RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1TCI Wealth Advisors, Inc.$365,202$2,544,674,873$58,846,893$2,603,521,766
2TFO Phoenix, Inc.$2,059,444$1,671,094,162$734,336,059$2,405,430,221
3MRA Associates$1,175,866$1,677,712,513$699,888,991$2,377,601,504
4Wealthplan Advisors$3,074,904$228,170,143$1,263,158,214$1,491,328,357
5Dynamic Wealth Advisors$230,433$1,185,754,399$46,373,467$1,232,127,866
6Wall Capital Group, Inc.$2,287,466$332,573,329$728,810,808$1,061,384,137
7Total Investment Management, Inc.$437,429$1,010,023,110$0$1,010,023,110
8Versant Capital Management, Inc.$709,268$842,989,171$66,292,398$909,281,569
9Galvin, Gaustad & Stein, LLC$480,655$711,768,140$6,330,353$718,098,493
10Windsor Capital Management, LLC$445,743$530,434,000$0$530,434,000
11TMD & Associates, Inc.$389,699$399,610,000$13,081,000$412,691,000
12Hatton Consulting, Inc.$493,255$330,400,000$6,000,000$336,400,000
13KeatsConnelly$881,518$304,789,580$16,964,314$321,753,894
14Exeter Financial, LLC$625,070$276,952,918$1,828,255$278,781,173
15LDIntelligence LLC$753,078$274,873,535$0$274,873,535
16Watts Gwilliam & Company$242,167$252,600,000$17,900,000$270,500,000
17Sterling Investment Management, Inc.$640,099$269,601,206$520,453$270,121,659
18RTS Private Wealth Management$351,365$225,423,728$42,667,695$268,091,423
19Ironwood Wealth Management, LLC$172,241$237,060,000$7,350,000$244,410,000
20Cambridge Financial Group, LLC$255,102$240,560,992$0$240,560,992
21Juncture Wealth Strategies, LLC$462,449$226,600,000$0$226,600,000
22Juncture Wealth Strategies, LLC$462,449$226,600,000$0$226,600,000
23Your Source Financial$429,770$192,232,210$20,503,848$212,736,058
24Vigilare Wealth Management$374,948$210,109,635$2,111,080$212,220,715
25Financial Advisory Corporation$294,118$182,000,000$18,000,000$200,000,000
26ARQ Wealth Advisors, LLC$278,081$194,144,000$4,127,600$198,271,600
27Raskob Kambourian Financial Advisors, Ltd..$1,958,607$184,265,751$7,677,739$191,943,490
28Ironwood Financial$233,374$158,430,502$16,600,000$175,030,502
29Allied Portfolio Management, Inc.$553,905$162,988,458$413,422$163,401,880
30Intrinsic Wealth Counsel, Inc.$305,893$160,452,755$1,670,531$162,123,286
31Surevest Wealth Management$281,671$160,687,944$427,665$161,115,609
32Strategic Wealth Advisors$514,502$140,676,282$17,790,471$158,466,753
33Sensible Money, LLC$340,983$158,216,072$0$158,216,072
34Perspective Financial Services$220,604$149,507,056$1,386,260$150,893,316
35Capital West Partners$905,469$102,776,498$47,531,306$150,307,804
36Imus Wilkinson & Mundinger Investment Management, LLC$107,162$148,653,561$516,000$149,169,561
37Intelligent Capitalworks$646,460$144,500,000$1,600,000$146,100,000
38Intrinsic Value Partners$682,769$139,967,584$0$139,967,584
39Sage Financial Advisors Inc.$530,233$139,451,391$0$139,451,391
40Empowerment Financial Group$423,642$132,600,000$0$132,600,000
41WT Wealth Management, LLC$282,400$116,626,297$6,500,000$123,126,297
42Cole Wealth Management, LLC$444,444$120,000,000$0$120,000,000
43Meixler Investment Management, Ltd..$141,657$118,000,000$0$118,000,000
44Wellspring Financial Partners$570,600$103,562,861$1,998,159$105,561,020
45Scottsdale Wealth Planning, Inc.$257,436$103,232,026$0$103,232,026
46Kingdom Financial Group, LLC$110,307$100,047,996$0$100,047,996

Showing 1 to 46 of 46 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,172 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2018. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2017, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 11, 2018.

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