RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Legacy Advisory Group, LLC$924,528$47,000,000$2,000,000$49,000,000
2Genereux Investment Management, Inc.$380,332$100,027,185$100,027,185
3Tempus Wealth Planning, LLC$222,551$62,621,000$37,527,092$100,148,092
4Trinity Wealth Management, LLC$315,931$85,130,461$15,019,762$100,150,223
5RHS Financial, LLC$243,692$95,140,839$5,016,767$100,157,606
6Lucas Capital Management, L.L.C.$252,094$100,585,356$100,585,356
7Burnett Financial Group$455,005$101,466,205$101,466,205
8Millennium Investment Services$409,128$98,484,987$3,387,935$101,872,922
9Hollingsworth Avent Averre & Purvis, Pa$374,801$101,945,833$101,945,833
10Shakespeare Wealth Management, Inc.$120,859$102,125,772$102,125,772
11Trail Ridge Investment Advisors, LLC$786,452$102,238,760$102,238,760
12Meyer Capital Management LLC.$313,983$102,358,608$102,358,608
13Gold Medal Waters, Inc.$227,725$95,789,526$7,597,692$103,387,218
14Park Ridge Asset Management$262,208$99,191,202$4,643,013$103,834,215
15Interocean Capital - Tn, LLC$1,351,710$81,438,195$22,643,504$104,081,699
16Principium Investments LLC$238,387$103,211,292$1,202,382$104,413,674
17Equity Advisors Of Kentucky Inc$774,160$3,300,000$101,211,617$104,511,617
18Minerva Planning Group$253,237$104,840,291$104,840,291
19Haverdink Financial Management, LLC$232,584$104,895,314$104,895,314
20Westfield Financial Planning$268,326$103,249,787$1,934,159$105,183,946
21Harrison & Company Wealth Management, LLC$157,285$105,538,347$105,538,347
22GW Financial$355,979$95,014,592$11,067,089$106,081,681
23Bluestone Wealth Advisors, Inc.$431,389$99,293,126$7,260,042$106,553,168
24Winthrop Partners - WNY, LLC$459,118$102,888,377$4,086,211$106,974,588
25Halberstadt Financial Consultants Inc$314,370$50,745,000$56,455,000$107,200,000
26Traub Capital Management$1,325,322$107,351,052$107,351,052
27Mercantile Investment Advisors$1,475,197$107,689,413$107,689,413
28Brown Wealth Management, LLC$217,778$93,599,644$14,200,306$107,799,950
29Barry M. Corkern & Co., Inc.$1,553,116$108,718,117$108,718,117
30Imperium Wealth Management, LLC$217,547$97,198,284$11,792,857$108,991,141
31Kaufman Kampe Advisors$393,952$109,124,626$109,124,626
32ALPha Advisors, LLC$322,870$109,130,217$109,130,217
33Campbell Rooks Wealth Management, LLC$247,872$101,845,671$7,465,706$109,311,377
34Davis, Davis And Conover Wealth Management, LLC$238,258$109,185,434$175,009$109,360,443
35Tenbridge Partners LLC$138,542$110,001,955$110,001,955
36Waterstone Wealth Advisors, LLC$233,610$103,353,506$6,910,547$110,264,053
37Strategic Advisory Services, L.L.C.$320,638$109,598,237$701,326$110,299,563
38Purtill Financial LLC$205,429$110,520,868$110,520,868
39Fort Vancouver Investment Management, LLC$741,822$110,531,461$110,531,461
40ADC Wealth Management, LLC$465,503$110,789,665$110,789,665
41Ranstrom Berg Wealth Management, LLC$126,262$102,839,658$8,018,485$110,858,143
42Verus Investment Advisory Group, Inc.$321,293$108,721,668$2,767,016$111,488,684
43Robbins Wealth Management$353,895$8,416,999$104,121,533$112,538,532
44Chesley, Taft & Associates, Llc$350,882$112,632,961$112,632,961
45Affiliated Private Investors Llc$182,213$113,336,704$113,336,704
46Paolino, William$187,809$113,436,400$113,436,400
47Penland Legacy Advisors$253,649$100,720,042$12,914,916$113,634,958
48Union Financial Partners, San Francisco, Inc.$897,516$113,984,551$113,984,551
49Cypress Capital Management, LLC$314,595$114,827,080$114,827,080
50Morgillo Financial Management$187,602$111,000,000$4,000,000$115,000,000
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Showing 1 to 50 of 762 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.

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