RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.


# of employees


Total AUM


Total accounts


Discretionary AUM


Avg. discretionary account AUM


Non-discretionary AUM


Non-discretionary accounts


Average non-discretionary account AUM


Avg. account AUM

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Alpha & Omega$5,005$495,145,827$12,274,025$507,419,852
2Carlson Financial$39,891$145,737,532$542,879$146,280,411
3Q3 Asset Management Corporation$46,473$374,986,982$374,986,982
4Howard Bailey Securities, Llc$47,659$116,467,766$581,719$117,049,485
5Kiker Wealth Management, Llc$71,021$135,507,265$135,507,265
6Values First Advisors, Inc.$78,448$97,767,136$2,254,114$100,021,250
7Hendricks Wealth And Estate Management$81,120$136,779,953$3,801,715$140,581,668
8Nextcapital Advisers$86,174$687,495,947$687,495,947
9Cabana Asset Management$89,586$777,233,641$95,605,880$872,839,521
10Sound Income Strategies, Llc$91,300$655,348,129$52,045,467$707,393,596
11Professional Financial Advisors, Llc$92,750$139,621,904$3,955,290$143,577,194
12Global Financial Private Capital, LLC$96,407$3,555,568,110$3,555,568,110
13True Financial Group$97,267$110,000,000$11,000,000$121,000,000
14Macro Advisors, Inc.$101,456$107,644,934$107,644,934
15Marmo Financial Group, Llc$105,327$126,603,116$126,603,116
16Compass Financial Group, Inc$110,843$435,000,000$25,000,000$460,000,000
17AE Wealth Management, LLC$111,906$5,526,239,350$5,526,239,350
18Solomon Api, Lp$115,143$219,577,617$219,577,617
19Potomac Fund Management$120,194$136,179,372$136,179,372
20Mullooly Asset Management, Inc.$120,238$197,946,199$1,528,880$199,475,079
21Big Investment Services$122,841$113,273,596$11,164,301$124,437,897
22Econ Wealth Management$123,249$112,896,342$112,896,342
23Financial Engines Advisors$128,980$181,000,000,000$181,000,000,000
24Stangier Wealth Management$135,811$160,529,000$160,529,000
25Artifex Financial Group, Llc$138,788$121,717,155$121,717,155
26Cutter Financial Group Llc$142,358$118,411,885$2,734,764$121,146,649
27Kingdom Financial Group, Llc$142,572$107,071,914$107,071,914
28Meixler Investment Management, Ltd.$145,279$103,584,000$103,584,000
29Clear Creek Financial Management, Llc$148,110$257,414,816$257,414,816
30Swaine & Leidel Wealth Services, Llc$157,223$120,589,809$120,589,809
31Jenkins Wealth$159,870$166,264,533$166,264,533
32Millennium Advisory Services, Inc.$162,622$237,753,630$237,753,630
33Total Wealth Planning And Management, Inc.$166,244$115,664,426$1,537,518$117,201,944
34Taylor & Morgan Asset Management, Llc$168,469$148,252,679$148,252,679
3593 Financial Group, Llc$170,875$335,427,440$335,427,440
36Mgm Llc$174,754$103,279,487$103,279,487
37Efficient Advisors$178,997$1,075,054,158$1,075,054,158
38Dickmeyer Boyce Financial Management, Inc$183,649$177,221,677$177,221,677
40Mountain Capital Investment Advisors Inc$190,023$226,507,110$226,507,110
41Entrust Financial Llc$203,405$126,484,271$9,796,851$136,281,122
42Avenir Private Advisors, Llc$207,036$130,432,689$130,432,689
43Tucker Financial Services, Inc.$208,804$118,837,292$181,100$119,018,392
44Covered Bridge Advisors, Llc$209,488$97,330,290$4,899,723$102,230,013
45The Wealth Consulting Group$215,431$1,295,086,137$113,399,636$1,408,485,773
46Essex Llc$219,301$243,845,538$41,465,245$285,310,783
47Wealthway Financial Advisors$219,360$118,235,000$118,235,000
48Resolute Wealth Advisor, Inc.$223,731$74,644,417$46,841,699$121,486,116
49Ironwood Financial, Llc$227,512$171,380,108$17,000,000$188,380,108
50Private Advisor Group, Llc$238,446$19,360,330,580$38,481,254$19,398,811,834
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Showing 1 to 50 of 141 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.