RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
51Napa Wealth Management$278,311$135,537,443$135,537,443
52Investor's Capital Management$302,549$127,063,509$8,478,311$135,541,820
53Castle Wealth Planning$1,222,770$135,727,424$135,727,424
54TABR Capital Management$221,566$135,819,911$135,819,911
55Tax Efficient Asset Management Solution, Inc.$720,092$136,097,380$136,097,380
56Catalina Capital Group, LLC$625,322$124,813,388$11,506,755$136,320,143
57Measured Risk Portfolios$260,849$134,899,764$3,089,188$137,988,952
58Integral Investment Advisors, Inc.$702,701$51,526,547$88,311,009$139,837,556
59WWM Financial$131,563$128,558,584$11,424,114$139,982,698
60Clearview Investment Partners$199,068$138,402,736$1,740,853$140,143,589
61Spectrum Financial Management$1,113,132$135,275,630$4,978,941$140,254,571
62WaLPole Financial Advisors$312,199$140,489,772$140,489,772
63Wilson & Boucher Capital Management, LLC$335,529$140,922,216$140,922,216
64Private Capital Management, Inc.$1,905,043$119,691,696$21,281,522$140,973,218
65Balboa Wealth Partners, Inc.$221,146$141,200,000$112,000$141,312,000
66Certified Planners, Inc.$209,894$141,604,677$283,521$141,888,198
67Pring Turner Capital Group$455,822$127,231,006$15,441,307$142,672,313
68South Bay Financial Partners$496,585$143,512,941$143,512,941
69Elmwood Wealth Management$329,253$138,268,619$6,931,892$145,200,511
70M Wealth Management, LLC$131,821$145,267,260$145,267,260
71Davis & Seiley Wealth Management, Inc.$218,343$134,767,875$10,867,056$145,634,931
72Veripax Wealth Management, LLC$207,951$146,397,307$146,397,307
73Benningfield Financial Advisors$523,978$146,713,741$146,713,741
74Victus Capital Wealth$901,840$141,000,000$6,000,000$147,000,000
75Baker, Brose & Mitsutome Wealth Management LLC$356,886$147,037,000$147,037,000
76Eliot Finkel Investment Counsel$702,493$147,523,490$147,523,490
77Aljian Capital Management$253,853$145,214,237$2,527,990$147,742,227
78Carlsbad Wealth Advisory Group, Inc.$210,924$149,123,286$149,123,286
79Dash Investments$394,444$149,494,291$149,494,291
80Curtis Advisory Group$733,801$149,695,380$149,695,380
81Wealth Analytics Partners, LLC$1,127,581$149,968,253$149,968,253
82Ted Buchan & Company$190,396$119,540,688$31,062,457$150,603,145
83Stewart Wealth Management, Inc.$148,387$128,940,246$21,672,753$150,612,999
84Womack Wealth Management, Inc.$392,138$147,929,157$3,044,090$150,973,247
85Reed & Ball, Inc.$341,798$151,074,847$151,074,847
86Caerus Investment Advisors, LLC$637,474$108,983,564$42,097,776$151,081,340
87Athena Investment Management$523,207$149,025,689$2,181,073$151,206,762
88Sharper & Granite LLC$476,019$152,326,000$152,326,000
89Hamilton Wealth, LLC$362,041$135,462,718$18,042,654$153,505,372
90Up Capital Management, Inc.$577,411$67,475,732$86,115,636$153,591,368
91Altamont Wealth Management, Inc.$1,477,835$153,694,800$153,694,800
92TTP Investments, Inc.$228,666$154,349,827$154,349,827
93Berkson Asset Management, Inc.$991,785$21,778,580$134,923,463$156,702,043
94Cannon Beach Financial Advisors$243,237$100,242,238$60,050,678$160,292,916
95Gencap Portfolio Management$489,419$144,569,000$16,450,000$161,019,000
96Inspired Financial$447,778$161,200,000$161,200,000
97Private Financial Counseling$270,929$161,744,373$161,744,373
98Baker & Associates$370,479$141,023,540$21,616,879$162,640,419
99Pathways Advisory Group, Inc.$188,049$162,662,723$162,662,723
100Silver Oak Wealth Advisors Services, LLC$355,607$162,867,794$162,867,794
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Showing 51 to 100 of 346 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.


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