RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.


# of employees


High-net-worth client assets

    Total AUM


    Total accounts


    Discretionary AUM


    Avg. discretionary account AUM


    Non-discretionary AUM


    Non-discretionary accounts


    Average non-discretionary account AUM


    Avg. account AUM

    Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
    351OSHER VAN DE VOORDE INVESTMENT MANAGEMENT$1,384,699$548,340,619$548,340,619
    352FINANCIAL CONNECTIONS GROUP, INC.$370,240$434,291,990$434,291,990
    353WESTEND CAPITAL MANAGEMENT, LLC.$731,055$194,460,663$194,460,663
    354MORLING FINANCIAL ADVISORS, LLC$536,269$501,411,899$501,411,899
    355EMPYRION WEALTH MANAGEMENT, INC.$2,827,586$246,000,000$246,000,000
    356BREEN WEALTH MANAGEMENT, LLC$397,172$212,884,330$212,884,330
    357HILLCREST FINANCIAL GROUP$476,467$381,650,000$381,650,000
    358PRIVATE FINANCIAL COUNSELING$536,886$238,914,220$238,914,220
    359THOMAS DOLL$530,625$1,323,909,507$1,323,909,507
    360FILIGREE WEALTH ADVISORS, LLC$1,166,570$141,155,000$141,155,000
    361SIVIA CAPITAL PARTNERS, LLC$1,352,018$323,132,199$323,132,199
    362MRAZ, AMERINE & ASSOCIATES, INC.$387,335$565,509,753$565,509,753
    363SMART INVESTOR, LLC$645,314$682,741,798$682,741,798
    364TRICORD ADVISORS, INC.$217,582$175,588,316$175,588,316
    365AVALON CAPITAL MANAGEMENT$1,059,955$339,185,647$339,185,647
    366CRAWFORD FINANCIAL PLANNING & CONSULTING$312,179$108,950,510$108,950,510
    367DEL MAR WEALTH MANAGEMENT INC$434,047$130,648,207$130,648,207
    368TELOS CAPITAL MANAGEMENT, INC.$627,871$1,197,350,807$1,197,350,807
    369OPTIMIZE FINANCIAL INC.$223,014$100,579,312$100,579,312
    371CARLSBAD WEALTH ADVISORY GROUP, INC.$338,359$244,295,531$244,295,531
    372MACROCLIMATE LLC$3,009,983$180,598,970$180,598,970
    373BULL OAK CAPITAL, LLC$494,613$116,234,129$116,234,129
    374ASHFIELD CAPITAL PARTNERS$2,908,020$1,861,132,845$1,861,132,845
    375CAPITAL ADVANTAGE, INC.$386,094$981,065,395$981,065,395
    376ENTRUST WEALTH ADVISORS, LLC$984,405$335,682,164$335,682,164
    377GRIFFIN BLACK, INC.$359,228$188,953,738$188,953,738
    378WERBA RUBIN PAPIER WEALTH MANAGEMENT, LLC$532,333$780,400,000$780,400,000
    379BULMAN WEALTH GROUP$216,834$108,200,000$108,200,000
    380RPG INVESTMENT ADVISORY, LLC$880,169$716,457,779$716,457,779
    381WESTERN FINANCIAL CORPORATION$701,001$254,463,487$254,463,487
    382VANTAGE WEALTH MANAGEMENT, LLC$354,578$488,608,000$488,608,000
    383MAYFIELD ADVISORS, INC.$1,041,779$121,888,159$121,888,159
    384CASILIO LEITCH INVESTMENTS$699,351$160,850,796$160,850,796
    385BRIGHTPATH WEALTH PLANNING, LLC$482,715$141,435,545$141,435,545
    386YOUNG WEALTH MANAGEMENT$1,114,507$117,023,216$117,023,216
    387AVITAS WEALTH MANAGEMENT, LLC$1,583,728$1,023,088,059$1,023,088,059
    388BLUME CAPITAL MANAGEMENT, INC.$715,060$580,628,386$580,628,386
    389JESS S. MORGAN & COMPANY., INC.$1,391,432$260,197,784$260,197,784
    390PARKSIDE ADVISORS LLC$736,675$587,130,325$587,130,325
    391PENINSULA WEALTH, LLC$798,289$558,003,681$558,003,681
    392HUTCHINSON & ZIEGLER FINANCIAL ADVISORS, INC.$738,748$178,777,014$178,777,014
    393BLUEPRINT INVESTING LLC$1,108,785$271,652,283$271,652,283
    394PRIVATE WEALTH ADVISORS$851,759$353,480,056$353,480,056
    395PAINTED PORCH ADVISORS LLC$508,103$147,349,880$147,349,880
    396WAYPOINT WEALTH PARTNERS$1,185,670$896,366,542$896,366,542
    397DAVID S REINDERS$230,560$151,938,744$151,938,744
    398PROSPERITY WEALTH PLANNING LLC$250,119$117,305,710$117,305,710
    399FISCHER INVESTMENT STRATEGIES, LLC$223,638$179,581,475$179,581,475
    400HOLBROOK GLOBAL STRATEGIES$4,571,429$160,000,000$160,000,000
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    Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

    For more information about the RIA Data Center, please contact InvestmentNews Research.

    Reprints: For reprints of these rankings, please contact Caroline Murphy.

    *Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

    Database last updated on July 2021.