RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Triumph Capital Management$109,422$372,911,856$372,911,856
2Lotusgroup Advisors, LLC$115,307$73,618,701$86,196,459$159,815,160
3Callahan Capital Management Inc$128,369$152,162,211$1,880,694$154,042,905
4Financial Security Management, Inc$172,070$332,353,365$773,913$333,127,278
5Aspen Wealth Strategies, LLC$225,630$173,120,073$10,994,139$184,114,212
6The Holben Group, LLC$229,656$127,000,000$127,000,000
7The Retirement Planning Specialists, LLC$234,456$186,409,500$921,197$187,330,697
8FFG Retirement Advisors LLC$236,658$125,665,486$125,665,486
9Integrated Financial Planning, P.C.$238,455$143,073,045$143,073,045
10SUMMIT WEALTH ADVISORS, INC.$241,576$118,142,290$5,061,430$123,203,720
11Panoramic Investment Advisors, LLC$257,572$166,906,372$166,906,372
12Wambolt & Associates, LLC$261,056$327,625,599$327,625,599
13Kozak & Tripp Private Asset Management, Inc.$266,299$406,798,739$27,268,008$434,066,747
14Vital Investment Management LLC$270,158$128,237,413$897,875$129,135,288
15All Season Financial Advisors, Inc.$273,706$204,731,971$204,731,971
16Sharkey Howes & Javer Inc$288,413$769,485,101$769,485,101
17G&S Capital LLC$289,570$259,744,612$259,744,612
18Bonfire Financial, LLC$289,597$119,201,756$3,297,968$122,499,724
19Alpha Capital Family Office, LLC$290,955$136,295,788$3,653,349$139,949,137
20Investment Security Group, Inc.$299,974$798,230,467$798,230,467
21M & A Consulting Group, LLC$310,855$189,000,000$189,000,000
22Rainsberger Wealth Advisors, Inc.$312,886$230,955,030$17,476,193$248,431,223
23Kilterhowling LLC$314,407$151,831,023$11,974,768$163,805,791
24Boulder Wealth Advisors, LLC$317,592$156,255,111$156,255,111
25Rosecap Investment Advisors, LLC$318,891$200,713,062$15,495,373$216,208,435
26Petra Financial Advisors Inc$327,237$174,090,333$174,090,333
27Wealth Legacy Institute, Inc.$328,245$160,840,035$160,840,035
28Harbor Financial Group, Inc.$360,938$271,431,500$4,324,900$275,756,400
29Genereux Investment Management, Inc.$380,119$112,895,361$112,895,361
30The Millstone Evans Group, LLC$386,084$643,343,904$7,207,239$650,551,143
31Integrity Wealth Solutions LLC$387,863$137,691,389$137,691,389
32Cornerstone Investment Advisors, LLC$401,135$83,054,834$80,608,097$163,662,931
33Schaefer Financial Management, Inc.$403,191$672,523,282$672,523,282
34J.F. Williams Co., Inc.$430,169$194,006,362$194,006,362
35CDKV Holdings LLC$436,498$107,324,771$490,271$107,815,042
36Season Investments, LLC$438,630$125,099,645$26,666,205$151,765,850
37Cardan Capital Partners, LLC$450,317$992,498,537$992,498,537
38Private Capital Management, LLC$458,216$1,311,639,564$232,994$1,311,872,558
39SHINE WEALTH PARTNERS$462,480$712,850,449$7,693,209$720,543,658
40Helm Investment Management, LLC$470,125$247,285,624$247,285,624
41MERCER GLOBAL ADVISORS INC.$484,544$15,278,918,122$570,047,462$15,848,965,584
42BSW Wealth Partners, Inc., A Public Benefit Corporation$501,831$1,508,512,895$7,519,184$1,516,032,079
43Colorado Capital Management, Inc.$514,104$428,577,298$17,150,575$445,727,873
44Peak Financial Advisors, LLC$514,642$192,780,051$210,675$192,990,726
45Mattern Capital Management, LLC$542,101$577,879,545$577,879,545
46Whipplewood Advisors, LLC$550,669$163,964,679$2,887,951$166,852,630
47Mueller Financial Solutions Co.$563,966$143,912,774$6,666,175$150,578,949
48The Wealth Conservancy, Inc.$564,892$96,388,598$29,582,424$125,971,022
49JHP Wealth Management, LLC$574,970$128,218,290$128,218,290
50IWP Wealth Pca LLC$588,081$171,195,857$298,680,696$469,876,553
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.