RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1DAVIS, DAVIS AND CONOVER WEALTH MANAGEMENT, LLC$270,077$126,737,245$198,922$126,936,167
2CAMPBELL ROOKS WEALTH MANAGEMENT, L.L.C.$299,278$120,495,869$11,485,806$131,981,675
3FRAZEE INVESTMENT CONSULTING, INC.$587,829$141,078,987$141,078,987
4CTM FINANCIAL, LLC$391,563$163,236,849$7,876,120$171,112,969
5GRIFFIN FAMILY PARTNERS, LLC$1,368,014$126,335,673$46,034,064$172,369,737
6LECONTE WEALTH MANAGEMENT, LLC$382,257$176,220,488$176,220,488
7CYPRESS CAPITAL ADVISORS, LLC$208,939$185,746,676$185,746,676
8KIMERY WEALTH MANAGEMENT, LLC$362,573$186,000,000$186,000,000
9QUINN STAUFFER FINANCIAL, LLC$145,738$211,028,427$211,028,427
10THE NALLS SHERBAKOFF GROUP, LLC$236,677$211,588,928$211,588,928
11TRANQUILITY PARTNERS, LLC$661,635$204,342,268$8,704,303$213,046,571
12WILLIAM HOWARD & CO FINANCIAL ADVISORS, INC$480,174$198,720,652$16,877,468$215,598,120
13HMS INVESTMENT ADVISORS$697,171$211,000,513$9,305,653$220,306,166
14SOUTHERN CAPITAL ADVISORS, LLC$238,461$221,053,084$221,053,084
15ACUMEN WEALTH ADVISORS, LLC$1,477,716$194,030,636$37,970,782$232,001,418
16GUARDIAN WEALTH MANAGEMENT, INC.$1,142,025$267,657,395$718,537$268,375,932
17SILVERLEAFE CAPITAL PARTNERS, LLC$640,110$266,773,116$21,276,277$288,049,393
18WEALTH PRESERVATION ADVISORS, LLC$269,011$278,810,383$12,259,808$291,070,191
19ALDEBARAN FINANCIAL INC$433,918$294,630,142$294,630,142
20DECKER WEALTH MANAGEMENT, LLC$561,414$294,157,827$6,760,330$300,918,157
21ABOUND WEALTH MANAGEMENT, LLC$237,095$311,910,280$22,156,334$334,066,614
22CENTURY WEALTH MANAGEMENT, LLC$911,540$260,054,713$98,180,672$358,235,385
23THE PATTEN GROUP, INC.$397,590$403,143,904$2,397,679$405,541,583
24AM INVESTMENT STRATEGIES, LLC$505,217$239,427,659$210,215,411$449,643,070
25PROFFITT & GOODSON INC.$536,762$462,750,010$8,526,587$471,276,597
26TILLMAN HARTLEY LLC$2,074,245$483,176,000$123,000$483,299,000
27HHM WEALTH ADVISORS, LLC$238,691$508,125,497$33,702,866$541,828,363
28TBH GLOBAL ASSET MANAGEMENT, LLC$311,328$597,279,276$14,791,158$612,070,434
29SUMMIT ASSET MANAGEMENT LLC$449,716$540,089,238$72,423,621$612,512,859
30PRIVATE WEALTH MANAGEMENT, INC.$1,152,761$623,643,433$623,643,433
31RED DOOR WEALTH MANAGEMENT, LLC$532,761$420,141,850$221,835,173$641,977,023
32COVENANT PARTNERS, LLC$1,179,413$632,418,334$61,076,357$693,494,691
33GREEN SQUARE CAPITAL ADVISORS, LLC$839,697$597,921,578$103,225,760$701,147,338
34M CAPITAL ADVISORS$1,259,306$703,974,812$3,755,141$707,729,953
35STONEBRIDGE WEALTH MANAGEMENT$2,832,453$722,275,595$722,275,595
36WOODMONT INVESTMENT COUNSEL, LLC$1,039,033$814,220,407$27,396,007$841,616,414
37TELARRAY, LLC$1,517,238$913,377,343$913,377,343
38PATRIOT INVESTMENT MANAGEMENT GROUP INC$259,135$1,075,584,555$2,417,088$1,078,001,643
39CAPWEALTH ADVISORS, LLC$1,732,110$1,150,356,739$20,549,812$1,170,906,551
40LEGACY WEALTH MANAGEMENT INC$429,132$1,400,870,744$86,930,910$1,487,801,654

Showing 1 to 40 of 40 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Sabrina Straub.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.