RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
301PFC Capital Group Inc$310,461$201,799,842$201,799,842
302Concord Investment Counsel$377,660$197,292,533$2,867,197$200,159,730
303Measured Risk Portfolios, Inc.$230,492$193,248,384$4,282,999$197,531,383
304Elmwood Wealth Management, Inc.$400,658$192,280,963$4,842,601$197,123,564
305Cannon Beach Consultants Inc$305,516$128,552,301$68,505,479$197,057,780
306Carlsbad Wealth Advisory Group, Inc.$310,940$196,824,814$196,824,814
307Fermata Advisors, LLC$155,421$148,760,000$47,847,079$196,607,079
308Veripax Wealth Management, Inc.$219,420$195,342,823$379,464$195,722,287
309Up Capital Management, Inc.$569,962$109,491,089$85,435,842$194,926,931
310Dash Acquisitions Inc.$354,546$191,454,826$191,454,826
311ALJIAN CAPITAL MANAGEMENT$304,170$183,797,669$3,266,641$187,064,310
312Friedlander, Brenda S$1,469,738$179,919,490$6,737,247$186,656,737
313Elevage Partners, LLC$150,937$185,351,045$185,351,045
314Integral Investment Advisors, Inc.$386,540$140,121,476$43,871,354$183,992,830
315Western Financial Corporation$591,276$183,886,684$183,886,684
316Simplex Wealth Management, LLC$312,103$176,987,979$5,904,376$182,892,355
317CORNERSTONE WEALTH MANAGEMENT$567,111$179,086,662$3,523,085$182,609,747
318Fairbanks Capital Management, Inc.$1,043,328$182,582,392$182,582,392
319Jess S. Morgan & Company., Inc.$925,681$181,433,454$181,433,454
320Benningfield Financial Advisors, LLC$690,894$181,014,326$181,014,326
321Prudent Investors Network, Inc.$417,953$179,301,983$179,301,983
322Plan Life & Wealth Management, Inc.$244,760$175,134,102$3,785,398$178,919,500
323Carmel Capital Management L.L.C.$1,856,250$178,200,000$178,200,000
324Silver Oak Wealth Advisors Services, LLC$428,940$177,152,239$177,152,239
325Investor'S Capital Management, LLC$420,601$169,276,175$6,955,657$176,231,832
326Mine & Arao Wealth Creation And Management, LLC$413,921$174,260,743$174,260,743
327Pan Global Advisers, LLC$792,061$101,246,684$73,006,800$174,253,484
328Stephenson And Company, Inc.$461,501$100,754,541$73,231,289$173,985,830
329Altamont Wealth Management, Inc.$2,053,091$172,459,625$172,459,625
330Breen Wealth Management, LLC$366,607$170,472,028$170,472,028
331Certified Planners, Inc.$262,113$169,849,329$169,849,329
332Grecu Capital Management, Inc.$578,839$153,882,818$15,138,248$169,021,066
333Banta Asset Management Lp$633,914$168,621,099$168,621,099
334Davis & Seiley Wealth Management, Inc.$252,580$152,812,000$15,406,184$168,218,184
335Symphony Financial Planning LLC$356,408$165,774,529$2,093,577$167,868,106
336Walker Financial Advisors, Inc. Dba California 457 Benefits$516,004$140,467,268$27,233,960$167,701,228
337TABR Capital Management, LLC$280,924$165,744,978$165,744,978
338Ball & Company$379,252$165,733,320$165,733,320
339Garrison Point Advisors, LLC$541,079$157,587,138$7,442,092$165,029,230
340Align Impact, LLC$7,812,692$164,066,530$164,066,530
341Canter Strategic Wealth Management, LLC$992,842$163,818,948$163,818,948
342FPC Investment Advisory, Inc.$371,049$163,632,689$163,632,689
343Pring/Turner Capital Group, Inc.$499,045$162,795,365$392,393$163,187,758
344Tempus Wealth Planning, LLC$216,392$119,662,565$43,064,167$162,726,732
345Private Capital Management, Inc.$572,108$143,548,946$17,785,517$161,334,463
346WILSON & BOUCHER CAPITAL MANAGEMENT, LLC$384,524$161,115,762$161,115,762
347Franklin, Joyce Lea$857,472$160,347,183$160,347,183
348Global Wealth Strategies LLC$4,571,429$160,000,000$160,000,000
349Weinberger Asset Management, Inc$563,010$159,331,713$159,331,713
350Sage Stone Wealth Management LLC$534,479$154,488,658$4,786,149$159,274,807
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Research.

Reprints: For reprints of these rankings, please contact Caroline Murphy.

*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on July 2021.