RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.


# of employees


Total AUM


Total accounts


Discretionary AUM


Avg. discretionary account AUM


Non-discretionary AUM


Non-discretionary accounts


Average non-discretionary account AUM


Avg. account AUM

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Shepherd Kaplan LLC$4,939,681$861,590,624$5,347,587,805$6,209,178,429
2Brick Capital Management Inc$100,424,000$0$2,510,600,000$2,510,600,000
3Alaska Permanent Capital Management Co$17,840,435$2,177,391,520$106,184,167$2,283,575,687
4LGL Partners, LLC$21,560,431$601,293,144$519,849,257$1,121,142,401
5Cambria Investment Management, L.P.$1,623,608$1,074,828,471$0$1,074,828,471
6True North Management Group$124,932,080$999,456,643$0$999,456,643
7Robustwealth Inc.$182,731$41,453,457$825,604,501$867,057,958
8Darrell & King, LLC$4,312,470$793,494,436$0$793,494,436
9CCG Asset Management, LLC$13,943,431$697,171,554$0$697,171,554
10Bridgecreek Investment Management$10,156,250$650,000,000$0$650,000,000
11Mitchell Vaught & Taylor Inc$3,455,101$487,860,990$61,500,053$549,361,043
12RVW Wealth LLC$293,717$483,163,637$0$483,163,637
13Balboa Wealth Partners, Inc.$716,509$377,600,000$0$377,600,000
14Providence Wealth Advisors$391,176$332,500,000$0$332,500,000
15Lexngton Research and Capital Group$2,036,845$325,895,251$0$325,895,251
16Hopwood Financial Services, Inc.$515,728$307,889,885$0$307,889,885
17Capstone Wealth Advisors, LLC$147,838$235,506,199$0$235,506,199
18Aston Capital Management$38,333,333$30,000,000$200,000,000$230,000,000
19Taylor Financial Group, Inc.$251,026$217,388,527$0$217,388,527
20Madden Funds Management$1,094,737$208,000,000$0$208,000,000
22Oliver Capital Management$194,006$11,538,445$181,691,347$193,229,792
23Lyle & Forsyth Investment Managers$2,440,504$83,201,123$104,717,662$187,918,785
24Gardey Financial Advisors Inc$253,557$154,424,141$30,672,761$185,096,902
25Planners Alliance$80,601$165,366,769$11,794,880$177,161,649
26Mindful Asset Planning$159,253$0$176,293,000$176,293,000
27True North Retirement Advisors, LLC$232,090$174,067,283$0$174,067,283
28Linda A. Barlow, CFP$269,136$152,443,515$7,692,582$160,136,097
29Avivar Capital, LLC$21,928,571$0$153,500,000$153,500,000
30Money Watch Advisors Inc$498,111$151,923,765$0$151,923,765
31Financially Speaking Inc$236,578$145,595,028$3,921,998$149,517,026
32The Bedminster Group$637,872$148,424,137$200,000$148,624,137
33Kessler Investment Group$137,026$123,068,489$21,493,600$144,562,089
34Martha'S Vineyard Investment Advisors, LLC$23,692,956$142,157,737$0$142,157,737
35Hi-Line Capital Management, LLC$11,286,156$135,433,867$0$135,433,867
36Halbert Wealth Management, Inc$192,420$23,000,000$109,000,000$132,000,000
38Kahala Financial Advisors, LLC$283,033$122,270,254$0$122,270,254
39Preston Wealth Advisors$182,322$112,902,422$8,706,277$121,608,699
40Holder Wealth Management$219,264$113,797,760$0$113,797,760
41Pantheon Investment Group, LLC$656,442$107,000,000$0$107,000,000
42HFH Planning Inc.$240,139$0$106,381,426$106,381,426
43Casco Capital Management, LP$105,087,134$105,087,134$0$105,087,134
44Antonetti Capital Management, LLC$399,987$83,088,920$21,307,619$104,396,539
45Gunderson Capital Management$271,802$102,741,147$0$102,741,147

Showing 1 to 45 of 45 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,172 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2018. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2017, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 11, 2018.


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