RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Clark Asset Management, LLC$479,230$98,181,814$4,373,404$102,555,218
2Compass Rose Investments, LLC$219,473$110,115,216$8,180,932$118,296,148
3Valpey Financial Services LLC$261,659$124,235,586$10,518,755$134,754,341
4Cohen Investment Advisors, LLC$251,119$133,741,583$1,109,391$134,850,974
5Ledgewood Wealth Advisors, LLC$698,944$150,273,000$150,273,000
6Northstar Financial Planning, LLC$463,063$147,800,000$6,400,000$154,200,000
7Peak Wealth Management LLC$390,723$158,586,720$46,863$158,633,583
8Creegan & Nassoura Financial Group, LLC$553,928$198,860,107$198,860,107
9Bluestone Wealth Management LLC$2,049,377$200,838,971$200,838,971
10SFM, LLC$459,799$215,645,570$215,645,570
11Blueline Advisors LLC$719,211$149,253,748$71,544,165$220,797,913
12Cornerstone Financial Planning, LLC$318,121$215,247,595$22,388,582$237,636,177
13Seascape Capital Management,LLC$456,202$241,787,118$241,787,118
14Milestone Financial Planning, LLC$405,576$246,184,338$246,184,338
15Harbor Advisory Corporation$760,164$262,547,251$1,229,752$263,777,003
16Grove Street Fiduciary, LLC$272,939$300,644,738$13,508,172$314,152,910
17Measured Wealth Private Client Group, LLC$270,972$391,064,273$4,283,268$395,347,541
18CMH Wealth Management, LLC$1,446,613$559,839,106$559,839,106
19Granite Investment Advisors, LLC$950,981$668,415,767$27,702,340$696,118,107

Showing 1 to 19 of 19 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.