RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Legacy Advisory Group, LLC$122,908$11,122,000$23,661,000$34,783,000
2Katz Family Financial Advisors, LLC$209,497$75,000,000$75,000,000
3Nia Impact Capital$1,299,032$99,529,104$496,381$100,025,485
4Genereux Investment Management, Inc.$380,332$100,027,185$100,027,185
5Tempus Wealth Planning, Llc$222,551$62,621,000$37,527,092$100,148,092
6Trinity Wealth Management, Llc$315,931$85,130,461$15,019,762$100,150,223
7Rhs Financial, Llc$243,692$95,140,839$5,016,767$100,157,606
8Kachkovsky & Fisher, Inc.$129,926$89,635,990$10,796,886$100,432,876
9Bck Partners, Inc.$252,094$100,585,356$100,585,356
10Precision Wealth Strategies, Llc$186,296$11,200,000$89,400,000$100,600,000
11Horizons Wealth Management$201,644$100,822,202$100,822,202
12Vital Investment Management Llc$261,795$99,358,573$1,694,256$101,052,829
13Smb Financial Services, Inc.$147,164$94,362,234$7,327,878$101,690,112
14Millennium Investment Services$409,128$98,484,987$3,387,935$101,872,922
15Hollingsworth Avent Averre & Purvis, Pa$374,801$101,945,833$101,945,833
16Heritage Financial Llc$120,859$102,125,772$102,125,772
17Trail Ridge Investment Advisors, Llc$786,452$102,238,760$102,238,760
18Meyer Capital Management Llc.$313,983$102,358,608$102,358,608
19Altius Financial, Inc.$184,752$102,906,843$102,906,843
20Gold Medal Waters, Inc.$227,725$95,789,526$7,597,692$103,387,218
21Milestone Wealth$172,618$103,743,631$103,743,631
22Park Ridge Asset Management$262,208$99,191,202$4,643,013$103,834,215
23Interocean Capital - Tn, Llc$1,351,710$81,438,195$22,643,504$104,081,699
24Kinloch Capital, Llc$258,250$90,037,528$14,295,661$104,333,189
25Principium Investments Llc$238,387$103,211,292$1,202,382$104,413,674
26Equity Advisors Of Kentucky Inc$774,160$3,300,000$101,211,617$104,511,617
27Minerva Planning Group$253,237$104,840,291$104,840,291
28Haverdink Financial Management, Llc$232,584$104,895,314$104,895,314
29Westfield Financial Planning$268,326$103,249,787$1,934,159$105,183,946
30Hco Private Wealth$157,285$105,538,347$105,538,347
31Gw Financial$355,979$95,014,592$11,067,089$106,081,681
32The Planning Group$299,769$97,791,850$8,326,524$106,118,374
33Downtown Investment Advisory$1,768,867$106,132,000$106,132,000
34Valley Brook Capital Group$431,389$99,293,126$7,260,042$106,553,168
35Aspen Private Advisors, Llc$301,190$106,621,167$106,621,167
36Winthrop Partners - Wny, Llc$459,118$102,888,377$4,086,211$106,974,588
37W.H. Cornerstone Investments Inc.$325,672$101,292,661$5,853,292$107,145,953
38Halberstadt Financial Consultants Inc$314,370$50,745,000$56,455,000$107,200,000
39Aspen Wealth Management$602,716$106,516,340$767,101$107,283,441
40Traub Capital Management$1,325,322$107,351,052$107,351,052
41Blue Summit Wealth Management$230,907$107,602,631$107,602,631
42Mercantile Investment Advisors$1,475,197$107,689,413$107,689,413
43Brown Wealth Management, Llc$217,778$93,599,644$14,200,306$107,799,950
44Garrett Investment Advisors, Llc$219,053$85,789,696$22,860,748$108,650,444
45Barry M. Corkern & Co., Inc.$1,553,116$108,718,117$108,718,117
46Kane Company, P.C.$263,773$108,938,342$108,938,342
47Imperium Wealth Management, Llc$217,547$97,198,284$11,792,857$108,991,141
48Kaufman Kampe Advisors$393,952$109,124,626$109,124,626
49Alpha Advisors, Llc$322,870$109,130,217$109,130,217
50Mcnaughton Wealth Management, Llc$174,045$107,900,000$1,400,000$109,300,000
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.