RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Aptus Financial LLC$465,649$10,000,000$112,000,000$122,000,000
2Corkern Barry M Advisory Services Inc$1,608,241$122,226,352$122,226,352
3Boston Mountain Money Management, Inc.$370,815$147,213,513$147,213,513
4Clientfirst Wealth Management, LLC$1,429,186$161,498,000$161,498,000
5Transparent Wealth Partners LLC$344,624$168,769,610$3,887,130$172,656,740
6Applied Capital LLC$138,390$265,088,690$4,909,657$269,998,347
7Mustard Seed Financial, LLC$225,310$281,518,776$3,498,736$285,017,512
8LEXINGTON RESEARCH AND CAPITAL GROUP, LLC$1,117,027$325,054,928$325,054,928
9Horrell Capital Management, Inc.$2,519,444$352,722,183$352,722,183
10Ifrah Financial Services, Inc.$617,839$373,792,376$373,792,376
11BASS AND BELL, INC.$486,181$387,000,000$387,000,000
12HEXAGON CAPITAL PARTNERS, LLC$793,635$416,658,597$416,658,597
13SMITH CAPITAL MANAGEMENT INC$574,328$502,788,967$897,010$503,685,977
14Greenwood Gearhart Inc.$376,788$603,614,317$603,614,317
15The Arkansas Financial Group, Inc.$464,927$637,879,960$637,879,960

Showing 1 to 15 of 15 entries

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For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.