RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.


# of employees


Total AUM


Total accounts


Discretionary AUM


Avg. discretionary account AUM


Non-discretionary AUM


Non-discretionary accounts


Average non-discretionary account AUM


Avg. account AUM

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Checks & Balances, Inc.$77,492$100,120,000$100,120,000
2Paragon Wealth Management$274,431$97,739,677$2,976,396$100,716,073
3Life Plan Financial Advisory Group, LLC$160,630$102,000,000$102,000,000
4Private Wealth Management Of North Carolina LLC$165,213$101,505,511$1,917,574$103,423,085
5Hallett Advisors$131,625$104,773,524$104,773,524
6Guidestream Financial, Inc.$86,855$102,661,893$2,519,527$105,181,420
7Everest Wealth Management$1,559,916$106,074,285$106,074,285
8Hinsdale Associates$498,450$106,668,216$106,668,216
9Allen Capital Management, LLC$605,113$107,104,920$107,104,920
10Catalyst Financial Nw Corporation$109,866$98,276,009$9,831,966$108,107,975
11Reitz Capital Advisors LLC$159,370$108,212,051$108,212,051
12Eubank, Hutson & Associates, LLC$206,627$109,512,142$109,512,142
13Prato Capital Management$231,924$109,700,000$109,700,000
14Kapusta Financial Group$134,742$110,218,720$110,218,720
15Cole Wealth Management, LLC$426,154$110,800,000$110,800,000
16The Archer Consulting Group, LLC$466,387$111,000,000$111,000,000
17Retirement Resources, LLC$100,012$94,745,253$17,368,533$112,113,786
18Friedenthal Financial, LLC$348,602$112,250,000$112,250,000
19Heritage Financial Advisors, LLC$224,729$113,263,237$113,263,237
20The Rudd Company, LLC$206,358$100,818,307$12,472,111$113,290,418
21Cypress Financial Planning$124,166$64,362,794$49,124,853$113,487,647
22Imus Wilkinson & Mundinger Investment Management, LLC$116,670$112,952,827$566,618$113,519,445
23Imc Advisors, Llc$145,933$113,681,957$113,681,957
24Comprehensive Financial Planning Inc$338,184$114,982,536$114,982,536
25Resource Planning Group, Ltd.$88,544$110,919,666$4,188,049$115,107,715
26Lindahl & Mansager Inc$157,299$115,300,000$115,300,000
27The ETF Store, Inc.$188,461$102,909,256$13,182,748$116,092,004
28Oak Wealth Advisors LLC$1,925,393$117,449,000$117,449,000
29O'Boyle Wealth Management, Inc.$124,630$104,300,000$13,600,000$117,900,000
30The Personal Wealth Coach$161,347$117,944,368$117,944,368
313D Wealth Advisors, Inc.$259,075$118,138,233$118,138,233
32Regatta Research & Money Management$76,115$117,282,984$1,455,731$118,738,715
33Vawter Financial Ltd.$235,294$120,000,000$120,000,000
34Miller Financial Management$396,171$119,627,186$808,735$120,435,921
35Personal Financial Advisors, LLC$202,874$109,320,051$11,390,140$120,710,191
36Chao & Company, Ltd..$6,060,499$104,069,818$17,140,166$121,209,984
37Lumina Wealth Management, LLC$305,684$117,270,432$4,697,344$121,967,776
38Titan Capital Management, LLC$131,218$122,426,237$122,426,237
39Clay Northam Wealth Management$120,067$121,391,939$1,076,204$122,468,143
40Excomp Asset Management Ltd.$546,079$123,413,901$123,413,901
41J2 Capital Management, Inc.$115,776$123,533,485$123,533,485
42Morris Retirement Advisors, LLC$162,655$127,196,313$127,196,313
43Spectrum Capital Investment Group, Inc.$252,720$127,623,714$127,623,714
44Fortune Financial Advisors$244,745$104,777,356$22,979,489$127,756,845
45ET George Investment Management, LLC$237,985$128,512,159$128,512,159
46Cannon Capital Management, Inc.$867,532$69,261,262$60,000,968$129,262,230
47Kenneth Frenke & Co$198,114$129,764,381$129,764,381
48Macroview Investment Management LLC$260,604$129,780,817$129,780,817
49Miller Financial Services LLC$128,782$122,377,878$7,562,965$129,940,843
50LD Lowe Wealth Advisory$193,138$130,561,369$130,561,369
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Showing 1 to 50 of 259 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.


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