RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 1 | Triumph Capital Management | $109,422 | $372,911,856 | — | $372,911,856 |
| 2 | Lotusgroup Advisors, LLC | $115,307 | $73,618,701 | $86,196,459 | $159,815,160 |
| 3 | Callahan Capital Management Inc | $128,369 | $152,162,211 | $1,880,694 | $154,042,905 |
| 4 | Financial Security Management, Inc | $172,070 | $332,353,365 | $773,913 | $333,127,278 |
| 5 | Aspen Wealth Strategies, LLC | $225,630 | $173,120,073 | $10,994,139 | $184,114,212 |
| 6 | The Holben Group, LLC | $229,656 | $127,000,000 | — | $127,000,000 |
| 7 | The Retirement Planning Specialists, LLC | $234,456 | $186,409,500 | $921,197 | $187,330,697 |
| 8 | FFG Retirement Advisors LLC | $236,658 | $125,665,486 | — | $125,665,486 |
| 9 | Integrated Financial Planning, P.C. | $238,455 | — | $143,073,045 | $143,073,045 |
| 10 | SUMMIT WEALTH ADVISORS, INC. | $241,576 | $118,142,290 | $5,061,430 | $123,203,720 |
| 11 | Panoramic Investment Advisors, LLC | $257,572 | $166,906,372 | — | $166,906,372 |
| 12 | Wambolt & Associates, LLC | $261,056 | $327,625,599 | — | $327,625,599 |
| 13 | Kozak & Tripp Private Asset Management, Inc. | $266,299 | $406,798,739 | $27,268,008 | $434,066,747 |
| 14 | Vital Investment Management LLC | $270,158 | $128,237,413 | $897,875 | $129,135,288 |
| 15 | All Season Financial Advisors, Inc. | $273,706 | $204,731,971 | — | $204,731,971 |
| 16 | Sharkey Howes & Javer Inc | $288,413 | $769,485,101 | — | $769,485,101 |
| 17 | G&S Capital LLC | $289,570 | $259,744,612 | — | $259,744,612 |
| 18 | Bonfire Financial, LLC | $289,597 | $119,201,756 | $3,297,968 | $122,499,724 |
| 19 | Alpha Capital Family Office, LLC | $290,955 | $136,295,788 | $3,653,349 | $139,949,137 |
| 20 | Investment Security Group, Inc. | $299,974 | $798,230,467 | — | $798,230,467 |
| 21 | M & A Consulting Group, LLC | $310,855 | $189,000,000 | — | $189,000,000 |
| 22 | Rainsberger Wealth Advisors, Inc. | $312,886 | $230,955,030 | $17,476,193 | $248,431,223 |
| 23 | Kilterhowling LLC | $314,407 | $151,831,023 | $11,974,768 | $163,805,791 |
| 24 | Boulder Wealth Advisors, LLC | $317,592 | $156,255,111 | — | $156,255,111 |
| 25 | Rosecap Investment Advisors, LLC | $318,891 | $200,713,062 | $15,495,373 | $216,208,435 |
| 26 | Petra Financial Advisors Inc | $327,237 | $174,090,333 | — | $174,090,333 |
| 27 | Wealth Legacy Institute, Inc. | $328,245 | $160,840,035 | — | $160,840,035 |
| 28 | Harbor Financial Group, Inc. | $360,938 | $271,431,500 | $4,324,900 | $275,756,400 |
| 29 | Genereux Investment Management, Inc. | $380,119 | $112,895,361 | — | $112,895,361 |
| 30 | The Millstone Evans Group, LLC | $386,084 | $643,343,904 | $7,207,239 | $650,551,143 |
| 31 | Integrity Wealth Solutions LLC | $387,863 | $137,691,389 | — | $137,691,389 |
| 32 | Cornerstone Investment Advisors, LLC | $401,135 | $83,054,834 | $80,608,097 | $163,662,931 |
| 33 | Schaefer Financial Management, Inc. | $403,191 | — | $672,523,282 | $672,523,282 |
| 34 | J.F. Williams Co., Inc. | $430,169 | — | $194,006,362 | $194,006,362 |
| 35 | CDKV Holdings LLC | $436,498 | $107,324,771 | $490,271 | $107,815,042 |
| 36 | Season Investments, LLC | $438,630 | $125,099,645 | $26,666,205 | $151,765,850 |
| 37 | Cardan Capital Partners, LLC | $450,317 | $992,498,537 | — | $992,498,537 |
| 38 | Private Capital Management, LLC | $458,216 | $1,311,639,564 | $232,994 | $1,311,872,558 |
| 39 | SHINE WEALTH PARTNERS | $462,480 | $712,850,449 | $7,693,209 | $720,543,658 |
| 40 | Helm Investment Management, LLC | $470,125 | $247,285,624 | — | $247,285,624 |
| 41 | MERCER GLOBAL ADVISORS INC. | $484,544 | $15,278,918,122 | $570,047,462 | $15,848,965,584 |
| 42 | BSW Wealth Partners, Inc., A Public Benefit Corporation | $501,831 | $1,508,512,895 | $7,519,184 | $1,516,032,079 |
| 43 | Colorado Capital Management, Inc. | $514,104 | $428,577,298 | $17,150,575 | $445,727,873 |
| 44 | Peak Financial Advisors, LLC | $514,642 | $192,780,051 | $210,675 | $192,990,726 |
| 45 | Mattern Capital Management, LLC | $542,101 | $577,879,545 | — | $577,879,545 |
| 46 | Whipplewood Advisors, LLC | $550,669 | $163,964,679 | $2,887,951 | $166,852,630 |
| 47 | Mueller Financial Solutions Co. | $563,966 | $143,912,774 | $6,666,175 | $150,578,949 |
| 48 | The Wealth Conservancy, Inc. | $564,892 | $96,388,598 | $29,582,424 | $125,971,022 |
| 49 | JHP Wealth Management, LLC | $574,970 | $128,218,290 | — | $128,218,290 |
| 50 | IWP Wealth Pca LLC | $588,081 | $171,195,857 | $298,680,696 | $469,876,553 |
Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Data.
Reprints: For reprints of these rankings, please contact Carline Murphy.
*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.
Database last updated on June, 2020.
