RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.


# of employees


High-net-worth client assets

    Total AUM


    Total accounts


    Discretionary AUM


    Avg. discretionary account AUM


    Non-discretionary AUM


    Non-discretionary accounts


    Average non-discretionary account AUM


    Avg. account AUM

    Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
    1201ASSET ADVISORY GROUP INC$450,613$378,328,312$20,914,682$399,242,994
    1202BLUE ZONE WEALTH ADVISORS, LLC$1,344,127$399,205,735$399,205,735
    1203MFA WEALTH ADVISORS, LLC$221,470$393,830,692$5,257,824$399,088,516
    1204UAS WEALTH ADVISORS$500,396$390,899,665$7,915,577$398,815,242
    1205JONATHAN D. POND, LLC$2,203,112$398,763,287$398,763,287
    1206PRAIRIE WEALTH ADVISORS, INC.$422,433$334,886,436$63,467,839$398,354,275
    1207MODUS ADVISORS, LLC$460,999$386,191,573$12,111,974$398,303,547
    1208WORLEY ERHART-GRAVES FINANCIAL ADVISORS, INC.$476,790$396,689,542$396,689,542
    1209NEW ENGLAND GUILD WEALTH ADVISORS, INC.$553,825$396,538,657$396,538,657
    1210VERUM PARTNERS LLC$670,577$253,593,941$142,717,164$396,311,105
    1211PEAK FINANCIAL MANAGEMENT INC$304,586$395,961,220$395,961,220
    1212OBRIEN GREENE & CO INC$1,257,282$341,641,204$53,145,470$394,786,674
    1213JACKSON SQUARE CAPITAL, LLC$1,044,203$392,480,442$2,228,146$394,708,588
    1214CLELLAND & COMPANY INC$1,663,002$250,465,788$142,002,572$392,468,360
    1215LEJEUNE PUETZ INVESTMENT COUNSEL$4,726,831$392,327,000$392,327,000
    1216ROBINSON SMITH WEALTH ADVISORS, LLC$463,023$350,589,897$41,590,895$392,180,792
    1217HARBOR ADVISORY CORPORATION$953,158$383,369,318$8,378,482$391,747,800
    1218KELLY FINANCIAL SERVICES LLC$120,087$364,282,219$26,960,277$391,242,496
    1219PROFESSIONAL FINANCIAL ADVISORS, LLC$142,683$323,408,029$67,543,185$390,951,214
    1220WESTSHORE WEALTH$635,658$352,173,547$38,756,212$390,929,759
    1221WOODWARD DIVERSIFIED CAPITAL, LLC$385,955$390,586,460$390,586,460
    1222IMS CAPITAL MANAGEMENT$736,592$373,997,807$16,395,837$390,393,644
    1223FORTITER WEALTH MANAGEMENT, LLC$2,374,160$389,362,280$389,362,280
    1224F&V CAPITAL MANAGEMENT, L.L.C.$2,186,742$373,520,488$15,719,655$389,240,143
    1225CLEAR ROCK ADVISORS, LLC$775,916$388,734,152$388,734,152
    1226WHITENER CAPITAL MANAGEMENT, INC$355,210$339,651,229$48,948,771$388,600,000
    1227CANDACE SHIRA ASSOCIATES, LLC$402,572$381,847,702$6,634,568$388,482,270
    1228NORTHERN CAPITAL MANAGEMENT, INC.$223,965$387,950,295$405,763$388,356,058
    1229WP ADVISORS, LLC$461,401$380,979,058$7,059,411$388,038,469
    1230SHAKESPEARE WEALTH MANAGEMENT, LLC$345,764$387,601,090$387,601,090
    1231SANDY COVE ADVISORS, LLC$601,857$344,014,228$43,581,461$387,595,689
    1232JOURNEY WEALTH MANAGEMENT$910,993$372,793,119$14,378,754$387,171,873
    1233COMPASS FINANCIAL GROUP, INC.$936,841$386,915,250$386,915,250
    1234KCS WEALTH ADVISORY$416,840$386,827,079$386,827,079
    1235PACIFIC CAPITAL$874,508$386,532,536$386,532,536
    1236ARGONAUTICA PRIVATE WEALTH MANAGEMENT, INC$812,728$355,848,733$30,196,927$386,045,660
    1237HOEY INVESTMENTS, INC.$350,909$386,000,442$386,000,442
    1238WEALTH MANAGEMENT SOLUTIONS$278,969$385,535,080$385,535,080
    1239WITTLIN ADVISORY$34,984,971$140,567,755$244,266,922$384,834,677
    1240ONEASCENT WEALTH MANAGEMENT$217,739$380,741,218$3,786,529$384,527,747
    1242SALING WEALTH ADVISORS$531,094$370,001,776$13,447,739$383,449,515
    1243NEW CAPITAL MANAGEMENT, LP$3,868,687$369,000,000$14,000,000$383,000,000
    1244STOKES CAPITAL ADVISORS, LLC$539,242$373,260,218$9,601,883$382,862,101
    1245CASTLEPOINT WEALTH ADVISORS$1,716,551$357,886,908$24,903,906$382,790,814
    1246MILESTONE FINANCIAL PLANNING, LLC$454,609$382,780,986$382,780,986
    1247RMR WEALTH ADVISORS LLC$813,847$376,730,775$5,777,359$382,508,134
    1248HILLCREST FINANCIAL GROUP$476,467$381,650,000$381,650,000
    1249LONG RUN WEALTH ADVISORS, LLC$224,761$337,558,030$44,085,692$381,643,722
    1250MASCOMA WEALTH MANAGEMENT$282,920$340,578,116$40,797,566$381,375,682
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    Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

    For more information about the RIA Data Center, please contact InvestmentNews Research.

    Reprints: For reprints of these rankings, please contact Caroline Murphy.

    *Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

    Database last updated on July 2021.