RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.


# of employees


High-net-worth client assets

    Total AUM


    Total accounts


    Discretionary AUM


    Avg. discretionary account AUM


    Non-discretionary AUM


    Non-discretionary accounts


    Average non-discretionary account AUM


    Avg. account AUM

    Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
    51PROSPERITY WEALTH PLANNING LLC$250,119$117,305,710$117,305,710
    52CLEARVIEW WEALTH MANAGEMENT$220,987$117,758,000$2,680,000$120,438,000
    53CLARITY WEALTH MANAGEMENT, INC.$440,525$118,315,336$9,436,822$127,752,158
    54CLUTINGER WILLIAMS & VERHOYE INC$484,373$118,507,517$10,819,983$129,327,500
    55BOURKE WEALTH MANAGEMENT$516,562$118,950,870$1,407,966$120,358,836
    56PROVIDENCE FINANCIAL AND INSURANCES, INC.$104,895$119,265,165$119,265,165
    57LEGACY WEALTH ADVISORS, LLC$662,078$119,670,483$4,138,181$123,808,664
    58MAYFIELD ADVISORS, INC.$1,041,779$121,888,159$121,888,159
    59GARNER FINANCIAL MANAGEMENT$352,261$122,464,061$2,236,275$124,700,336
    60TRIAD INVESTMENT MANAGEMENT, LLC$1,893,121$124,945,961$124,945,961
    61ASPIRE PLANNING ASSOCIATES, INC.$344,805$125,509,086$125,509,086
    62EVEREST MANAGEMENT CORP.$555,598$125,549,094$17,795,063$143,344,157
    63SHERWOOD FINANCIAL PARTNERS, LLC$1,122,528$126,031,526$814,149$126,845,675
    64VILLAGE WEALTH ADVISORS$444,825$126,330,421$126,330,421
    65UP CAPITAL MANAGEMENT, INC.$631,714$127,864,160$100,184,691$228,048,851
    66PAN GLOBAL ADVISERS, LLC$807,667$129,327,664$82,281,213$211,608,877
    67LUMINA FINANCIAL CONSULTANTS, LLC$730,232$129,541,808$2,630,172$132,171,980
    68PARIAX PRIVATE WEALTH MANAGEMENT$1,277,381$130,311,000$3,814,000$134,125,000
    69DEL MAR WEALTH MANAGEMENT INC$434,047$130,648,207$130,648,207
    70GATES PASS ADVISORS, LLC$551,647$130,754,945$2,191,988$132,946,933
    71MILLENNIUM INVESTMENT SERVICES$631,352$131,144,671$2,702,035$133,846,706
    72DWR WEALTH MANAGEMENT, LLC$253,940$131,420,313$5,707,437$137,127,750
    73RINA WEALTH MANAGEMENT SERVICES LLC$455,579$132,352,103$73,569,601$205,921,704
    74PARKWORTH WEALTH MANAGEMENT, INC.$384,501$134,190,713$134,190,713
    75FRANK FINANCIAL ADVISORS$318,745$135,804,096$6,674,704$142,478,800
    76LEWIS ASSET MANAGEMENT$312,629$135,991,199$5,004,534$140,995,733
    77GREAT GABLE WEALTH MANAGEMENT, LLC$361,130$136,507,086$136,507,086
    78STEPHENSON AND COMPANY, INC.$539,733$137,185,630$90,581,889$227,767,519
    79MCM WEALTH$511,635$137,629,793$137,629,793
    80ATTENTIVE INVESTMENTS, LLC$146,582$139,317,609$15,765,845$155,083,454
    81JOHNSON LYMAN WEALTH ADVISORS$2,928,845$139,398,784$7,043,454$146,442,238
    82DEFINE FINANCIAL, LLC$475,252$139,723,964$139,723,964
    83WITTLIN ADVISORY$34,984,971$140,567,755$244,266,922$384,834,677
    84DEW POINT CAPITAL$254,965$140,610,000$6,760,000$147,370,000
    85CAPITAL CS GROUP, LLC$477,049$140,942,740$19,822,635$160,765,375
    86FILIGREE WEALTH ADVISORS, LLC$1,166,570$141,155,000$141,155,000
    87BRIGHTPATH WEALTH PLANNING, LLC$482,715$141,435,545$141,435,545
    88CEDARSTONE ADVISORS$801,946$141,731,644$1,014,746$142,746,390
    89FARTHER FINANCE ADVISORS, LLC$175,982$142,897,678$142,897,678
    90GASBER FINANCIAL ADVISORS, INC$1,068,697$144,130,125$7,624,873$151,754,998
    91KOA WEALTH MANAGEMENT, LLC$328,383$144,709,608$31,303,810$176,013,418
    92PACIFIC FINANCIAL STRATEGIES, INC$183,881$145,265,781$145,265,781
    93D'ARCY CAPITAL MANAGEMENT, LLC$649,394$146,113,613$146,113,613
    94PROSPERITY ROAD, LLC$1,105,162$146,542,717$3,759,336$150,302,053
    95PAINTED PORCH ADVISORS LLC$508,103$147,349,880$147,349,880
    96MERRITHEW & THORSTEN, INC.$384,615$150,000,000$150,000,000
    97DAVID S REINDERS$230,560$151,938,744$151,938,744
    98CANNON BEACH FINANCIAL ADVISORS$340,720$153,852,060$75,112,030$228,964,090
    99CARBAHAL OLSEN FINANCIAL SERVICES GROUP LLC$321,098$154,292,540$3,687,496$157,980,036
    100BANTA ASSET MANAGEMENT LP$631,950$156,723,525$156,723,525
    « Previous PageNext Page »

    Showing 51 to 100 of 455 entries

    Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10

    Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

    For more information about the RIA Data Center, please contact InvestmentNews Research.

    Reprints: For reprints of these rankings, please contact Caroline Murphy.

    *Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

    Database last updated on July 2021.