RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Filters

# of employees

MinMax

High-net-worth client assets

Total AUM

MinMax

Total accounts

MinMax

Discretionary AUM

MinMax

Avg. discretionary account AUM

MinMax

Non-discretionary AUM

MinMax

Non-discretionary accounts

MinMax

Average non-discretionary account AUM

MinMax

Avg. account AUM

MinMax
Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
51TTP Investments, Inc.$286,282$226,449,066$226,449,066
52Regatta Capital Group, LLC$286,953$563,612,476$119,048,528$682,661,004
53Robasciotti & Associates , Inc.$288,931$154,000,000$154,000,000
54Krane Financial Solutions, LLC$292,455$90,303,881$52,414,240$142,718,121
55Praetorian Wealth Management, Inc.$294,914$321,268,876$2,251,913$323,520,789
56Financial Designs Corporation$296,334$300,814,499$95,976,757$396,791,256
57Navalign, LLC$297,974$404,947,000$404,947,000
58Wilsey Asset Management Incorporated$300,978$360,270,737$360,270,737
59Lifesteps Financial, Inc.$302,654$204,042,068$35,659,687$239,701,755
60ALJIAN CAPITAL MANAGEMENT$304,170$183,797,669$3,266,641$187,064,310
61Advantage Capital Advisors, LLC$304,241$131,736,302$131,736,302
62Cannon Beach Consultants Inc$305,516$128,552,301$68,505,479$197,057,780
63Global Financial Advisory Services, Inc.$305,710$124,423,884$124,423,884
64Financial Alternatives, Inc.$306,075$241,303,257$3,862,872$245,166,129
65Aspire Planning Associates, Inc.$310,162$123,444,466$123,444,466
66PFC Capital Group Inc$310,461$201,799,842$201,799,842
67Manhattan West Asset Management, LLC$310,499$144,404,410$59,904,107$204,308,517
68Carlsbad Wealth Advisory Group, Inc.$310,940$196,824,814$196,824,814
69Simplex Wealth Management, LLC$312,103$176,987,979$5,904,376$182,892,355
70Betterwealth LLC$313,380$337,898,692$7,445,530$345,344,222
71Fc360 Wealth Management, Inc.$313,905$85,798,333$21,557,133$107,355,466
72Pure Financial Advisors, Inc.$315,989$3,252,712,647$38,940,547$3,291,653,194
73Litton Financial, LLC$317,789$279,972,495$279,972,495
74American Money Management, LLC$319,241$382,450,072$10,535,248$392,985,320
75Mraz, Amerine & Associates, Inc.$332,458$499,019,550$499,019,550
76Gradient Capital Advisors, LLC$332,999$347,593,375$73,317,531$420,910,906
77KCS Wealth Advisory, LLC$333,183$272,210,173$272,210,173
78Eclectic Associates, Inc.$334,664$774,972,448$146,021,897$920,994,345
79Core Financial Partners Inc.$335,599$214,730,038$389,029$215,119,067
80Lighthouse Financial Services Inc$346,122$347,160,859$347,160,859
81Vantage Wealth Management, LLC$348,024$446,000,000$12,000,000$458,000,000
82Integrity Wealth Partners, LLC$348,255$144,874,134$144,874,134
83Shira Ridge Wealth Management$348,548$209,825,991$209,825,991
84Alsari Wealth Management Global Advisors, LLC$349,854$120,000,000$120,000,000
85WALPOLE FINANCIAL ADVISORS, LLC$350,201$154,438,694$154,438,694
86Marin Wealth Advisors LLC$351,244$266,242,725$266,242,725
87North Berkeley Wealth Management, LLC$353,591$468,207,726$17,272,319$485,480,045
88Dash Acquisitions Inc.$354,546$191,454,826$191,454,826
89Epsilon Financial Group, Inc.$355,017$415,369,766$415,369,766
90Symphony Financial Planning LLC$356,408$165,774,529$2,093,577$167,868,106
91Wealth Quest Partners, Inc.$358,889$106,590,112$106,590,112
92De Groote Financial Group, LLC$360,116$420,615,000$420,615,000
93Pachira Investments, Inc.$363,142$167,378,789$44,332,807$211,711,596
94Occidental Asset Management, LLC$363,867$422,085,914$422,085,914
95DLK Investment Management, LLC$363,915$238,521,812$27,500,105$266,021,917
96Garner Financial Management, Inc.$364,825$127,581,122$7,769,045$135,350,167
97Echo45 Advisors LLC$365,839$120,726,820$120,726,820
98Breen Wealth Management, LLC$366,607$170,472,028$170,472,028
99WARREN STREET WEALTH ADVISORS, LLC$367,427$148,749,393$7,774,301$156,523,694
100FPC Investment Advisory, Inc.$371,049$163,632,689$163,632,689
« Previous PageNext Page »

Showing 51 to 100 of 438 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9

Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Research.

Reprints: For reprints of these rankings, please contact Caroline Murphy.

*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on July 2021.