RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
101Macroclimate LLC$3,068,341$150,348,700$150,348,700
102Orion Capital Management LLC$577,205$150,424,930$225,564$150,650,494
103Caerus Investment Advisors, LLC$621,974$151,230,384$70,192,522$221,422,906
104Tricord Advisors, Inc.$194,688$152,441,018$152,441,018
105Davis & Seiley Wealth Management, Inc.$252,580$152,812,000$15,406,184$168,218,184
106Grecu Capital Management, Inc.$578,839$153,882,818$15,138,248$169,021,066
107Camelot Technology Advisors, Inc.$569,096$153,972,696$252,383$154,225,079
108Robasciotti & Associates , Inc.$288,931$154,000,000$154,000,000
109WALPOLE FINANCIAL ADVISORS, LLC$350,201$154,438,694$154,438,694
110Sage Stone Wealth Management LLC$534,479$154,488,658$4,786,149$159,274,807
111RPA Wealth Management$184,844$154,529,721$154,529,721
112Hutchinson & Ziegler Financial Advisors, Inc.$634,818$154,895,494$154,895,494
113Finkel Eliot Michelow$763,155$156,446,740$156,446,740
114Garrison Point Advisors, LLC$541,079$157,587,138$7,442,092$165,029,230
115Westend Capital Management, LLC.$749,085$158,056,900$158,056,900
116Weinberger Asset Management, Inc$563,010$159,331,713$159,331,713
117Global Wealth Strategies LLC$4,571,429$160,000,000$160,000,000
118Franklin, Joyce Lea$857,472$160,347,183$160,347,183
119WILSON & BOUCHER CAPITAL MANAGEMENT, LLC$384,524$161,115,762$161,115,762
120Pring/Turner Capital Group, Inc.$499,045$162,795,365$392,393$163,187,758
121FPC Investment Advisory, Inc.$371,049$163,632,689$163,632,689
122Canter Strategic Wealth Management, LLC$992,842$163,818,948$163,818,948
123Align Impact, LLC$7,812,692$164,066,530$164,066,530
124Ball & Company$379,252$165,733,320$165,733,320
125TABR Capital Management, LLC$280,924$165,744,978$165,744,978
126Symphony Financial Planning LLC$356,408$165,774,529$2,093,577$167,868,106
127Pachira Investments, Inc.$363,142$167,378,789$44,332,807$211,711,596
128Eiger Wealth Management, LLC$658,844$167,531,071$64,382,125$231,913,196
129Banta Asset Management Lp$633,914$168,621,099$168,621,099
130Investor'S Capital Management, LLC$420,601$169,276,175$6,955,657$176,231,832
131Certified Planners, Inc.$262,113$169,849,329$169,849,329
132Breen Wealth Management, LLC$366,607$170,472,028$170,472,028
133Boltwood Capital Management$696,498$172,639,074$35,613,928$208,253,002
134Mine & Arao Wealth Creation And Management, LLC$413,921$174,260,743$174,260,743
135Plan Life & Wealth Management, Inc.$244,760$175,134,102$3,785,398$178,919,500
136CBT Financial Planning, Inc.$1,812,561$176,733,562$26,273,270$203,006,832
137Simplex Wealth Management, LLC$312,103$176,987,979$5,904,376$182,892,355
138Silver Oak Wealth Advisors Services, LLC$428,940$177,152,239$177,152,239
139Park, Miller, LLC$1,243,390$177,363,640$50,176,816$227,540,456
140Impact Investors, Inc.$269,314$177,954,966$43,690,534$221,645,500
141Carmel Capital Management L.L.C.$1,856,250$178,200,000$178,200,000
142CORNERSTONE WEALTH MANAGEMENT$567,111$179,086,662$3,523,085$182,609,747
143Prudent Investors Network, Inc.$417,953$179,301,983$179,301,983
144Friedlander, Brenda S$1,469,738$179,919,490$6,737,247$186,656,737
145Benningfield Financial Advisors, LLC$690,894$181,014,326$181,014,326
146Jess S. Morgan & Company., Inc.$925,681$181,433,454$181,433,454
147Catalina Capital Group, LLC$722,726$181,549,900$41,772,495$223,322,395
148Fairbanks Capital Management, Inc.$1,043,328$182,582,392$182,582,392
149ALJIAN CAPITAL MANAGEMENT$304,170$183,797,669$3,266,641$187,064,310
150Western Financial Corporation$591,276$183,886,684$183,886,684
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Research.

Reprints: For reprints of these rankings, please contact Caroline Murphy.

*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on July 2021.