMENT INC$2,511,111$512,000,000$53,000,000$565,000,000
17SHADE TREE ADVISORS LLC$5,931,493$272,848,683$272,848,683
18SENECA FINANCIAL ADVISORS LLC$667,848$503,823,729$75,868,410$579,692,139
19SARATOGA WEALTH ADVISORS, LLC$403,443$116,082,230$512,747$116,594,977
20SANDERSON WEALTH MANAGEMENT, LLC$810,802$121,145,689$874,519,002$995,664,691
21SAMALIN WEALTH$330,444$284,269,659$41,217,960$325,487,619
22SAGE INVESTMENT ADVISERS LLC$319,329$152,000,840$152,000,840
23SAFRAN WEALTH ADVISORS, LLC$1,384,059$131,136,094$10,037,954$141,174,048
24S.E.E.D. PLANNING GROUP, LLC$298,297$329,916,002$329,916,002
25ROCKBRIDGE INVESTMENT MANAGEMENT, LLC$418,987$1,495,206,893$75,994,331$1,571,201,224
26R.W. ROGE & COMPANY, INC$471,479$325,230,114$17,535,078$342,765,192
27PROFESSIONAL FINANCIAL$456,461$182,389,518$21,191,944$203,581,462
28PINE RIDGE ADVISERS LLC$116,301,668$2,674,938,353$2,674,938,353
29PIERMONT WEALTH MANAGEMENT INC.$560,668$235,480,560$235,480,560
30PERENNIAL$908,326$485,306,310$5,189,689$490,495,999
31PELKONEN AND ASSOCIATES LLC$230,077$185,065,722$8,658,918$193,724,640
32PAYNE CAPITAL MANAGEMENT, LLC$269,063$300,210,088$743,485,559$1,043,695,647
33PAOLINO, WILLIAM$257,635$169,008,747$169,008,747
34OXLER PRIVATE WEALTH$1,749,696$455,214,306$3,205,956$458,420,262
35OGOREK WEALTH MANAGEMENT, LLC$2,707,953$487,431,467$487,431,467
36NORTHCAPE WEALTH MANAGEMENT$395,997$500,946,597$17,413,378$518,359,975
37MILLER, GESKO & COMPANY INC.$680,069$135,086,606$30,850,177$165,936,783
38MILESTONES PRIVATE INVESTMENT ADVISORS LLC$268,889$86,712,264$80,805,397$167,517,661
39MERIT FINANCIAL PARTNERS LLC$473,140$203,923,433$203,923,433
40MCCOLLUM CHRISTOFERSON GROUP, LLC$695,491$509,795,227$509,795,227
41MATRIX ASSET ADVISORS INC$1,769,456$994,434,097$994,434,097
42MARATHON WEALTH MANAGEMENT, INC.$525,114$115,000,000$115,000,000
43MARATHON MISSION$238,557$106,635,049$106,635,049
44MAGNUS FINANCIAL GROUP LLC$442,705$1,129,782,370$1,129,782,370
45LONG RUN WEALTH ADVISORS, LLC$224,761$337,558,030$44,085,692$381,643,722
46LONG ISLAND WEALTH MANAGEMENT, INC.$386,203$134,738,135$3,522,542$138,260,677
47LEVEL FINANCIAL ADVISORS, INC.$303,396$545,201,873$545,201,873
48LANDMARK WEALTH MANAGEMENT, LLC$391,447$241,522,541$241,522,541
49LANDMARK WEALTH MANAGEMENT$1,785,108$346,723,100$72,777,300$419,500,400
50KUTZ AND COMPANY INC.$851,051$100,424,042$100,424,042
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Research.

Reprints: For reprints of these rankings, please contact Caroline Murphy.

*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on July 2021.